285 Reference information Other information KASIKORNBANK PCL conducts commercial banking business, securities business, and other related business under the Financial Institution Business Act, Securities and Exchange Act and other related regulations. Head Office : 1 Soi Rat Burana 27/1, Rat Burana Road, Rat Burana Sub-District, Rat Burana District, Bangkok 10140, Thailand Company Registration Number : 0107536000315 (formerly PLC 105) Telephone : +662-2220000 Fax : +662-4701144 e-mail : [email protected] K-Contact Center : +662-8888888 (Thai), +662-8888822 Press 2 (Mandarin), +662-8888800 (English), +662-8888826 (Japanese), +662-8888888 Press *5 (Myanmar) K-BIZ Contact Center : +662-8888822 (Thai, Mandarin, English, and Japanese) Website : www.kasikornbankgroup.com Names, Offices, Telephone and Fax Numbers of Referenced Entities Registrar - Ordinary Shares : Thailand Securities Depository Company Limited The Stock Exchange of Thailand Building, 62 Ratchadaphisek, Klong Toei, Bangkok 10110 Tel. +662-2292800 Fax +662-3591259 - KASIKORNBANK Subordinated Debentures : KASIKORNBANK PUBLIC COMPANY LIMITED No. 1/2009, due for redemption in 2019 1 Soi Rat Burana 27/1, Rat Burana Road, - KASIKORNBANK Subordinated Debentures Rat Burana Sub-District, Rat Burana District, Bangkok 10140 No. 1/2010, due for redemption in 2020 Tel. +662-2220000 Fax +662-4701144 - KASIKORNBANK Subordinated Debentures No. 1/2012, due for redemption in 2022 - KASIKORNBANK 8 1/4% Subordinated Bonds due : The Bank of New York Mellon, 2016 One Wall Street New York, N.Y. 10286 U.S.A. Tel. (1) (212) 495 1784 Fax (1) (212) 635 1799 Auditors : Mr. Nirand Lilamethwat, CPA No. 2316 Ms. Somboon Supasiripinyo, CPA No. 3731 Ms. Wilai Buranakittisopon, CPA No. 3920 KPMG Phoomchai Audit Limited Empire Tower, 50th - 51st Floor, 195 South Sathorn Road, Yannawa, Sathorn District, Bangkok 10120 Tel. +662-6772000 Fax +662-6772222 Legal Adviser : Dr. Abhijai Chandrasen 22 Soi Soonthornsaratoon (On Nut 21/1), Sukhumvit 77, Suan Luang District, Bangkok 10250 Tel. +662-7306969-76 Fax +662-7306967-8 286 Major Shareholders ANNUAL REPORT 2013 List of the first 10 major KBank shareholders* The Bank has scheduled the record date on September 12, 2013, to determine the list of shareholders entitled to receive dividend and the shareholders register book closing date on September 13, 2013 to compile the list of shareholders. Number of Percentage of Rank Name common shares common shares 1 THAI NVDR CO., LTD 640,303,475 26.754 2 STATE STREET BANK EUROPE LIMITED 204,421,415 8.542 3 CHASE NOMINEES LIMITED 42 117,560,800 4.912 4 STATE STREET BANK AND TRUST COMPANY 104,487,511 4.366 5 HSBC (SINGAPORE) NOMINEES PTE LTD 58,259,343 2.434 6 NORTRUST NOMINEES LIMITED-NT0 SEC LENDING THAILAND 51,649,532 2.158 7 CHASE NOMINEES LIMITED 1 47,850,536 1.999 8 THAILAND SECURITIES DEPOSITORY COMPANY LIMITED FOR 38,272,964 1.599 DEPOSITORS (THAI SECURITIES - HOLDER ACCOUNT) 9 THE BANK OF NEW YORK MELLON-CGT TAXABLE 31,956,210 1.335 10 GIC PRIVATE LIMITED - C** 31,844,400 1.331 OTHERS 1,066,654,007 44.569 Total paid-up capital 2,393,260,193 100.000 THAI SHAREHOLDERS 1,221,041,351 51.02 FOREIGN SHAREHOLDERS 1,172,218,842 48.98 Note: * The top 10 shareholders are ranked by Thailand Securities Depository Co., Ltd. ** GIC holds KBank shares via three accounts. Combining those three accounts, GIC holds 1.721% of KBank shares, ranking them at number 8. KASIKORNBANK’s common shares at September 13, 2013 Registered capital : 3,048,614,697 shares, at Baht 10 per share, totaling Baht 30,486,146,970 Paid-up capital : 2,393,260,193 shares, at Baht 10 per share, totaling Baht 23,932,601,930 287 Awards And Commendation Other information President represented In 2013, KASIKORNBANK received many awards and KBank in receiving The Asset Corporate commendations, i.e. Awards 2012 - Platinum Award, Banking and Finance sector given KASIKORNBANK for the third consecutive year (2010 - 2012) from In Recognition of Management The Asset magazine. • The Corporate Governance Asia magazine: 1. Asia Best CEO (Investor Relations) given for the third consecutive year (2011 - 2013) to Mr. Banthoon Lamsam, Chairman of the Board and Chief Executive Officer 2. Asia Best CFO (Investor Relations) given to Ms. Kattiya Indaravijaya, Executive Vice President 3. Best Investor Relations Company (Thailand) given for the third consecutive year (2011 - 2013) KBank President and executives represented the Bank in receiving SET Award of Honor for • The Asset magazine: The Asset Corporate Awards Excellence in Corporate Governance Report (2008 - 2013), 2012 - Platinum Award, Banking and Finance sector given for Outstanding Company Performance Award, Outstanding Investor Relations Award, the third consecutive year (2010 - 2012) Outstanding Corporate