ILLINOIS DEPARTMENT OF FINANCIAL AND PROFESSIONAL REGULATION DIVISION OF BANKING BUREAU OF BANKS, TRUST COMPANIES AND SAVINGS INSTITUTIONS REGULATORY REPORT PAT QUINN - Governor MANUEL FLORES - Acting Secretary SHEILA SAEGH HENRETTA - Acting Director SCOTT D. CLARKE - Assistant Director REGULATORY REPORT FOR 1/1/2014 to 12/31/2014 The following regulatory actions were taken by or filed with the Illinois Department of Financial and Professional Regulation, Division of Banking, Bureau of Banks, Trust Companies and Savings Institutions during the above time period. The actions include those involving state chartered banks, foreign banking offices, corporate fiduciaries, foreign bank representative offices, state chartered savings banks and state chartered savings and loans. The Regulatory Report is published monthly by the Illinois Department of Financial and Professional Regulation, Division of Banking. Copies of this report are also available from our web site at www.idfpr.com Questions concerning the contents of this report may be addressed to the Corporate Activities Section at (217) 785-2900. APPLICATION FOR A CORPORATE FIDUCIARY MERGER Name of Institution/Address Merging Bank/Address Date/Status GreatBanc Trust Company North Star Trust Company 3/31/2014 - Received 801 Warrenville Road, Suite 500 500 West Madison Street, Suite 3150 5/29/2014 - Approved Lisle IL 60532 Chicago, Illinois 6/6/2014 - Effective APPLICATION FOR CERTIFICATE OF AUTHORITY TO ACCEPT AND EXECUTE TRUSTS - State Bank Name of Institution/Address Date/Status Longview Bank 1/21/2014 - Received 102 South East Avenue 5/2/2014 - Approved Ogden, IL 61859 APPLICATION FOR LICENSE TO OPERATE A FOREIGN BANK REPRESENTATIVE OFFICE Name of Institution/Address Office Address Date/Status First Bank Financial Centre 10 South Riverside Plaza, 8th Floor Office 12/16/2014 - Received 155 West Wisconsin Avenue #8038, Chicago, Illinois Oconomowoc, WI 53066 Opus Bank 5 Revere Drive, #245, Northbrook, Illinois 10/14/2014 - Received 19900 MacArthur Boulevard, 12th Floor Irvine, CA 92612 Pacific Western Bank 30 S. Wacker Drive, Suite 3500, Chicago, 2/4/2014 - Received 30 South Wacker Drive Illinois Chicago, IL 60606 Square 1 Bank 225 W. Washington Street, Suite 1575, 10/01/2014 - Received 406 Blackwell Street, Suite 240 Chicago, IL 11/21/2014 - Approved Durham, NC 27701 APPLICATION FOR THE USE OF THE WORD "BANK", "BANKER", OR "BANKING" IN CONNECTION WITH A BUSINESS NOT ENGAGED IN BANKING Name of Institution/Address Date/Status Bank Owned, LLC Bank Owned, LLC 4/28/2014 - Received 608 West 3rd Avenue 8/22/2014 - Withdrawn Milan, IL 61264 Chicago Community ToolBank, Inc 3/5/2014 - Received 1502 N. Sedgwick St., #6S 3/6/2014 - Approved Chicago, IL 60610 Multi-Bank Securities, Inc 1/10/2014 - Received 1000 Town Center #2300 5/9/2014 - Approved Southfield, MI 48075 Pacific Premier Bank 1/7/2014 - Received 17901 Von Karman Avenue, Suite 1/24/2014 - Withdrawn 1200 Irvine, CA 92614 SmartPractice Allergen Bank, L.L.C. 3/26/2014 - Received 3400 E. McDowell Road 8/22/2014 - Approved Phoenix, AZ 85008 APPLICATION FOR THE USE OF THE WORD "TRUST", "TRUSTEE", OR "FICUCIARY" WITH A BUSINESS NOT ENGAGED IN BANKING OR AS A CORPORATE FIDUCIARY Name of Institution/Address Date/Status American National Investment American National