Media Release Embargo: Immediate Wednesday, 25 September 2013 Update on Licenses for Financial Services Providers Financial Services Board (FSB) Deputy Registrar for Financial Services Providers, Caroline da Silva stated that the FSB has finalised the processing of 22 321 (Previously 22 295) applications for authorisation as financial services providers to date. In total, 2 137 of these applications have been declined (previously 2 132). Period from 23 July 2013 – 19 August 2013 The details of the following 5 applications that were declined are as follows: FSP No. Name Town / Province 1 44512 FIELDSTONE AFRICA (PTY) LTD t/a FIELDSTONE SANDTON, GAUTENG 2 44583 RISK CAPITAL ADVISORS (PTY) LTD JOHANNESBURG, GAUTENG 3 44623 GLENLOG (PTY) LTD ATHOL HEIGHTS, WESTVILLE, KWAZULU-NATAL 4 44690 REACH HOLDINGS (PTY) LTD AGAVIA, KRUGERSDORP, GAUTENG 5 44694 HENSON ZWELITHINI MCHUNU t/a HENSON BROKERS ESIKHAWINI, KWAZULU-NATAL 1 The authorisation of the following 425 FSPs were suspended during the reporting period: (Suspended due to non-payment of levies, non-submission of compliance reports and/or financial statements or not meeting the regulatory examination requirements) FSP No. Name Town / Province 1 4827 SE MANSOOR & COMPANY (PTY) LTD BEREA, DURBAN, KWAZULU-NATAL 2 6196 SEM MANSOOR INSURANCE BROKERS CC BEREA, DURBAN, KWAZULU-NATAL 3 8943 JOHAN BECK VERSEKERINGS EN BELEGGINGS AMANDAGLEN, MAKELAARS BK DURBANVILLE, WESTERN CAPE 4 10419 LM VAN SCHALKWYK ESTATES (PTY) LTD HENBYL, VANDERBIJLPARK, GAUTENG 5 11841 ALAN FISHER AND ASSOCIATES CC ALBOWVILLE, RUGBY, CAPE TOWN, WESTERN CAPE 6 11852 CECIL PARSONS VERSEKERINGSMAKELAARS BK KROONSTAD, FREE STATE 7 11872 ANDRE CHARL KOSTER t/a CKD & ASSOCIATES MAGALIESKRUIN, PRETORIA, GAUTENG 8 12743 MMAPAULSI EVELYN HLALELE t/a ME BROKERS DEACONVILLE, MACASSAR, SOMERSET WEST, WESTERN CAPE 9 12935 SIVANANDA CHETTY t/a FINSURE FINANCIAL SERVICES BEREA, DURBAN, KWAZULU-NATAL 10 13807 CORNELIUS JOHANNES BOTHA BLANWICK PARK, 2 SPRINGS, GAUTENG 11 13819 GERHARD VAN DEN BERG MAKELAARS BK KIESERVILLE, LICHTENBURG, NORTH WEST 12 13823 MARIUS BERRY t/a M BERRY MAKELAARS BAYSWATER, BLOEMFONTEIN, FREE STATE 13 13841 MARCO GARUTI DE SOUSA COUTINHO t/a INCOMPASS NOORDHOEK, CAPE TOWN, RISK SERVICES WESTERN CAPE 14 13869 TEARS IN HEAVEN INVESTMENTS CC t/a RESONANCE DOUGLASDALE, FINANCIAL PLANNING FOURWAYS, SANDTON, GAUTENG 15 13883 SAYED ISMAIL ATHOL