Citigroup Global Markets Inc

Citigroup Global Markets Inc

CITIGROUP GLOBAL MARKETS INC. NOVEMBER 2008 787 Seventh Avenue New York, New York 10019 (212) 816-6000 CITIGROUP GLOBAL MARKETS INC. This brochure provides clients with information about Citigroup Global Markets Inc. and the following investment management, consulting and monitoring programs and services it offers to clients of Citi Private Bank – a business of Citigroup Inc. that provides clients access to products and services worldwide through bank and non-bank affiliates: • Manager Selection Program • Legg Mason Private Portfolios Program • Umbrella Portfolios Investment Management Program • Consulting and Evaluation Services Program • The Tailored Portfolio Group Program • Select Portfolios Program • Select ETF Allocations Program • Select UMA Program • Fiduciary Asset Management Program YOU SHOULD READ AND CONSIDER CAREFULLY THE INFORMATION CONTAINED IN THIS BROCHURE BEFORE RETAINING CITIGROUP GLOBAL MARKETS INC. TO PROVIDE ANY OF THE SERVICES DESCRIBED. THIS INFORMATION HAS NOT BEEN APPROVED OR VERIFIED BY ANY GOVERNMENTAL AUTHORITY. Schedule H of Form ADV SEC File Number 801-3387 © 2008 "Citi Private Bank" is a business of Citigroup Inc. ("Citigroup"), which provides its clients access to a broad array of products and services available through its bank and non-bank affiliates. Not all products and services are provided by all affiliates of Citi or are available in all locations. All credit products are subject to credit approval. In the U.S., brokerage services may be provided by Citigroup Global Markets Inc. ("CGMI"), member SIPC and an affiliate of Citibank, N.A. Outside the U.S., brokerage services may be provided by other Citi affiliates. Investment management services (including portfolio management) are available through affiliates or divisions of Citibank, N.A. INVESTMENT PRODUCTS: NOT FDIC INSURED • NO BANK GUARANTEE • MAY LOSE VALUE TABLE OF CONTENTS INTRODUCTION .......................................................................................................................................................1 MANAGER SELECTION PROGRAM....................................................................................................................1 Services Provided .....................................................................................................................................................1 Establishment of Client Objectives ...........................................................................................................................1 Evaluation and Selection of Investment Management Firms....................................................................................2 Account Information .................................................................................................................................................2 Fees...........................................................................................................................................................................2 LEGG MASON PRIVATE PORTFOLIOS PROGRAM........................................................................................3 Services Provided .....................................................................................................................................................3 Evaluation and Selection of Investment Management Firms....................................................................................4 Fees...........................................................................................................................................................................4 UMBRELLA PORTFOLIOS PROGRAM ...............................................................................................................5 Services Provided .....................................................................................................................................................5 The Manager; Portfolio Manager And Fund Selection; Portfolio Implementation..................................................6 Fees...........................................................................................................................................................................8 CONSULTING AND EVALUATION SERVICES..................................................................................................8 Services Provided .....................................................................................................................................................9 Recommendation of Investment Management Firms ................................................................................................9 Account Information .................................................................................................................................................9 Fees...........................................................................................................................................................................9 THE TAILORED PORTFOLIO GROUPSM PROGRAM ...................................................................................10 Services Provided ...................................................................................................................................................10 Establishment of Client Objectives .........................................................................................................................10 Evaluation and Selection of Investment Portfolios .................................................................................................10 Account Information ...............................................................................................................................................12 Fees.........................................................................................................................................................................12 SOFT-DOLLAR ......................................................................................................................................................14 SELECT PORTFOLIOS PROGRAM ....................................................................................................................15 Services Provided ...................................................................................................................................................15 Account Information ...............................................................................................................................................16 Fees.........................................................................................................................................................................16 SELECT ETF ALLOCATIONS PROGRAM ........................................................................................................16 Services Provided ...................................................................................................................................................16 Account Information ...............................................................................................................................................17 Fees.........................................................................................................................................................................17 SELECT UMA PROGRAM.....................................................................................................................................18 Services Provided ...................................................................................................................................................18 Account Information ...............................................................................................................................................19 Fees.........................................................................................................................................................................20 FIDUCIARY ASSET MANAGEMENT PROGRAM............................................................................................21 Services Provided ...................................................................................................................................................21 Account Information ...............................................................................................................................................22 Fees.........................................................................................................................................................................22 GENERAL ACCOUNT INFORMATION..............................................................................................................22 Client Information...................................................................................................................................................22 Education................................................................................................................................................................23 Account Review and Supervision............................................................................................................................23 Assignment of Portfolio Managers .........................................................................................................................23 Research in Advisory Programs .............................................................................................................................23

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