l efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN:93491318000158 OMB No 1545-0052 Form 990-PF Return of Private Foundation Department of the Trea^un or Section 4947(a)(1) Trust Treated as Private Foundation Internal Rev enue Ser ice 2017 ► Do not enter social security numbers on this form as it may be made public. ► Information about Form 990-PF and its instructions is at www.irs.gov/form990pf. For calendar year 2017, or tax year beginning 01 -01-2017 , and ending 12-31-2017 Name of foundation THE HASLAM FAMILY FOUNDATION INC C/O STEINER & ELLIS PLLC 62-1692007 Number and street (or P O box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions) PO BOX 10146 (865) 212-3800 City or town, state or province, country, and ZIP or foreign postal code KNOXVILLE, TN 37939 C If exemption application is pending, check here q G Check all that apply q Initial return q Initial return of a former public charity D 1. Foreign organizations, check here ► El q Final return q Amended return 2 Foreign organizations meeting the 85% test, check here and attach computation ► El El Address change El Name change E If private foundation status was terminated H Check typ e of org anization q Section 501(c)(3) exem p t p rivate foundation under section 507(b)(1)(A), check here ► q Section 4947(a)(1) nonexempt charitable trust q Other taxable private foundation I Fair market value of all assets at end J Accounting method 9 Cash q Accrual F If the foundation is in a 60-month termination of year (from Part II, col (c), under section 507(b)(1)(B), check here q ► line 16)101$ 68,518,603 Other (specify) (Part I, column (d) must be on cash basis ) Analysis of Revenue and Expenses (The total ( a) Revenue and (d) Disbursements (b) Net investment (c) Adjusted net for charitable of amounts n columns (b), (c), and (d) may not necessarily expenses per income income purposes books basis equal the amounts in column (a) (see instructions) ) (cash is only) 1 Contributions, gifts, grants, etc , received (attach schedule) 2 Check ► W if the foundation is not required to attach Sch B . 3 Interest on savings and temporary cash investments 224 224 4 Dividends and interest from securities . 1,102,251 1,101,473 5a Gross rents . b Net rental income or (loss) a> 6a Net gain or (loss) from sale of assets not on line 10 1,836,905 b Gross sales price for all assets on line 6a 7 Capital gain net income (from Part IV, line 2) . 1,836,905 8 Net short-term capital gain . 9 Income modifications . 10a Gross sales less returns and allowances b Less Cost of goods sold . c Gross profit or (loss) (attach schedule) . 11 Other income (attach schedule) . -12,963 -2,577 12 Total . Add lines 1 through 11 . 2,926,417 2,936,025 13 Compensation of officers, directors, trustees, etc 0 0 0 14 Other employee salaries and wages . 0 15 Pension plans, employee benefits . ^C 16a Legal fees (attach schedule) . G?J 1,160 0 1,160 R. b Accounting fees (attach schedule) . G?I 84,825 84,825 0 X w c Other professional fees (attach schedule) . 17 Interest . 37,871 37,871 0 Taxes (attach schedule) (see instructions) 124,789 96,789 0 19 Depreciation (attach schedule) and depletion . 20 Occupancy . 21 Travel, conferences, and meetings . 22 Printing and publications . 23 Other expenses (attach schedule) . 469,055 421,113 270 24 Total operating and administrative expenses. Add lines 13 through 23 . 717,700 640,598 1,430 25 Contributions, gifts, grants paid . 10,919,572 9,189,572 26 Total expenses and disbursements . Add lines 24 and 25 11,637,272 640,598 9,191,002 27 Subtract line 26 from line 12 a Excess of revenue over expenses and -8,710,855 disbursements b Net investment income (if negative, enter -0-) 2,295,427 c Adjusted net income (if negative, enter -0-) . For Paperwork Reduction Act Notice, see instructions . Cat No 11289X Form 990-PF (2017) Form 990-PF (2017) Pane 2 Beginning of year End of year Balance Sheets Attached schedules and amounts in the description column ® should be for end-of-year amounts only (See instructions (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash-non-interest-bearing . 