Jarrow REC Office Annual Report Jarrow REC Office Annual Report Summary April 2016 to March 2017 Purpose To present a summary of the annual reports from Research Ethics Committees (RECs) managed from the Jarrow REC Office. The reports cover the activity between April 2016 and March 2017 and copies of the full reports are available on the HRA website. Recommendations That the annual reports be received and noted Presenter Catherine Blewett Research Ethics Manager Email address: [email protected] Contact Regional Manager – Hayley Henderson RECs Email address: [email protected] London – Camden and Kings Cross REC Manager: Christie Ord Email: nrescommittee.london- [email protected] North East – Newcastle and North Tyneside 1 REC Manager: Gillian Mayer Email: nrescommittee.northeast- [email protected] North East – Newcastle and North Tyneside 2 REC Manager: Kirstie Penman Email: nrescommittee.northeast- [email protected] North East – Tyne and Wear South REC Manager: Ryan Erfani-Ghettani Email: [email protected] North East – York REC Manager: Helen Wilson Email: [email protected] Yorkshire & the Humber – Bradford Leeds REC Manager: Katy Cassidy Email: nrescommittee.yorkandhumber- [email protected] Yorkshire & the Humber – Leeds East REC Manager: Katy Cassidy Email: [email protected] 1 | P a g e Jarrow REC Office Annual Report Yorkshire & the Humber – Leeds West REC Manager: Christie Ord Email: [email protected] Yorkshire & the Humber – Sheffield REC Manager: Kirstie Penman Email: [email protected] Yorkshire & the Humber – South Yorkshire REC Manager: Helen Wilson Email: [email protected] INTRODUCTION: The Health Research Authority (HRA) is a Non Departmental Public Body, established initially as a Special Health Authority on 1 December 2011. Its purpose is to protect and promote the interests of patients and the public in health research. The HRA does this by supporting and promoting a robust and efficient regulatory and governance framework in the UK and providing the Research Ethics Service in England (RES). The Research Ethics Service in England is part of the Operations and Approval Directorate within the HRA and has a dual mission. to protect the rights, safety, dignity and well-being of research participants; and to facilitate and promote ethical research that is of potential benefit to participants, science and society. We do this by: providing robust and responsive ethical review of research by Research Ethics Committees (RECs); providing ethical guidance and management support to RECs; delivering a quality assurance framework for the research ethics service; delivering a training programme; working with colleagues across the UK to maintain a UK-wide framework for ethical review; working with colleagues in the wider regulatory environment to streamline the processes for approving research; and working with colleagues to promote transparency in research The HRA is the Appointing Authority for RECs in England and is required by the Governance Arrangements for RECs (GAfREC) to receive and adopt the REC Annual Reports. Update on changes since 2015/2016 Summary of Annual Reports: A pilot project on the review of applications by the proportionate review service (PRS), including an extended review timeline from 14 to 21 days, was undertaken during 2016 and a number of RECs across the UK took part in this project. The 2 | P a g e Jarrow REC Office Annual Report timeline for PR review was formally extended to 21 days for all UK RECs in December 2016. Annual Reports: As the Appointing Authority, the HRA is responsible for the establishment, appointment, support and training of Research Ethics Committees. The HRA also takes full legal liability for the actions of those members in the course and performance of their duties subject to compliance with terms and conditions of service. Research Ethics Committees are required to submit Annual Reports to the Appointing Authority no later than 30 September. Copies of the full reports are available upon request. The Governance Arrangements for Research Committees (GAfREC, harmonised edition – DH 2011) requires annual reports to include the following minimum information. The REC’s name, address and other contact details The type of REC, including details of any recognition by UKECA and/or designation by the Research Ethics Service for review of certain types of research proposal Details of the officers and staff of the REC Details of the membership of the REC, including for each member and deputy member their occupation, expert/lay status, initial date of appointment, and where applicable the date on which the term of membership expired or the member resigned The current register of members’ interests The attendance record of each member and deputy member during the year A list of full meetings held during the year and the number of members attending The training record of each member and deputy member A list of the applications reviewed during the year, including the final decision reached on each application and the time taken to complete the review (or the current status of the review) A report by the Chair on the REC’s work during the year 10 Committees have submitted reports for the year 1 April 2016 to 31 March 2017: London – Camden and Kings Cross North East – Newcastle and North Tyneside 1 North East – Newcastle and North Tyneside 2 North East – Tyne and Wear South North East - York Yorkshire & the Humber – Bradford Leeds Yorkshire & the Humber – Leeds East Yorkshire & the Humber – Leeds West Yorkshire & the Humber – Sheffield Yorkshire & the Humber – South Yorkshire 3 | P a g e Jarrow REC Office Annual Report Membership as at 31 March 2017: Each Research Ethics Committee may have up to 15 full members. As a minimum, one third of these should be Lay members. Deputies may also be appointed. A maximum of two members may be co-opted per meeting, from other Research Ethics Committees, where the meeting would otherwise be inquorate. Recruitment of new members is by an open process and appropriate screening and interviewing takes place in line with GAfREC 4.2.5 REC Total Expert Lay Resigned in Appointed in Number period period London – Camden & Kings 13 4 9 2 expert, 1 lay 1 expert, 3 lay Cross North East – NNT1 14 6 8 2 expert, 1 lay 2 lay North East – NNT2 11 6 5 2 expert, 2 lay 1 expert, 2 lay North East – Tyne & Wear 14 5 9 2 expert 1 expert, 3 lay South North East – York 16 9 7 2 expert, 2 lay 4 expert, 3 lay Yorkshire & the Humber – 13 8 5 - 1 lay Bradford Leeds Yorkshire & the Humber – 15 10 5 2 expert 3 expert Leeds East Yorkshire & the Humber – 16 11 5 1 lay 2 expert, 1 lay Leeds West Yorkshire & the Humber – 16 +1 10 +1 6 - 2 expert, 2 lay Sheffield deputy deputy Yorkshire & the Humber – 13 8 5 1 lay 1 lay South Yorkshire TOTAL 141 +1 77 +1 64 12 expert, 8 14 expert, 18 deputy deputy lay lay Quorum: For meetings at which ethical review is undertaken, a quorum shall consist of seven members. Out of 100 scheduled meetings, 2 were cancelled due to quoracy issues or low workload. 1 meeting held was inquorate and this was managed in line with standard operating procedures. Research Ethics Committees’ meetings To maintain competency the RES recommends that Research Ethics Committees should meet at least ten times per year and should aim to review six studies at main per meeting. Of the 10 committees covered by this summary, 8 RECs held 10 meetings and 2 RECs held 9 meetings. In addition to full Committee meetings, the RECs covered in this summary held a total of 338 Sub-Committee meetings and 100 Proportionate Review Sub- Committee meetings 4 | P a g e Jarrow REC Office Annual Report Summary of activity for all RECs administered from the Jarrow Office operating during 2016/17 Numerical information for REC workload and outcomes contained in the individual annual reports has been summarised below. Applications for review at full Committee meetings REC FOSC FOAC UFO PO POPC Total SSB London – Camden & Kings Cross 6 11 4 36 0 57 0 North East – NNT1 3 5 3 42 0 53 0 North East – NNT2 1 8 3 35 0 47 0 North East – Tyne & Wear South 4 11 1 38 0 54 0 North East – York 5 3 3 38 0 49 0 Yorkshire & the Humber – Bradford 2 8 0 27 0 37 0 Leeds Yorkshire & the Humber – Leeds East 2 15 1 36 0 54 0 Yorkshire & the Humber – Leeds West 2 6 8 30 0 46 0 Yorkshire & the Humber – Sheffield 0 13 1 40 0 54 0 Yorkshire & the Humber – South 3 1 5 28 0 37 1 Yorkshire TOTAL 28 81 29 350 0 488 1 Key FOSC Favourable Opinion with Standard Conditions FOAC Favourable Opinion with Additional Conditions UFO Unfavourable opinion PO Provisional opinion POPC Provisional Opinion Pending Consultation with Referee SSB Number of studies sent back to full committee meeting for final opinion Applications reviewed at Proportionate Review Sub-Committee meetings REC FOSC FOAC NOT PO UFO Total London – Camden & Kings Cross 12 5 1 4 0 22 North East – NNT1 22 2 0 0 0 24 North East – NNT2 9 3 0 7 0 19 North East – Tyne & Wear South 26 1 2 3 0 32 North East – York 16 4 3 1 0 24 Yorkshire & the Humber – Bradford Leeds 17 2 0 3 1 23 Yorkshire & the Humber – Leeds East 14 3 1 2 1 21 Yorkshire & the Humber – Leeds West 10 3 1 3 1 18 Yorkshire & the Humber – Sheffield 10 6 2 8 0 26 Yorkshire & the Humber – South Yorkshire 10 6 6 6 0 28 TOTAL 146 36 16 37 3 238 Key FOSC Favourable Opinion