Social Responsibility Award, Best Securities Company Award 2013 for Retail Investors and th Best Securities Company Award 2013 for Institutional Investors, • The 10 SET Awards 2013 by the Stock Exchange of based on the SET Awards 2013. Thailand and Money & Banking magazine: 1. SET Award of Honor for Excellence in Corporate Governance Report (2008 - 2013) 2. Outstanding Company Performance Award 3. Outstanding Investor Relations Award 4. Outstanding Corporate Social Responsibility Award KBank executive • The Ministry of Labour: Excellent Labour Relation and represented the Bank Welfare Award 2013 in the large enterprise with labour union in receiving Channel Excellence in Branch category given for the eighth consecutive year (2006 - 2013) award from Bill Payments Asia journal. KBank executive represented the Bank in receiving Excellent Labour Relation and Welfare Award 2013 for the eighth consecutive year (2006 - 2013) from the Ministry of Labour. 288 ANNUAL REPORT 2013 In Recognition of Service President represented KBank in receiving Best Retail Bank of • The Asian Banker journal: the Year 2013 based 1. Best Retail Bank in Thailand given for the fourth on the Money & consecutive year (2010 - 2013) Banking Awards 2013 2. Best Cash Management Bank in Thailand given for organized by Money & Banking magazine. the second consecutive year (2012 - 2013) 3. Best Managed Banks Achievement Awards 2013 • The ABF magazine: 1. Thailand Domestic Cash Management Bank of the Year 2. Thailand Domestic Trade Finance Bank of the Year • The Alpha Southeast Asia magazine: KBank executive represented the Bank 1. Best Bank in Thailand given for the second consecutive in receiving Best Retail year (2012 - 2013) Bank in Thailand from 2. Best Cash Management Bank in Thailand given for the The Asian Banker journal. second consecutive year (2012 - 2013) • The European magazine: SME Bank of the Year 2013 - Asia KBank executive • The Money & Banking magazine: Best Retail Bank 2013 represented the Bank given for the sixth consecutive year (2008 - 2013) in receiving Best Bond House from the • The Asset magazine: Thai Bond Market 1. Best in Treasury and Working Capital - SMEs, Thailand Association (ThaiBMA) 2. Best Regional Cash Management Solution • The Thai Bond Market Association (ThaiBMA): 1. Best Bond House given for the sixth consecutive year (2008 - 2013) 2. Deal of the Year given for the sixth consecutive year KBank received SME Bank of the Year (2008 - 2013) 2013 - Asia award for 3. Most Creative Issue given for the third consecutive year the Bank’s best SME (2011 - 2013) services in Asia for 4. Best Dealer Compliance 2013 from the European magazine. 5. Dealer of the Year 6. Best Ministry of Finance’s Counterparty • Bill Payment Asia journal: Channel Excellence in Branch KBank executive • “2012 Popular Stock Award” organized by Kaohoon represented the Bank Turakij newspaper and the Stock Exchange of Thailand: 2012 in receiving Best Bank Popular Stock Award in the financial sector in Thailand and Best Cash Management Bank in Thailand from Alpha Southeast Asia magazine. 289 Other information In Recognition of CSR • The Department of Alternative Energy Development and Efficiency, Ministry of Energy: 1. ESCO Excellence Supporting Bank Award given for the second consecutive year (2012 - 2013) 2. Thailand Energy Awards 2013, for the Supporters of Alternative Energy and Energy Conservation category • LEED-NC Platinum: LEED-NC Platinum, for New Construction category, making KBank the first organization in Thailand to receive this award President represented KBank in receiving 2012 Popular Stock Award in the financial sector based on “2012 Popular Stock Award” organized by Kaohoon • The Corporate Social Responsibility Institute (CSRI): Turakij newspaper and the Stock Exchange of Thailand. CSRI Recognition 2013 award, for General type • The Thai Listed Companies Association, CSR Club: Sustainability Report Award 2013 KASIKORN ASSET MANAGEMENT CO., LTD • The Reader’s Digest magazine: Reader’s Digest Trusted Brand GOLD Award Thailand 2013 for investment fund company category given for the sixth consecutive year (2008 - 2013) • The Money & Banking Awards 2013 by Money & Banking magazine: 1. Best Fund of the Year, for fixed-income fund category: Executive Chairman of KASIKORN ASSET MANAGEMENT Co., Ltd. KA Short Term Fixed-Income Fund represented the company in receiving Best Fund of the Year for fixed-income 2. Best Fund of the Year, for provident fund category: fund category and Best Fund of the Year for provident fund category based K Short Term Fixed Income RMF on Money & Banking Awards 2013. • Thailand Smart Money by Dokbia Turakij newspaper based on the 3rd: Second prize of best service for LTF/RMF KASIKORN SECURITIES PCL • The Stock Exchange