233,751 430,173 430,173 2 Savings and temporary cash investments . 3 Accounts receivable ► Less allowance for doubtful accounts ► 4 Pledges receivable ► Less allowance for doubtful accounts ► 5 Grants receivable . 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) . 7 Other notes and loans receivable (attach schedule) ► Less allowance for doubtful accounts ► ,P 8 Inventories for sale or use . 0 9 Prepaid expenses and deferred charges . Q 10a Investments-U S and state government obligations (attach schedule) b Investments-corporate stock (attach schedule) . c Investments-corporate bonds (attach schedule) . 11 Investments-land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) ► 12 Investments-mortgage loans . 13 Investments-other (attach schedule) . 73,741,290 64,834,013 68,088,430 14 Land, buildings, and equipment basis ► Less accumulated depreciation (attach schedule) ► 15 Other assets (describe ► 16 Total assets (to be completed by all filers-see the instructions Also, see page 1, item I) 73,975,041 65,264,186 68,518,603 17 Accounts payable and accrued expenses . 18 Grants payable . o 19 Deferred revenue . 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule). 04J 22 Other liabilities (describe ► ) 'J 1,800,000 1,800,000 23 Total liabilities (add lines 17 through 22) . 1,800,000 1,800,000 q Foundations that follow SFAS 117, check here ► a> and complete lines 24 through 26 and lines 30 and 31. U 24 Unrestricted . 25 Temporarily restricted 26 Permanently restricted . Foundations that do not follow SFAS 117 , check here ► and complete lines 27 through 31. 27 Capital stock, trust principal, or current funds . 0 0 28 Paid-in or capital surplus, or land, bldg , and equipment fund 0 0 29 Retained earnings, accumulated income, endowment, or other funds 72,175,041 63,464,186 d Z 30 Total net assets or fund balances (see instructions) . 72,175,041 63,464,186 31 Total liabilities and net assets / fund balances (see instructions) . 73,975,041 65,264,186 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with end- of-year figure reported on prior year's return) . 1 72,175,041 2 Enter amount from Part I, line 27a . 2 -8,710,855 3 Other increases not included in line 2 (itemize) ► 3 0 4 Add lines 1, 2, and 3 . 4 63,464,186 5 Decreases not included in line 2 (itemize) ► 5 0 6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 63,464,186 Form 990-PF (2017) Form 990-PF (2017) Page 3 Capital Gains and Losses for Tax on Investment Income How acquired List and describe the kind(s) of property sold (e g , real estate, Date acquired Date sold P-Purchase 2-story brick warehouse, or common stock, 200 shs MLC Co (mo , day, yr) (mo , day, yr ) D-Donation 1 a FROM K-1 - HASLAM FOUNDATIONS PARTNERSHIP P b FROM K-1 - ALPHAKEYS MADISON DEARBORN P c FROM K-1 - ALPHAKEYS WP X ACCESS FUND P d e ( e) (f) (g) (h) Depreciation allowed Cost or other basis Gain or (loss) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a 1,756,543 b 30,474 c 49,888 d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) ( i ) (j) (k) Gains (Col (h) gain minus Adjusted basis Excess of col (i) col (k), but not less than -0-) or F M V as of 12/31/69 as of 12/31/69 over col (3), if any Losses (from col (h)) a 1,756,543 b 30,474 c 49,888 d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) ti If (loss), enter -0- in Part I, line 7 2 1,836,905 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part I, line 8 . i 3 Mi^ Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes W No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount in each column for each year, see instructions before making any entries Base period years Calendar Distributdon ratio Adjusted qualifying distributions Net value of noncha) stable-use assets year (or tax year beginning in ) (col (b) divided by col (c)) 2016 9,212,712 74,235,477 0 124101 2015 6,242, 688 85 ,263,268 0 073217 2014 17,323,435 101,647,836 0 170426 2013 4,713,050 94,629,987 0 049805 2012 4,352 ,966 85 ,969,722 0 050634 2 Total of line 1, column (d) .