HEIGHTS, WESTVILLE, KWAZULU- NATAL 16 13912 STEVE CHATFIELD CC t/a CHATFIELD INSURANCE HALFWAY HOUSE, BROKERS MIDRAND, GAUTENG 17 13927 JAN KRUGER FINANCIAL SERVICES CC BRONBERRIK, CENTURION, GAUTENG 18 14044 QUEENSTOWN INSURANCE AND INVESTMENTS BALMORAL, CONSULTANTS CC QUEENSTOWN, EASTERN CAPE 19 14128 ALTEN WILBERFORCE NORTJE t/a A.W.NORTJE LIFE CLOETESVILLE, INSURANCE STELLENBOSCH, WESTERN CAPE 20 14207 GERHARD COMBRINCK t/a GERT COMBRINCK BAYSWATER, 3 MAKELAARS BLOEMFONTEIN, FREE STATE 21 14260 PIETER VAN DER ZWAARD t/a PIETER VAN DER ZWAARD PIERRE VAN RYNEVELD, FINANCIAL SERVICES CENTURION, GAUTENG 22 14333 MANTE LITE (PTY) LTD t/a ZINGSURE ALDARAPARK, RANDBURG, GAUTENG 23 14466 PLUM PORTFOLIO SOLUTIONS (PTY) LTD t/a PPS.E.C. ADCOCKVALE, PORT (PTY) LTD ELIZABETH, EASTERN CAPE 24 14586 JOHN JOUBERT INSURANCE BROKERS CC BRUMERIA, PRETORIA, GAUTENG 25 14601 MB MOSSOP CONSULTANTS CC t/a M & M ACTONVILLE, BENONI, CONSULTANTS GAUTENG 26 14636 JOZET BROKERS CC ANDERBOLT, BOKSBURG, GAUTENG 27 14646 BEUKES BROKERS CC BAILEYS, MUCKLENEUK, PRETORIA, GAUTENG 28 14752 LUKE DE KOCK t/a ASSURITY CONSULTANTS GRAHAMSTOWN, EASTERN CAPE 29 14756 B MC CARTHY PROJECTS CC GERMISTON, GAUTENG 30 14765 CERTIFIED MASTER AUDITORS (GAUTENG) INC HALFWAY HOUSE, MIDRAND, GAUTENG 31 14796 ARISTO ASSOSIATE BK GEORGE, WESTERN CAPE 32 14914 WESTDENE BROKERS CC BAYSWATER, 4 BLOEMFONTEIN, FREE STATE 33 14992 CASPER VOS & ASSOCIATES CC WARNER BEACH, KINGSBURG, KWAZULU- NATAL 34 15026 LOGOS BROKERS CC LYTTELTON, CENTURION, GAUTENG 35 15027 CARPE SECURITATEM CC BLOUBERGSTRAND, GAUTENG 36 15188 RPW INSURANCE BROKERS CC ALBANY, PINETOWN, KWAZULU-NATAL 37 15211 LEON OOSTHUIZEN t/a LEON OOSTHUIZEN FINANCIAL BAYSWATER, ADVISORS BLOEMFONTEIN, FREE STATE 38 15293 PIETER HEYDENRYCH DE VILLIERS t/a LA ROCHELLE ALBERTSKROON, INVESTMENT SERVICES JOHANNESBURG, GAUTENG 39 15405 ELBRO VERSEKERINGS ONDERNEMINGS BK t/a ELBRO THABAZIMBI, LIMPOPO ONDERNEMINGS 40 15455 KOBUS VAN DER MERWE BROKERS TRUST t/a KOBUS AMANDAGLEN, VAN DER MERWE INSURANCE BROKERS DURBANVILLE, WESTERN CAPE 41 15513 ANTHONY CRESWELL GOLDING t/a F1 FINANCIAL BALLITO, KWAZULU-NATAL CONSULTANTS 42 15558 STEVEN MARAIS FINANCIAL SERVICES CC LANGEBAAN, WESTERN CAPE 5 43 15605 JAYESH JOGIE t/a MONIE JOGIE ABBOTSFORD, EAST LONDON, EASTERN CAPE 44 15617 MODERN ESTATE AGENTS & BUSINESS BROKERS ASHERVILLE, DURBAN, KWAZULU-NATAL 45 15641 PK FERRARIS