Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 1 Name of the Entity : Welspun Investments & Commercials Limited 2 Scrip Code / Name of Scrip / Class of security: BSE Code : 533252 NSE Code : WELINV Class : Equity 3 Shareholding Pattern filed under : Reg. 31(1)(a) / Reg. 31(1)(b) / Reg. 31(1)(c ) a. If under 31(1)(b) then indicate the report for Quarter ending 30.12.2019 b. If under 31(1)(c) then indicate the date of allotment / extinguishment 4 Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Wether the Listed Entity has issued any partly paid up shares? No 2 Wether the Listed Entity has issued any Convertible securities or warrants? No 3 Wether the Listed Entity has any shares against which depository receipts are issued? No 4 Wether the Listed Entity has any shares in locked-in? No 5 Wether any shares held by promoters are pledge or otherwise encumbered ? No Table I- Summary Statement holding of specified securities Category Category of Number of No. of fully paid No of partly paid up equity shares held No of Shares Total nos. of Shareholding as a Number of Voting Rights held in each class of securities No. of Shares Shareholding as a % Number of Locked-in Number of Shares Number of (i) Shareholder Shareholders up equity shares (v) underlying Shares held % of total no. of (ix) Underlying assuming full Shares pledged or otherwise equity shares (ii) (iii) held Depository (vii)=(iv)+(v)+(vi) shares (calculated Outstanding conversion of (xii) encumbered (xiii) held in (iv) Receipts as per SCRR, 1957) convertible convertible securities dematerialized (vi) (viii) securities (as a percentage of form No of Voting Rights Total as a % No. No. As a % of (including diluted share capital) (xiv) of (a) As a % of (a) As a % of (A+B+C2) warrants) (xi)=(vii)+(x) (A+B+C) total shares total shares (x) As a % of (A+B+C2) held held Class : Equity Class : NA Total (b) (b) (A) Promoter & Promoter Group 6 27,25,574 - - 27,25,574 74.58 27,25,574 - 27,25,574 74.58 - 74.58 - - - - 27,25,574 (B) Public 15,353 9,28,902 - - 9,28,902 25.42 9,28,902 - 9,28,902 25.42 - 25.42 - NA 9,03,874 (C ) Non- Promoter- Non Public - - - - - - - - - - - - - - NA - (C 1) Shares underlying DRs - - - - - NA - - - - - NA - - NA - (C 2) Shares held by Employee Trusts - - - - - - - - - - - - - - NA - Total 15,359 36,54,476 - - 36,54,476 100.00 36,54,476 - 36,54,476 100.00 - 100.00 - - - 36,29,448 Table II- Summary Statement holding of the Promoter and the Promoter Group Category Category of Number of Number of Locked-in Shares (i) Shareholder Shareholders Number of Voting Rights held in each class of securities No. of Shares Shareholding as a % (xii) Number of Shares pledged or (ii) (iii) Shareholding as a % (ix) Underlying assuming full otherwise encumbered (xiii) No of partly of total no. of shares Outstanding conversion of Number of equity No of Shares underlying Total nos. of No of Fully paid up equity shares held paid up equity (calculated as per convertible convertible securities shares held in PAN Number Depository Receipts Shares held (iv) shares held SCRR, 1957) No of Voting Rights securities (as a percentage of dematerialized form (vi) (vii)=(iv)+(v)+(vi) As a % of total (v) (viii) Total as a % of (including diluted share capital) No. As a % of total shares held No. (xiv) shares held As a % of (A+B+C2) (A+B+C) warrants) (xi)=(vii)+(x) (a) (b) (a) (b) Class : Equity Class eg:y Total (x) As a % of (A+B+C2) (I) (II) (III) (IV) (V) (VI) 1 Indian (a) Individuals/Hindu undivided Family 6 27,25,574 27,25,574 74.58 27,25,574 27,25,574 74.58 74.58 - - - 27,25,574 (i) Balkrishan Gopiram Goenka AAATW3935E 1 26,80,608 26,80,608 73.35 26,80,608 26,80,608 73.35 73.35 26,80,608 (ii) Dipali Balkrishan Goenka AEOPG4886L 1 32,728 32,728 0.90 32,728 32,728 0.90 0.90 - - - - 32,728 (iii) Radhika Balkrishan Goenka ANEPG0498F 1 9,130 9,130 0.25 9,130 9,130 0.25 0.25 - - - - 9,130 (iv) Balkrishan Gopiram Goenka AEOPG4891D 1 2,229 2,229 0.06 2,229 2,229 0.06 0.06 - - - - 2,229 (v) Balkrishan Goenka (HUF) AACHB9482P 1 878 878 0.02 878 878 0.02 0.02 - - - - 878 (vi) Rajesh R. Mandawewala AACPM2601D 1 1 - - 1 0.00 1 - 1 0.00 - 0.00 - - - - 1 (b) Central Government / State Government (s) - - - - - - - - - - - - - - - - - (c ) Financial Institutions/ Banks - - - - - - - - - - - - - - - - - (d) Any Other (specify) - - - - - - - - - - - - - - Bodies Corporate - - - - - - - - - - - - - - - - - - - - - - - - - - - Sub-Total (A)(1) 6 27,25,574 - - 27,25,574 74.58 27,25,574 - 27,25,574 74.58 - 74.58 - - - 27,25,574 2 Foreign Sub-Total (A)(2) - - - - - - - - - - - - - Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 6 27,25,574 - - 27,25,574 74.58 27,25,574 - 27,25,574 74.58 - 74.58 0.00 0.00 0.00 0.00 27,25,574 Table III- Summary Statement holding of Public Shareholder Number of Voting Rights held in each class of Number of Locked-in Shares Number of Shares Shareholding as a % No of Shareholding as a % securities No. of Shares (xii) pledged or otherwise Number of assuming full conversion No of partly Shares of total no. of shares (ix) Underlying encumbered (xiii) equity shares Category of Number of of convertible securities Category No of Fully paid up equity shares held paid up underlying Total nos. of Shares (calculated as per Outstanding held in Shareholder PAN Number Shareholders (as a percentage of diluted As a % of (i) (iv) equity shares Depository held (vii)=(iv)+(v)+(vi) SCRR, 1957) No of Voting Rights convertible securities As a % of total dematerialized (ii) (iii) Total as a % share capital) No. No. total shares held (v) Receipts (viii) (including warrants) shares held form of (A+B+C) (xi)=(vii)+(x) (a) LOCKED (a) held (vi) As a % of (A+B+C2) (x) (b) (xiv) Class : Equity Class eg:y Total As a % of (A+B+C2) (b) (I) (II) (III) (IV) (V) (VI) 1 Institutions (a) Mutual Funds 3 221 - - 221 0.01 221 - 221 0.01 - 0.01 - - NA 4 - - - - - - - - - - - - NA - - (b) Venture Capital Funds - - - - - - - - - - - - - NA - (c ) Alternate Investment Funds - - - - - - - - - - - - - - NA - (d) Foreign Venture Capital Investors - - - - - - - - - - - - - - NA - ( e) Foreign Portfolio Investors - - - - - - - - - - NA (f) Financial Institutions/Banks 4 38,187 - - 38,187 1.04 38,187 - 38,187 1.04 - 1.04 - - NA 38,177 (i) Life Insurance Corporation of India AAACL0582H 38,167 - - 38,167 1.04 38,167 - 38,167 1.04 - 1.04 - - NA 38,167 - (g) Insurance Companies - - - - - - - - - - - - NA - (h) Provident Funds/ Pension Funds - - - - - - - - - - - - - - NA - (i) Any Other (specify) - - - - - - - - - - - - NA - Sub-Total (B)(1) 7 38,408 - - 38,408 1.05 38,408 - 38,408 1.05 - 1.05 - - 38,181 i. Individual shareholders holding nominal share capital up to 14,648 2,76,031 - - 2,76,031 7.55 2,76,031 - 2,76,031 7.55 - 7.55 - - NA 2,52,467 Rs. 2 lakhs. ii. Individual shareholders holding nominal share capital in 11 4,90,760 - - 4,90,760 13.43 4,90,760 - 4,90,760 13.43 - 13.43 - - NA 4,90,760 excess Rs. 2 lakhs. Anmol Sekhri ALHPS9957L 1 37,075 37,075 1.01 37,075 37,075 1.01 1.01 NA 37,075 Anuj Premkumar Agarwal AABPA7439E 1 46,436 Gopi Kishan Malani AAPPM3322C 1 56,502 56,502 1.55 56,502 56,502 1.55 1.55 NA 56,502 Meenadevi Surendrakumar Agarwal AABPA0543R 1 43,762 - 43,762 1.20 43,762 - 43,762 1.20 - 1.20 - - NA 43,762 Mukesh Raghunathmal Chandan AECPC6740D 1 52,135 52,135 1.43 52,135 52,135 1.43 1.43 - - NA 52,135 Raghav V Karol ANPLK0228J 1 50,179 50,179 50,179 50,179 50,179 Surendrakumar Balkrishandas Agarwal AABPA7889C 1 54,985 54,985 1.50 54,985 54,985 1.50 1.50 - - NA 54,985 Sudha Premkumar Agarwal AABPA0542Q 1 57,680 57,680 1.58 57,680 57,680 1.58 1.58 - - NA 57,680 1 - - - - - - Suresh Manakchand Paharia AABPP1727A 1 38,172 38,172 1.04 38,172 38,172 1.04 1.04 NA 38,172 (b) NBFCs registered with RBI 1 7 - - 7 0.00 7 - 7 0.00 - 0.00 - - NA 7 (c ) Employee Trusts - - - - - - - - - - - - - - NA - (d) Overseas Depositories - - - - - - - - - - - - - - NA - (holding DRs) (balancing figure) (e ) Any Other (specify) 686 1,23,696 - - 1,23,696 3.38 1,23,696 - 1,23,696 3.38 - 3.38 - - - 1,22,459 Hindu Undivided Family 166 35,491 - - 35,491 0.97 35,491 - 35,491 0.97 - 0.97 - - NA 35,491 Non Resident Indians (Non Repat) 70 3,031 - - 3,031 0.08 3,031 - 3,031 0.08 - 0.08 - - NA 3,031 Non Resident Indians (Repat) 301 5,881 - - 5,881 0.16 5,881 - 5,881 0.16 - 0.16 - - NA 4,980 Unclaimed Shares 1 4,510 - - 4,510 0.12 4,510 - 4,510 0.12 - 0.12 - - NA 4,510 Clearing Members 16 434 - - 434 0.01 434 - 434 0.01 - 0.01 - - NA 434 Bodies Corporate 132 74,349 - - 74,349 2.03 74,349 - 74,349 2.03 - 2.03 - - NA 74,013 Sub-Total (B)(3) 15,346 8,90,494 - - 8,90,494 24.37 8,90,494 - 8,90,494 24.37 - 24.37 - - NA 8,65,693 Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 15,353 9,28,902 - - 9,28,902 25.42 9,28,902 - 9,28,902 25.42 - 25.42 - - NA 9,03,874 Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc.