Sundaram Small Cap Fund Category : Small Cap Fund Portfolio NAV*: Regular-Growth: 81.5378 Dividend: 16.8292 Fund Type : Open ended Fund Security Weight NAV*: Direct-Growth: 84.4665 Dividend: 17.6761 Benchmark TRI : S&P BSE Smallcap Index Tube Investments of India 4.5 Performance Fund Manager : S Krishnakumar Navin Fluorine Intl 4.0 S Krishnakumar has experience of 21 years and is managing NRB Bearings 4.0 Performance NAV per Fund Benchmark Nifty 50 Excess this fund since Dec 2006 Praj Industries 3.9 Period Unit ( ) (%) TRI TRI(%) Points JK Cement 3.6 (%) Investment Objective DCB Bank 3.6 Last 1 year 106.62 -23.5 -19.9 10.8 -3.7 HeidelbergCement India 3.2 (30-04-2018) The objective of the scheme is to achieve capital appreciation Kalpataru Power 3.1 Last 3 years 67.03 6.8 10.7 15.9 -3.9 by investing predominantly in diversified stocks that are INOX Leisure 2.7 (29-04-2016) generally termed as small-cap stocks. Heritage Foods 2.7 Last 5 years 37.14 17.0 15.3 13.3 1.7 Active Industry Bets versus Benchmark Rane Holdings 2.6 (30-04-2014) ~Since Inception 10.00 15.9 11.4 14.3 4.5 Overweight Underweight ISGEC Heavy Engineering 2.6 Thyrocare Technologies 2.6 (15-02-2005) Cement Software V-Guard Industries 2.4 Construction Consumer Non Durables Taj GVK Hotels & Resorts 2.3 10,000 invested Industrial Capital Goods Pharmaceuticals Ramco Industries 2.2 Period Fund Benchmark TRI Nifty 50 TRI HSIL 2.2 Last 1 year 7,647 8,012 11,084 Industry Classification (%) ITD Cementation India 2.2 Last 3 years 12,165 13,559 15,580 PNC Infratech 2.1 Last 5 years 21,953 20,398 18,693 Cement 12.1 Timken India 2.1 Since Inception 81,538 46,434 67,100 Construction 10.2 India Cements 2.1 Industrial Products 9.1 Himatsingka Seide 2.0 Growth of 10,000 since inception Industrial Capital Goods 7.7 L.G.Balakrishnan & Bros 1.9 81,538 Auto Ancillaries 7.2 Ashoka Buildcon 1.9 Magma Fincorp 1.9 67,100 Consumer Durables 6.7 Amrutanjan Health Care 1.9 Banks 5.1 Brigade Enterprises 1.8 46,434 Healthcare Services 5.0 Take Solutions 1.8 Finance 4.4 Century Plyboards (India) 1.7 Chemicals 4.4 MM Forgings 1.7 Hotels, Resorts & Other Recr. 3.3 Karur Vysya Bank 1.5 10,000 10,000 10,000 Power 3.1 Arvind Fashions 1.5 Textile Products 3.1 HealthCare Global 1.4 Pharmaceuticals 2.9 KSB 1.3 Fund Benchmark TRI Additional Benchmark TRI Media & Entertainment 2.7 Capacit'e Infraprojects 1.2 TD Power Systems 1.2 Investment Value as on Apr 2019 Consumer Non Durables 2.7 Laurus Labs 1.1 Software 2.4 Metropolis Healthcare 1.1 Value of 10,000-a-month SIP Construction Project 1.9 Lemon Tree Hotels 1.0 Retailing 1.5 Astra Microwave Products 1.0 Period Investment Fund Benchmark Nifty 50 TRI TRI Telecom - Equipment & Acc. 1.0 Johnson Controls 1.0 Since Inception Returns (%) - 13.58 N.A. 12.19 Transportation 0.8 Raymond 1.0 ~~Since Inception 17,00,000 48,07,317 N.A. 42,99,269 Engineering Services 0.8 Star Cement 0.9 Since Inception(Benchmark 15,90,000 40,53,065 31,32,688 36,32,816 Cash, Call, NCA & Primary Mkt Appln 1.9 Khadim India 0.9 Redington (India) 0.8 TRI) 0 4 8 Last 5 years 6,00,000 6,57,354 7,00,737 8,13,742 12162024 Sandhar Technologies 0.8 VA Tech Wabag 0.7 Last 3 years 3,60,000 3,41,000 3,61,801 4,42,877 Butterfly Gandhimathi 0.6 Last 1 year 1,20,000 1,15,981 1,14,457 1,29,345 Active Stock Allocation versus Benchmark KPIT Technologies 0.6 Asian Granito India 0.6 Performance Analysis (Based on monthly 3 Yrs returns) Overweight Underweight Neogen Chemicals Ltd 0.4 Fund Benchmark TRI Tube Investments of India City Union Bank Hindustan Dorr-Oliver 0.0 Arithmetic Mean 8.7 12.1 Navin Fluorine Intl SKS Microfinance Standard Deviation 20.8 19.6 Equity 98.1 NRB Bearings Info Edge (India) Correlation 1.0 - Cash, Call, NCA & Primary Mkt Appln 1.9 Praj Industries MindTree Beta 1.0 - JK Cement Jubilant Foodworks No of Stocks 52 Sharpe Ratio 0.0 0.2 Turnover Ratio (%) 18 Sortino Ratio 0.0 0.4 Weighted Avg Market Cap: 3,490 Cr. Alpha -3.8 - Median Market Cap: 2,942 Cr. Tracking Error 5.1 - Information Ratio -0.8 - Avg AUM: 1,175 Cr. Treynor Ratio 0.5 - Month End AUM: 1,153 Cr. Past performance may or may not be sustained in future. Returns/investment value are as of Apr 30, 2019. Returns are on a compounded annual basis for period more than one year and absolute for one-year period and computed using NAV of Regular Plan-Growth Option. Value of 10,000 invested at inception is as on Apr 30, 2019 . SIP values are in rupees. Performance Analysis on annualized basis except Beta and Correlation. The risk free Index is MIBOR Overnight 6.20. ~~ 'Since inception' SIP performance has not been provided for the benchmark since TRI data is not available. Hence, ‘Since Inception of Benchmark TRI’ SIP performance has been provided.~ As TRI data is not available since inception of the scheme, benchmark performance is calculated using composite CAGR of PRI values from fund’s inception till TRI inception date and TRI values since the inception of Total Return index till as per SEBI regulations. Fund Facts:Type: An open ended equity scheme predominantly investing in small cap stocks • “The fund was erstwhile known as Sundaram S.M.I.L.E“ • Launch: February 2005 • Bloomberg: SMILEG IN • Plans: Regular & Direct • Options: Growth, Dividend Pay Out, Dividend Sweep, Dividend Re-Investment • Minimum Amount: 5,000 • SIP/STP: Daily (STP) – 1000 w.e.f. June 09, 2017, Weekly 1000, Monthly 250, Quarterly 750. Terms of offer: NAV Exit Load: 1% if redeemed within 12 months from date of allotment. The scheme benchmark has been changed to S&P BSE Small Cap Index from CNX Mid Cap Index w.e.f. 01-Aug-2013. Asset Allocation graph as per AMFI Industry Classification.* Fund NAV is as of last working day of the given month. www.sundarammutual.com April 2019 Sundaram Mutual Fund Designed by Morningstar.