Roman Britain from the Outside: Comparing Western and Northern Frontier Cultures Andrew Gardner, Institute of Archaeology, UCL Abstract Archaeological perspectives on the frontiers of the Roman empire have come a long way from simply describing the installations that supposedly constituted a stark dividing line between two worlds. The dynamic and permeable nature of Roman frontiers is widely recognised, as is the cultural importance of the frontier regions for the development of the empire and its neighbouring polities, and for post-imperial social formations. But how far can we generalise about the kinds of social processes underway in different frontier areas, even within the ‘Atlantic Archipelago’ of Britain and Ireland? The western and northern frontiers of Roman Britain manifested distinct dynamics, and in this paper these will be compared within both the Roman context and that of more contemporary identity politics. The aim is to outline the potential, and the limitations of, the theoretical approaches we might seek to apply in investigating Roman frontier cultures and their legacy. Introduction: the relevance of frontiers As with most aspects of Roman archaeology, we tend to see the frontiers we wish to see. Over the last century and a half of Roman frontier archaeology, different approaches to the boundaries of the Roman world have come and gone, influenced by the intimate mixing of new empirical discoveries and the contemporary politics of frontiers. The latter have been highly dynamic over this period, given that since the birth of Roman archaeology in the later 19th century momentous events have shaped and re-shaped ideas about frontiers – the formation of nation-states around the world, two World Wars and a Cold War, and the rise of technologies of instant communication, among a range of others. Indeed, some of the more recent developments in what many see as an accelerating globalisation (Giddens 1999) have led to the argument that frontiers are increasingly irrelevant, and with them traditional notions of society (Osterhammel and Petersson 2005, 8-9; Urry 2000, 32-3). This emphasis on mobility is related to ideas which have begun to shape trends in Roman archaeology (e.g. Laurence 2001, 98-100; Pitts and Versluys (eds.) 2015), yet it is the widespread consequences of the globalisation of communications, media, and markets that provides more pertinent – if often disturbing – food for thought (Bude and Dürrschmidt 2010; Newman 2006; Rumford 2006). In a ‘borderless’ world, some borders are still very real, and the depressing resurgence of nationalism in Europe among other trends shows that we have to take seriously the notion that widespread structural features of human societies include a tension or dynamic between boundaries and boundary-crossing (Barth 2000, 27-30; Jenkins 2004, 94-107; Lightfoot and Martinez 1995; Parker et al. 2009). We cannot go so far as to dissolve the Roman frontiers entirely yet. Rather, their character and diversity might offer some insights into our own situation – even if the past is partly shaped in our own image, it also offers a distinctive world in which to think through some of the problems of the present (cf. Gardner 2013, 19-20). What might their study have to contribute to contemporary debates? Most obviously, as other papers in this volume document, there are historical connections between Roman frontier identities and modern regional or national identities, and while these may very often have imaginary aspects (cf. Geary 2002, 156-7), they are consequential in the modern world and thus merit critical attention. Furthermore, the legacy of Roman frontiers – or rather of more recent Roman frontier studies – is a discourse of opposition and rivalry that, for all that it may be underpinned by universal tendencies in social interaction, employs quite particular concepts of civilisation and barbarism, among others (Miller 1996, 158-60; cf. Witcher 2015, 207-19). A more harmonious future depends, in some small way, on archaeologists complicating the past. In a more constructive vein, insight into what is particular and what universal in the dynamics of empires, or indeed of social life itself, requires tacking back and forth between in-depth analyses of specific cultural contexts and wider comparative exercises. The latter have become quite fashionable in recent years, as the study of empires has been given new life by the dominant direction of western foreign policy, and a range of journalists and commentators have joined historians and archaeologists in comparing Rome to the United States or to other more ancient polities (e.g. Holland 2014; see Vasunia 2011 for an excellent overview). Yet the complexity of the Roman world, so important for furnishing a compelling case to challenge received wisdoms of the present (Gardner 2007a, 264-5; Mattingly 2014; Witcher 2015, 216-9), means that even an in-depth particularising study of Roman frontiers can employ a comparative dimension. This is the aim of the present chapter. In