financial intelligence centre REPUBLIC OF SOUTH AFRICA goAML EE Project financial intelligence centre REPUBLIC OF SOUTH AFRICA goAML XSD Specification ver. 4.2.1 goAML EE Project Document Name: FCT120_1_ goAML EE_FIC Schema ver. 4.2.1 Specification Version Number: 4.2.1 Version Date: 12 April 2016 Prepared for: FIC Project: goAML EE Project Contract Number: NA Item Number: NA Legal Disclaimer Unless specific written consent is obtained from the Financial Intelligence Centre the information contained in this document may not be shared with any third parties. By reading this document you acknowledge the confidentiality of such and agree to be bound by the copyright that subsists in Financial Intelligence Centre’s intellectual ideas, views and their representation as expressed in this material. Document Name: FCT_120_1_goAML EE FIC Schema v4.2.1 Specification Version: 4.2.1 Date: 15/04/2016 Page 1 of 96 financial intelligence centre REPUBLIC OF SOUTH AFRICA goAML EE Project 1. Configuration Control Document History Revision Date Change Req. No Change Summary 0.01 25 February N/A Document created 2014 26 February Updated document with from 2014 review comments 0.03 03 March Added STRB in report type 2014 0.04 25 April Updated 2014 t_person_my_client/title and Gender to be mandatory 0.07 06 Nov 2014 Update field length changing person identifier fields from 255 to 100. Updated the following lookup lists and include annexure for business rules. 1.2.0 19-June- GoAML 4.2 Release Update 2015 1.2.1 12 April Updated the document with the 2016 release notes published on the 7th of July 2015 Document Name: FCT_120_1_goAML EE FIC Schema v4.2.1 Specification Version: 4.2.1 Date: 15/04/2016 Page 2 of 96 financial intelligence centre REPUBLIC OF SOUTH AFRICA goAML EE Project 2. Table of Contents 1. Configuration Control ...................................................................................................................................... 2 2. Table of Contents ............................................................................................................................................. 3 3. Financial Intelligence Centre Introduction Notes ............................................................................................ 5 4. Summary .......................................................................................................................................................... 6 5. Schema updates ............................................................................................................................................... 7 6. Conventions used in this document ................................................................................................................. 8 7. Description of XML Nodes ............................................................................................................................. 9 7.1. Node “report” .................................................................................................................... 9 7.2. Subnode report_indicators ............................................................................................... 12 7.3. Node transaction .............................................................................................................. 13 7.4. Node Activity .................................................................................................................. 16 7.5. Node t_from_my_client ................................................................................................... 17 7.6. Node t_from ..................................................................................................................... 19 7.7. Node t_to_my_client ....................................................................................................... 21 7.8. Node t_to ......................................................................................................................... 23 7.9. Subnode goods_services .................................................................................................. 24 7.10. Type t_account_my_client ............................................................................................... 26 7.11. Type t_account ................................................................................................................. 31 7.12. Type t_entity_my_client .................................................................................................. 35 7.13. Type t_entity .................................................................................................................... 38 7.14. Type t_person_my_client ................................................................................................ 40 7.15. Type t_person .................................................................................................................. 45 7.16. t_person_registration_in_report ....................................................................................... 49 7.17. Type t_party ..................................................................................................................... 53 7.18. Type t_address ................................................................................................................. 55 7.19. Type t_phone ................................................................................................................... 56 7.20. Type t_foreign_currency ................................................................................................. 57 7.21. Type t_person_identification ........................................................................................... 58 7.22. Type report_party_type ................................................................................................... 59 8. Lookup Values ................................................................................................................................................60 8.1. Submission type – goAML Enumeration ........................................................................ 60 8.2. Funds type ........................................................................................................................ 60 8.3. Account type .................................................................................................................... 61 8.4. Account status type .......................................................................................................... 61 8.5. Identifier type .................................................................................................................. 62 Document Name: FCT_120_1_goAML EE FIC Schema v4.2.1 Specification Version: 4.2.1 Date: 15/04/2016 Page 3 of 96 financial intelligence centre REPUBLIC OF SOUTH AFRICA goAML EE Project 8.6. Conduction Type ............................................................................................................. 63 8.7. Transaction Item Status ................................................................................................... 64 8.8. Report Code Type ............................................................................................................ 64 8.9. Contact Type .................................................................................................................... 65 8.10. Communication Type ...................................................................................................... 65 8.11. Entity Legal Form Type .................................................................................................. 66 8.12. Transaction Item Type ..................................................................................................... 67 8.13. Currencies ........................................................................................................................ 68 8.14. Country Codes ................................................................................................................. 74 8.15. account_person_role_type ............................................................................................... 82 8.16. entity_person_role_type .................................................................................................. 83 8.17. party_role ......................................................................................................................... 84 8.18. Report indicator ............................................................................................................... 85 9. Annexure ........................................................................................................................................................90 9.1. Business Rules ................................................................................................................. 90 9.1.1. Rules / Guidance on reporting ..................................................................................... 90 9.1.2. Report Level Rules ...................................................................................................... 92 9.1.3. Activity Level Rules .................................................................................................... 93 9.1.4. Transaction Level Rules .............................................................................................. 95 Document Name: FCT_120_1_goAML EE FIC Schema v4.2.1 Specification Version: 4.2.1 Date: 15/04/2016 Page 4 of 96 financial intelligence