1 DEBRA WONG YANG 2 United States Attorney STEVEN D

1 DEBRA WONG YANG 2 United States Attorney STEVEN D

1 DEBRA WONG YANG 2 United States Attorney STEVEN D. CLYMER 3 Special Assistant United States Attorney Chief, Criminal Division 4 1800 United States Courthouse 312 North Spring Street . 5 Los Angeles, California 90012 Telephone: (213) 894-5010 6 Facsimile: (213) 894-6436 JOSHUA R. HOCHBERG I • Grt 7 Chief, Fraud Section . MARK F. MENDELSOHN s- " • 8 Deputy Chief, Fraud Section ADRIAN D.D. MEBANE 1 . cn 9 Trial Attorney • "."0 Criminal Division • I 10 United States Department of Justice Washington, D.C. 20530 7 P 11 Attorneys for Plaintiff • i 12 UNITED STATES OF AMERICA 13 --UNITED STATES DISTRICT COURT • 14 FOR THE CENTRAL DISTRICT OF CALIFORNIA 15 UNITED STATES OF AMERICA, ) No. CR Cc ) 16 ) PLEA AGREEMENT ) FOR bk (TIANJIN) CO. LTD. 17 .v. ) ) • 18 DPC (TIANJIN) CO. LTD., ) ) 19 Defendant. ) ) 20 -) 21 1. This constitutes the plea agreement ("Agreement") 22 between DPC (TIANJIN) CO. LTD formerly Tianjin Depu (DEC) 23 Biotechnological and Medical Products, Inc.("DPC TIANJIN" or 24 "defendant") and the United States Attorney's Office for the 25 - • Central District of California ("the USAO") and the United States 26 • Department of Justice, Criminal Division, Fraud Section ("the 27 Fraud Section"), in United States v. DPC TIANJIN, a prosecution 28 resulting from an investigation of illegal payments by defendant. • • 1 DPC TIANJIN to doctors and laboratory personnel employed by 2 government-owned hospitals in the People's Republic of China to 3 obtain or retain business in violation of the Foreign Corrupt 4 Practices Act of 1977, as amended, 15 U.S.C. 78dd-1, et Aga. 5 2. This Agreement is limited to the USA° and the Fraud 6 Section, and cannot bind any other federal, state or local 7 prosecuting, administrative, or regulatory authorities. This 8 Agreement does not bind any other component of the Department of 9 Justice, including the Tax Division. However, the USA° and the 10 Fraud Section will bring this Agreement and the cooperation of 11 both DPC TIANJIN and its parent Diagnostic Products Corporation 12 ("DPC") to the attention of other prosecuting authorities or 13 other agencies, if requested. • . 14 3. This Agreement contemplates the resolution of the • 15 criminal investigation now pending in the USA° and the Fraud 16 Section against DPC TIANJIN, its present or past subsidiaries, 17 divisions, parent, and affiliates for any foreign payments or the 18 accounting thereof disclosed to the USA° or the Fraud Section as 19 of the date of this Agreement, but specifically excluding any 20 such conduct not disclosed to the USA° or the Fraud Section as of 21 that date or any conduct occurring after that date. This 22 Agreement will not close or preclude the investigation or 23 prosecution of any natural persons, including any officers, 24 directors, employees, stockholders, or agents of DC TIANJIN or 25 any such natural persons within any divisions, subsidiaries, or . 26 affiliates of DPC . TIANJIN who may have been involved in any of 27 the matters set forth in the Information or in any other matters. 28 2 6 d 17/.0 'ON SDIAUS A3NNI1V INVW[[ SON1E _ • 1 4. This Agreement is entered pursuant to Rule 11(c)(1)(c) 2 of the Federal Rules of Criminal Procedure. 3 PLEA 4 5. Defendant gives up the right to indictment by a grand 5 jury and agrees to plead guilty to a one-count Information in the 6 form attached to this agreement as Exhibit 1, or a substantially 7 similar form, charging DPC TIANJIN with violating the Foreign 8 Corrupt Practices Act of 1977, as amended, 15 U.S.C. § 78dd-1. 9 6. Defendant agrees that this Agreement will be executed 10 by an authorized corporate representative. Defendant further 11 agrees that a Resolution duly adopted by the Board of Directors 12 of LTC TIANJIN, in the form attached to this agreement as Exhibit . 13 3, or in a substantially similar form, represents that the —• • 14 signatures on this Agreement by UPC TIANJIN and its counsel are 15 authorized by DPC TIANJIN's Board of Directors. 16 7. Defendant agrees that the statute of limitations with 17 respect to the criminal conduct described in this Agreement and 18 the Information will be tolled during the time period from the 19 execution of this Agreement until ninety. (90) days after the 20 sentencing of defendant. 