the next section, I will summarise some of the major trends in the study of Roman frontiers hitherto, by way of a prelude to a comparison of the northern and western frontier zones of Roman Britain. This will pay particular attention to the tension between boundary-crossing and boundary-drawing already mentioned, and seek to explore some of the paradoxes of identity that frontier regions particularly illuminate (cf. Gardner 2011). In closing I will return to the relationship between past and present to consider the legacy of these frontiers in relation to English and British colonialism in the modern era. Theorizing the frontiers The scholarship on Roman frontiers is considerable, international, and – to some – disreputable. The conservatism, particularism and androcentrism of the study of the frontiers and the military was a particular focus of some of the critical energy that sparked the first Theoretical Roman Archaeology conferences (Millett 1990, xv; Scott 1993, 7; 1995, 176), and while much of this disdain was deserved, it has led to some difficulties in re-integrating what remains an important aspect of Roman archaeology into a coherent and theoretically informed programme (see below; cf. Gardner 2013, 9-10; James 2011, 133). In fact, there were some diverse developments in frontier studies around the same time as the beginning of the TRAC movement at the start of the 1990s, but before getting to these it is worth sketching an outline of how the main conceptual parameters of this field became established over the preceding couple of centuries, though there is only space here to consider a few key points and prominent scholars, particularly as pertaining to the British frontiers. My passing reference at the beginning of this section to the close association between the frontiers and the military is of course a dominant feature of frontier study from its inception, and relates not solely to the plentiful evidence that Roman frontiers were significantly militarized. It is also the case that, partly because a good deal of this evidence is located in what have been contested modern frontier regions at various points over the last two or three centuries, much of the description and initial interpretation of this material has been driven by soldiers with a side-line in archaeology or archaeologists who had served as soldiers (James 2002, 10-11). From William Roy, who created some of the early systematic surveys of the Hadrian’s Wall installations in the late 18th century, to Eric Birley, who dominated Wall studies in the mid- to late 20th century and had strong connections to German frontier specialists, scholarship of the northern frontiers was led by individuals who had a rather particular view of the nature of those frontiers as fixed, linear military barriers, as examined in considerable depth by Simon James (2002). This was not an intellectual climate well-suited to considering the non-military or the more interactive aspects of frontiers, nor to seeing them from the viewpoint of ‘the outside’. As similar ideas were to be found in contemporary French and Italian traditions (Mattingly 1996, 50-7; Whittaker 1994, 3-4), and scholars from all of these various Western European nations had ready access to many of the frontiers found in north Africa and the Middle East during these early days of frontier studies, the long shadow of this kind of approach is easy to understand. Its demonstrable empirical contributions must be weighed against equally demonstrable theoretical weaknesses (James 2002, 20-6), and the criticisms put forward by the first TRAC generation were certainly deserved. Even so, more diverse approaches to the frontiers were developing in the 1970s and 1980s. The isolation of these from the kind of debates which TRAC came to embody may be traced to a deeper-rooted alienation between ‘military’ and ‘civilian’ archaeology which is an important element in the developments already described (James 2002, 14-16). Already one alternative view of the nature of frontiers had been developing in the United States, in a tradition stemming from Frederick Jackson Turner in the late 19th century, influenced by the distinctive but certainly highly ethnocentric experience of American pioneers, though perhaps also by Edward Gibbon’s account of Roman history (Miller 1996, 161-3; Whittaker 1994, 4- 6). This tradition, mixed once again with specific military experiences, gave rise to Edward Luttwak’s controversial The Grand Strategy of the Roman Empire (1976; Whittaker 1994, 6- 7; cf. Isaac 1993, 5, 372-418), which for all its faults is at least an attempt to deal more explicitly with the nature of power relationships on the frontiers. Other generalizing and somewhat comparative approaches of the 1970s and 1980s, influenced more by the kinds of issues being discussed under the banner of processual archaeology, such as world-systems theories, included work by Brad Bartel (1980) and Barry Cunliffe (1988), as well as C.
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