WO 2010/135667 Al

WO 2010/135667 Al

(12) INTERNATIONAL APPLICATION PUBLISHED UNDER THE PATENT COOPERATION TREATY (PCT) (19) World Intellectual Property Organization International Bureau (10) International Publication Number (43) International Publication Date 25 November 2010 (25.11.2010) WO 2010/135667 Al (51) International Patent Classification: (74) Agent: SANTOPIETRO, Lois, A.; E. I. du Pont de C09D 11/00 (2006.01) HOlL 51/10 (2006.01) Nemours and Company, Legal Patent Records Center, C09D 11/02 (2006.01) C23C 18/12 (2006.01) 4417 Lancaster Pike, Wilmington, Delaware 19805 (US). C23C 18/04 (2006.01) C09D 1/00 (2006.01) (81) Designated States (unless otherwise indicated, for every HOlL 31/04 (2006.01) C09D 7/12 (2006.01) kind of national protection available): AE, AG, AL, AM, (21) International Application Number: AO, AT, AU, AZ, BA, BB, BG, BH, BR, BW, BY, BZ, PCT/US20 10/0358 10 CA, CH, CL, CN, CO, CR, CU, CZ, DE, DK, DM, DO, DZ, EC, EE, EG, ES, FI, GB, GD, GE, GH, GM, GT, (22) International Filing Date: HN, HR, HU, ID, IL, IN, IS, JP, KE, KG, KM, KN, KP, 2 1 May 20 10 (21 .05.2010) KR, KZ, LA, LC, LK, LR, LS, LT, LU, LY, MA, MD, (25) Filing Language: English ME, MG, MK, MN, MW, MX, MY, MZ, NA, NG, NI, NO, NZ, OM, PE, PG, PH, PL, PT, RO, RS, RU, SC, SD, (26) Publication Language: English SE, SG, SK, SL, SM, ST, SV, SY, TH, TJ, TM, TN, TR, (30) Priority Data: TT, TZ, UA, UG, US, UZ, VC, VN, ZA, ZM, ZW. 61/180,1 79 2 1 May 2009 (21 .05.2009) US (84) Designated States (unless otherwise indicated, for every 61/180,1 8 1 2 1 May 2009 (21 .05.2009) US kind of regional protection available): ARIPO (BW, GH, 61/180,1 86 2 1 May 2009 (21 .05.2009) US GM, KE, LR, LS, MW, MZ, NA, SD, SL, SZ, TZ, UG, 61/180,1 84 2 1 May 2009 (21 .05.2009) US ZM, ZW), Eurasian (AM, AZ, BY, KG, KZ, MD, RU, TJ, (71) Applicant (for all designated States except US): E. I. DU TM), European (AL, AT, BE, BG, CH, CY, CZ, DE, DK, PONT DE NEMOURS AND COMPANY [US/US]; EE, ES, FI, FR, GB, GR, HR, HU, IE, IS, IT, LT, LU, 1007 Market Street, Wilmington, Delaware 19898 (US). LV, MC, MK, MT, NL, NO, PL, PT, RO, SE, SI, SK, SM, TR), OAPI (BF, BJ, CF, CG, CI, CM, GA, GN, GQ, (72) Inventors; and GW, ML, MR, NE, SN, TD, TG). (75) Inventors/Applicants (for US only): JOHNSON, Lynda, Kaye [US/US]; 707 Burnley Road, Wilmington, Published: Delaware 19803 (US). LU, Meijun [CN/CN]; 339 Wag — with international search report (Art. 21(3)) on Wheel Lane, Hockessin, de 19707 (CN). CATRON — before the expiration of the time limit for amending the JR., John W. [US/US]; 48 Stanley Avenue, Smyrna, claims and to be republished in the event of receipt of Delaware 19977 (US). RADU, Daniela Rodica [RO/US]; amendments (Rule 48.2(h)) 7 Moorings Road, West Grove, Pennsylvania 19390 (US). (54) Title: PROCESSES FOR PREPARING COPPER TIN SULFIDE AND COPPER ZINC TIN SULFIDE FILMS (57) Abstract: This invention relates to processes for preparing films of CTS and CZTS and their selenium analogues on a sub strate. Such films are useful in the preparation of photovoltaic devices. This invention also relates to processes for preparing coat ed substrates and for making photovoltaic devices. TITLE PROCESSES FOR PREPARING COPPER TIN SULFIDE AND COPPER ZINC TIN SULFIDE FILMS CROSS REFERENCE TO RELATED APPLICATIONS This application claims priority under 35 U.S.C. § 1 19(e) from, and claims the benefit of, the following U.S. Provisional Applications: No. 61/1 80,179, No. 61/1 80,1 8 1, No. 61/1 80,1 84, and No. 61/1 80,1 86; each of which was filed on May 2 1, 2009, and each of which is by this reference incorporated in its entirety as a part hereof for all purposes. FIELD OF THE INVENTION This invention relates to processes for preparing films of CZTS and its selenium analogues on a substrate. Such films are useful in the preparation of photovoltaic devices. This invention also relates to processes for preparing coated substrates and for making photovoltaic devices. BACKGROUND Crystalline multinary-metal chalcogenide compositions containing only non-toxic and abundant elements are of particular interest in developing environmentally sustainable processes and devices. Copper tin sulfide (Cu2SnS3 or "CTS") and copper zinc tin sulfide (Cu2ZnSnS4 or "CZTS") are particularly useful examples of this class of materials, and are of interest due to their potential applications as small band-gap semiconductors, as nonlinear materials, and as suitable candidates for photovoltaic cell materials. Thin-film photovoltaic cells typically use semiconductors such as CdTe or copper indium gallium sulfide/selenide (CIGS) as an energy absorber material. Due to toxicity of cadmium and the limited availability of indium, alternatives are sought. CZTS possesses a band gap energy of about 1.5 eV and a large absorption coefficient (approx. 