21 8. If the Court does not accept this Agreement pursuant to 22 Federal Rule of Criminal Procedure 11(c)(1)(c), then neither 23 party will be bound by this Agreement and it will be deemed null 24 and void. As a result, among other things, the USAO and the 25 Fraud Section will be free to pursue a grand jury investigation 26 and whatever prosecution they deem appropriate against defendant, 27 any successors, and any of its present or past subsidiaries, 28 divisions, its parent, or affiliates for any foreign payments or 3 • OL d LO 'ON SDIAH3S AO11V X3dV NVSO:[[ SIDOE 1 the accounting thereof. In addition, defendant, its 2 subsidiaries, its parent, and any divisions, or affiliates will 3 ' be free to assert any and all substantive and procedural defenses 4 to any grand jury investigation or prosecution. 5 NATURE OF THE OFFENSE 6 9. In order for defendant to be guilty of violating Title 7 15, United States Code, Section 78dd-1, as charged in the 8 Information, the following must be true: 9 One: That the defendant is a corporation organized 10 under the laws of a foreign country, or a 11 director, officer, director, employee, or agent 12 thereof, or a stockholder acting on a domestic • .13 • concern's-behalf; - •. , 14 Two That the defendant acted corruptly; • 15 Three: That the defendant, while in the United States. 16 made use of the mails or any means or 17 instrumentality of interstate commerce or took any • 18 other act in furtherance of an unlawful act under 19 this statute; 20 Four: That the defendant offered, paid, promised to pay, 21 or authorized the payment of any money or of 22 anything of value; 23 Five: That the payment was to a foreign public official; 24 Six: That the payment was for one of four purposes: 25 to influence any act or decision of the foreign 26 public official; 27 28 4 L • d I7 SLO0N 8301AHS A3P1011V XhIV INV9O:k lE 1 to induce the foreign public official to do or 2 omit to do any act in violation of that official's 3 lawful duty; 4 to obtain an improper advantage; or to induce that foreign public official to use his 6 or her influence with a foreign government or , • 7 instrumentality thereof to affect or influence any 8 act or decision of such government or 9 instrumentality; and 10 Seven: That the payment was made to assist the defendant 11 in obtaining or retaining business for or with, or 12 directing business to, any person. 13 Defendant admits that it is, in fact, guilty of this offense as . 14 described in the Information. 15 PENALTIES 16 10. The statutory maximum sentence that the Court can 17 impose for a violation of Title 15, United States Code, Section 18 78dd-1 is: a fine of $2,000,000 or twice the gross gain or gross 19 loss resulting from the offense, whichever is greatest, 15 U.S.C. 20 §§ 78dd-3(e), 18 U.S.C. § 35714d); five years probation, 18 21 U.S.C. § 3561(c)(1); and a mandatory special assessment of $400, 22 18 U.S.C. § 3013(a)(2)(3). 23 FACTUAL BASIS 24 11. Defendant agrees and stipulates that the factual 25 allegations set forth in the Information are true and correct and 26 accurately reflect defendant's criminal conduct. The parties 27 further stipulate and agree to the Statement of Facts attached 28 hereto and incorporated herein as Exhibit 2. .[ • d LO ON SDIAHS AMOIA X3c1V NV90:[[ 0 106'[E 'AM 1 WAIVER OF CONSTITUTIONAL RIGHTS 2 12. By pleading guilty, defendant gives up the following 3 rights: 4 a) The right to persist in a plea of not guilty. 5 b) The right to a speedy and public trial by jury. 6 c) The right to the assistance of counsel at trial. - 7 d) The right to be presumed innocent and to have the 8 burden of proof placed on the government to prove defendant 9 guilty beyond a reasonable doubt. 10 e) The right to confront and cross-examine witnesses 11 against defendant. 12 f) The right, if defendant wished, to testify on • 13 defendant's own behalf and present evidence in . opposition to the • 14 charges, including the right to call witnesses and to subpoena 15 those witnesses to testify. 16 13. By pleading guilty, defendant also gives up any and all 17 rights to pursue any affirmative defenses, Fourth Amendment or . 18 Fifth Amendment claims, and other pretrial motions that have been 19 filed or could be filed. 20 SENTENCING RECOMMENDATION 21 14. Fine: Subject to the Court's approval of this 22 Agreement, the parties agree, pursuant to Federal Rule of 23 Criminal Procedure 11(c) (1) (c), that defendant's parent in the 24 United States shall pay $2,000,000 within ten (10) business days 25 of the time of sentencing. Payment shall be made in the form of 26 a cashier's check made payable to the Clerk, U.S. District Court. .27 The parti6s request that defendant's judgment and commitment 28 order reflect the following: • 6 El tiL0 0N SDIAUS AANIA X3c1V WV90:[[ SOH 'LE 'AM , 1 The defendant shall cause payment of a criminal fine of $2,000,000 to be made to the 2 Clerk, U.S.

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