INSURANCE BROKERS CC t/a PK ADCOCKVALE, PORT FERRARIS AND ASSOCIATES ELIZABETH, EASTERN CAPE 46 15648 RNE FINANCIAL SERVICES (PTY) LTD BEACON BAY, EASTERN CAPE 47 15910 RAJANDRA GANGARAM t/a RAJU ENTERPRISES MAFIKENG, NORTH WEST 48 15996 JONATHAN HUMPHREY LEVINE t/a JONATHAN LEVINE DUNDEE, KWAZULU-NATAL INSURANCE BROKERS 49 16034 H & M KRUGER MAKELAARS BK MALELANE, MPUMALANGA 50 16040 KEITH WILLIAM CHAPMAN t/a VIRGO BROKERS ACTONVILLE, BENONI, GAUTENG 51 16183 EQUILLORE LEASE DISPUTE SETTLEMENT (PTY) LTD BAKOVEN, CAPE TOWN, WESTERN CAPE 52 16296 INFINITE RISK CC FEATHERBROOKE, ROODEPOORT, GAUTENG 53 16316 FRANCOIS EUGENE HUMAN t/a U-MAN RISK FLORAUNA, PRETORIA, MANAGEMENT GAUTENG 54 16344 CG CLOETE MAKELAARS BK ARCON PARK, VEREENIGING, GAUTENG 6 55 16361 SUPER DE (PTY) LIMITED t/a EAST RAND DELCAR ANDERBOLT, BOKSBURG, GAUTENG 56 16382 KARIBU HEALTHCARE SERVICES CC KYA SANDS, JOHANNESBURG, GAUTENG 57 16387 AARON MOREKU t/a MOREKU'S FINANCIAL ADVISORS KATLEHONG, GAUTENG 58 16392 SATIB LIFE (PTY) LTD UMHLANGA ROCKS, KWAZULU-NATAL 59 16439 THISTLE INSURANCE BROKERS CC ALBERTON, GAUTENG 60 16447 MARGARETHA MAGDALENA VAN DER WALT t/a DELMAR AERORAND, MIDDELBURG, FINANSIëLE DIENSTE MPUMALANGA 61 16466 GUILLIAME NOTHNAGEL t/a GN MAKELAARS NEWTONKLOOF, WELLINGTON, WESTERN CAPE 62 16467 NINSCOR TWO CC WELKOM, FREE STATE 63 16501 GLADMAN OBREY VUKILE NKOSENYE MLAMBO t/a BRAAMFONTEIN, VUKILE FINANCIAL BROKERS JOHANNESBURG, GAUTENG 64 16507 JULIUS BERNARD HIRSHOWITZ ABBOTSFORD, JOHANNESBURG, GAUTENG 65 16615 YOUGANATHAN SUNDRAGASEN PILLAY t/a AQUARIUS BEREA, DURBAN, INSURANCE AND FINANCIAL CONSULTANTS KWAZULU-NATAL 66 16656 JAS FORWARDING SA (PTY) LTD KEMPTON PARK, GAUTENG 7 67 16657 DONALD IAN HAIN t/a BANKS HAIN AND COMPANY ALBANY, PINETOWN, KWAZULU-NATAL 68 16847 SHANGRI-LA TRUST t/a SPECTRUM BROKERS ADCOCKVALE, PORT ELIZABETH, EASTERN CAPE 69 16914 LMDA FINANCIAL SERVICES CC t/a LA INSURANCE BOKSBURG, GAUTENG 70 16935 PBI BROKERS CC AGAVIA, KRUGERSDORP, GAUTENG 71 16964 MARLO STEYN FINANCIAL SERVICES CC t/a FINANCIAL AMANDAGLEN, BELLVILLE, HUB WESTERN CAPE 72 17004 N-E-FG FUND MANAGEMENT (PTY) LTD HENBYL, VANDERBIJLPARK, GAUTENG 73 17050 BARNES MAKELAARS CC IFAFI, HARTBEESPOORT, LIMPOPO 74 17053 ERICK HATTINGH BEREA, DURBAN, KWAZULU-NATAL 75 17081 SOCIETE GENERALE GROUP ATHOL GARDENS, JOHANNESBURG, GAUTENG 76 17121 SUSANNA SOPHIA KLEINSMIT t/a SS KLEINSMIT BRITS, NORTH