Investment Advisors 12/15/2014 - Received Advisors LLC. LLC d/b/a Signature Trust Financial 2001 Butterfield Rd Suite 500 Services LLC Downers Grove, IL 60515 AT Investment Advisers, Inc. AT Investment Advisers, Inc. d/b/a Atlantic 10/24/2014 - Received One South Wacker Drive, Suite 3500 Trust Private Wealth Management Chicago, IL 60606 Fiduciary Real Estate Development, 2/14/2014 - Received Inc 2/21/2014 - Approved 789 N. Water Street, Suite 200 Milwaukee, WI 53202 Grant Farms Trust, LLC 1/17/2014 - Received 10365 County Highway 19 2/6/2014 - Approved Cambridge, IL 61238 Strategy Trust Consulting, LLC 11/3/2014 - Received 933 Oakwood Avenue 12/4/2014 - Approved Lake Forest, IL 60045 The Center for Special Needs Trust 4/17/2014 - Received Administration, Inc 4912 Creekside Dr. Clearwater, FL 33760 APPLICATION TO ESTABLISH A BRANCH OFFICE - SAVINGS BANK Name of Institution/Address Branch Address Date/Status Royal Savings Bank 3448 E. 118th Street 7/14/2014 - Received 9226 South Commercial Avenue Chicago, Illinois 9/5/2014 - Approved Chicago, IL 60617 APPLICATION TO ESTABLISH A CORPORATE FIDUCIARY BRANCH Name of Institution/Address Branch Address Date/Status Midland States Bank 100 E. Washington 10/8/2014 - Received 1201 Network Centre Drive Decatur, Illinois 10/9/2014 - Approved Effingham, IL 62401 Midland States Bank 240 South Main, Suite 200 10/8/2014 - Received 1201 Network Centre Drive Decatur, Illinois 10/9/2014 - Approved Effingham, IL 62401 Midland States Bank 158 West Prairie Avenue, Suite 104 6/30/2014 - Received 1201 Network Centre Drive Decatur, Illinois 9/30/2014 - Approved Effingham, IL 62401 Midland States Bank 4 Yount Drive, Suite #3 6/30/2014 - Received 1201 Network Centre Drive Bloomington, Illinois 9/30/2014 - Approved Effingham, IL 62401 APPROVAL TO MEET LESS THAN 12 BOARD MEETINGS PER YEAR Name of Institution/Address Date/Status Northern Trust Investments, Inc. Reduce the number of regular board 12/24/2014 - Received 50 South La Salle Street meetings to no less than one per quarter Chicago, IL 60603 BANK PLACED IN RECEIVERSHIP Name of Institution/Address Merging Bank/Address Date/Status AztecAmerica Bank Acquired by Republic Bank of Chicago, 05/16/2014 - Received 2136 South Oak Park Avenue Oak Brook, Illinois 05/16/2014 - Approved Berwyn, IL 60402 Valley Bank Acquired by Great Southern Bank, Reeds 6/20/2014 - Approved 3455 Avenue of the Cities Spring, Missouri Moline, IL 61265 CERTIFICATE OF AUTHORITY TO MERGE WITH AN OUT-OF-STATE BANK Name of Institution/Address Merging Institution/Address Date/Status Community Bank First Farmers & Trust Co. 10/31/2014 - Received 221 Bank Street 123 North Jefferson Street, Converse Hoopeston IL 60942 Indiana United Community Bank First Farmers Bank & Trust Co. 10/31/2014 - Received 106 South Oakwood Street 123 North Jefferson Street, Converse Oakwood IL 61858 Indiana CHANGE IN AUTHORIZED CAPITAL STOCK Name of Institution/Address Change Date/Status Busey Bank Decrease Capital Stock 8/8/2014 - Received 100 West University Avenue 9/15/2014 - Approved Champaign IL 61820 Marquette Bank Decrease Capital Stock 10/5/2014 - Received 6316 S. Western Avenue 11/25/2014 - Approved Chicago IL 60636-2491 Rockford Bank and Trust Company Decrease Capital Stock 11/17/2013 - Received 4571 Guilford Road 12/23/2013 – Approved