104 cm 1), making it a promising CIGS replacement. Challenges in making CZTS thin-films are illustrative of the general challenges that must be surmounted in making films of crystalline multinary-metal chalcogenide compositions. Current techniques to make CZTS thin films (e.g., thermal evaporation, sputtering, hybrid sputtering, pulsed laser deposition and electron beam evaporation) require complicated equipment and therefore tend to be expensive. Electrochemical deposition is an inexpensive process, but compositional non-uniformity and/or the presence of secondary phases prevents this method from generating high-quality CZTS thin-films. CZTS thin-films can also be made by the spray pyrolysis of a solution containing metal salts, typically CuCI, ZnCI2, and SnCI4, using thiourea as the sulfur source. This method tends to yield films of poor morphology, density and grain size. Photochemical deposition has also been shown to generate p-type CZTS thin films. However, the composition of the product is not well-controlled, and it is difficult to avoid the formation of impurities such as hydroxides. The synthesis of CZTS nanoparticles, which incorporate high-boiling amines as capping agents, has also been disclosed. The presence of capping agents in the nanoparticle layer may contaminate and lower the density of the annealed CZTS film. A hybrid solution-particle approach to CZTS involving the preparation of a hydrazine-based slurry comprising dissolved Cu-Sn chalcogenides (S or S-Se), Zn-chalcogenide particles, and excess chalcogen has been reported. However, hydrazine is a highly reactive and potentially explosive solvent that is described in the Merck Index as a "violent poison." Hence, there still exists a need for simple, low-cost, scalable materials and processes with a low number of operations that provide high-quality, crystalline CTS and CZTS films with tunable composition and morphology. There also exists a need for low-temperature routes to these materials using solvents and reagents with relatively low toxicity. SUMMARY One aspect of this invention is a process comprising: a) preparing an ink comprising: i) a copper source selected from the group consisting of copper complexes of nitrogen-, oxygen-, carbon-, sulfur-, and selenium-based organic ligands, copper sulfides, copper selenides, and mixtures thereof; ii) a tin source selected from the group consisting of tin complexes of nitrogen-, oxygen-, carbon-, sulfur-, and selenium-based organic ligands, tin hydrides, tin sulfides, tin selenides, and mixtures thereof; iii) optionally, a zinc source selected from the group consisting of zinc complexes of nitrogen-, oxygen-, carbon-, sulfur-, and selenium- based organic ligands, zinc sulfides, zinc selenides, and mixtures thereof; iv) optionally, a chalcogen compound selected from the group 1 1 consisting of: elemental S, elemental Se, CS2, CSe2, CSSe, R S-Z, R Se- Z, R1S-SR 1, R1Se-SeR 1, R2C(S)S-Z, R2C(Se)Se-Z, R2C(S)S-SC(S)R 2, R2C(Se)Se-SeC(Se)R 2, R1C(O)S-Z, and mixtures thereof, with each Z 4 5 independently selected from the group consisting of: H, NR 4, and SiR 3; wherein each R1 and R5 is independently selected from the group consisting of: hydrocarbyl and O-, N-, S-, halogen- and tri(hydrocarbyl)silyl-substituted hydrocarbyl; each R2 is independently selected from the group consisting of hydrocarbyl, O-, N-, S-, Se-, halogen- and th(hydrocarbyl)silyl-substituted hydrocarbyl, and O-, N-, S-, and Se-based functional groups; and each R4 is independently selected from the group consisting of hydrogen, O-, N-, S-, Se-, halogen- and tri(hydrocarbyl)silyl-substituted hydrocarbyl, and O-, N-, S-, and Se-based functional groups; v) optionally, a solvent; and b) disposing the ink onto a substrate to form a coated substrate; provided that: if there is no solvent, then at least one of the chalcogen compound and the tin source is a liquid at room temperature; and if the copper source is selected from copper sulfide and copper selenide, and the tin source is selected from tin sulfide and tin selenide, then the solvent is not hydrazine. Another aspect of this invention is a photovoltaic device. DETAILED DESCRIPTION Herein, the terms "solar cell" and "photovoltaic cell" are synonymous unless specifically defined otherwise. These terms refer to devices that use semiconductors to convert visible and near-visible light energy into usable electrical energy. The terms "band gap energy", "optical band gap", and "band gap" are synonymous unless specifically defined otherwise. These terms refer to the energy required to generate electron-hole pairs in a semiconductor material, which in general is the minimum energy needed to excite an electron from the valence band to the conduction band.

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