WEST MAKELAARS 77 17131 BROKER HELP (PTY) LTD BRUMERIA, PRETORIA, GAUTENG 78 17133 GERDRO FAMILIETRUST BAYSWATER, 8 BLOEMFONTEIN, FREE STATE 79 17201 MICHAEL ANGELA BROKERS CC GOODWOOD, WESTERN CAPE 80 17260 PENDULUM INSURANCE BROKERS CC CAVENDISH, QUEENSBURGH, KWAZULU-NATAL 81 17520 RAUL OLIVIO MENESES CURADO t/a MILLIMEX ABBOTSFORD, JOHANNESBURG, GAUTENG 82 17566 RUBENDRAN PILLAY INSURANCE BROKERS (PTY) LTD ASHERVILLE, DURBAN, t/a GONA D PILLAY INSURANCE BROKERS KWAZULU-NATAL 83 17578 CORINE POTGIETER t/a C&C MAKELAARS DE RUST, SENEKAL, FREE STATE 84 17591 BESTLIFE BROKERS (PTY) LTD BERGBRON, FLORIDA, ROODEPOORT, GAUTENG 85 17608 MELVILL TRUST t/a FINANCIAL HUB BALMORAL LANDGOED, RONDEBOSCH, CAPE TOWN, WESTERN CAPE 86 17613 JOHANN DIEDERICH GERTZE AUCAMP t/a J D G AUCAMP BLANWICK PARK, MAKELAARS SPRINGS, GAUTENG 87 17628 MAHOMED GOOLAM HOOSEN JOGIAT ASHERVILLE, DURBAN, KWAZULU-NATAL 88 17643 BUNGANI CHAPPY NGUQU t/a B C NGUQU BROKERS BOKSBURG, GAUTENG 89 17662 CERTOSA TRADING 60 CC t/a DAAN WESSELS AMANDAGLEN, BELLVILLE, 9 MAKELAARS WESTERN CAPE 90 17719 LEHLOHONOLO ELIAS MOTAUNG t/a LEHLOHONOLO BREAUNANDA, BROKERS ROODEPOORT, GAUTENG 91 17741 LIFESURE FINANCIAL SERVICES CC AIRLIE, CONSTANTIA, CAPE TOWN, WESTERN CAPE 92 17761 KNIGHTS INSURANCE BROKERS (PTY) LTD BUURENDAL, EDENVALE, GAUTENG 93 17762 COFESA MARKETING (PTY) LTD t/a PEOPLES FUNERAL FLORIDA, ROODEPOORT, ACCIDENT AND INJURY PROVIDER GAUTENG 94 17843 HENQUE 1014 CC t/a WEIRS TOYOTA BALMORAL, QUEENSTOWN, EASTERN CAPE 95 17931 D & D MAKELAARS CC BALFOUR, MPUMALANGA 96 17938 AERO & GENERAL INSURANCE BROKERS CC ALBERMARLE, GERMISTON, GAUTENG 97 18016 KASHVITA BUSINESS SOLUTIONS CC LENASIA SOUTH, JOHANNESBURG, GAUTENG 98 18046 NIRENDRA ROOPCHUND t/a ROOPCHUND FINANCIAL UMHLANGA ROCKS, SERVICES UMHLANGA, KWAZULU- NATAL 99 18101 DJ MLALANE INVESTMENT CC t/a DJ BROKERS LERAATSFONTEIN, WITBANK, MPUMALANGA 100 18110 SUNIL MAHARAJ BALLITO, KWAZULU-NATAL 10 101 18234 PITS MARKETING & DISTRIBUTION CC HEUWEL RESORT, PRETORIA, GAUTENG 102 18280 PONESO ACTUARIAL CONSULTANTS CC EPPING INDUSTRIAL AREA, CAPE TOWN, WESTERN CAPE 103 18452 KKR FINANCIAL ADVISORY SERVICES CC ALAN MANOR, JOHANNESBURG, GAUTENG 104 18674 AB AND DW FINANCIAL PLANNERS CC ALAN MANOR, JOHANNESBURG, GAUTENG 105 18681 DANIEL JACOBUS DE WAAL t/a DANIE DE WAAL AND ALLANDALE, ASSOCIATES PIETERMARITZBURG, KWAZULU-NATAL 106 18821 MTSWENI CONSULTING