Rockford IL 61107 2/7/2014 – Effective CHANGE IN DIRECTOR OR SENIOR EXECTIVE OFFICER Name of Institution/Address Change Date/Status American Metro Bank Samuel T. Kwan as Director 9/15/2014 - Received 4878 North Broadway 11/24/2014 - Approved Chicago, IL 60640 Bridgeview Bank Group Randy Curtis as Executive Vice President 4/4/2014 - Received 7940 South Harlem Avenue 7/1/2014 - Approved Bridgeview, IL 60455 Builders Bank Director and Senior Executive Officer: 11/4/2013 - Received 203 N. LaSalle Street, Suite M5 & M7 Ronald E. Frack 1/15/2014 - Approved Chicago, IL 60601 Builders Bank Richard Grossman as Director 12/4/2014 - Received 203 N. LaSalle Street, Suite M5 & M7 Chicago, IL 60601 Community Bank of Oak Park River Senior Executive Officer: Thomas J. 11/6/2013 - Received Forest Gallagher, Jr. 1/24/2014 - Approved 1001 Lake Street Oak Park, IL 60301 Community Bank-Wheaton/Glen Senior Executive Officer: Donald H. 9/9/2013 - Received Ellyn Wilson 1/17/2014 - Approved 357 West Roosevelt Road Glen Ellyn, IL 60137 Edgebrook Bank Secior Executive Officer: Brian W. Mickey 10/3/2013 - Received 6000 West Touhy 1/24/2014 - Approved Chicago, IL 60646 Fayette County Bank Curtis W Faber as President & CEO 9/24/2014 - Received 320 North Main Street Approved - 10/7/2014 10/7/2014 - Approved St Elmo, IL 62458-0038 Hartsburg State Bank Senior Executive Officer: Tod Leon 03/13/2014 - Received Nicholls 4/17/2014 - Approved Hartsburg, IL 62643 Kenney Bank and Trust Clayton Alvin Lebeck as Chief Credit 5/19/2014 - Received Route 54 and Jordan Street Officer, President and Director 7/07/2014 - Approved Kenney, IL 61749 Lakeside Bank Director and Senior Executive Officer: 3/20/2014 - Received 55 W. Wacker Drive David V. Pinkerton 5/8/2014 - Approved Chicago, IL 60601-1699 Lakeside Bank Director and Senior Executive 3/20/2014 - Received 55 W. Wacker Drive Officer:Philip D. Cacciatore 5/8/2014 - Approved Chicago, IL 60601-1699 Lakeside Bank Director: Stan J. Bocknowski 3/20/2014 - Received 55 W. Wacker Drive 5/8/2014 - Approved Chicago, IL 60601-1699 Mercantile Bank Director and Senior Executive Officer: 1/21/2014 - Received 200 North 33rd Street Mark A. Tyrpin 2/6/2014 - Approved Quincy, IL 62305-3455 Mercantile Bank Director: Philip Krupps 1/7/2014 - Received 200 North 33rd Street 2/6/2014 - Approved Quincy, IL 62305-3455 Port Byron State Bank Senior Executive Officer - Steven D. Andry 8/20/2014 - Received 124 North Main Street 10/7/2014 - Approved Port Byron, IL 61275 Prairie Community Bank Senior Executive Officer: Frank D. Pantano 02/14/2014 - Received 800 W. Grant Highway 6/12/2104 - Approved Marengo, IL 60152 Prairie Community Bank Director: Brian G. Cunat 1/28/2014 - Received 800 W. Grant Highway 6/12/2014 - Approved Marengo, IL 60152 The State Bank of Geneva Senior Executive Officer: John C. Rohde 1/23/2014 - Received 22 South Fourth Street 3/28/2014 - Withdrawn Geneva, IL 60134 The State Bank of Geneva John S Medernach as Director, President & 12/23/2014 - Received 22 South Fourth Street CEO Geneva, IL 60134 Valley Bank Director and Senior Executive Officer: 03/19/2014 - Received 3455 Avenue of the Cities Larry Allen Mindrup 4/17/2014 - Approved Moline, IL 61265 CHANGE OF CONTROL - State Bank Name of Institution/Address Change Date/Status Bank of Yates City Maureen S.