Domestic Report S T A T E O F N E W J E R S E Y 4300 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 DCP EQUITY (4300) PAGE: 1 TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/ INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS SALES OF STOCK AND OTHER EQUITIES SALE 8/13/10 09367920 BLOCKBUSTER INC. CL B .03 28917 8/18/10 424085 INSTINET (DOMESTIC) 26,700.00 .060 133.50 1,468.47 -131,083.69 SALE 8/26/10 57906410 MCAFEE, INC. 19.91 28091 8/31/10 424121 DEUTSCHE BANK AG (DOMESTIC) 25,000.00 47.117 1,000.00 1,176,892.59 812,953.84 SALE 8/26/10 69525710 PACTIV CORPORATION 3.53 15083 8/31/10 424121 DEUTSCHE BANK AG (DOMESTIC) 6,500.00 32.156 260.00 208,747.22 18,671.04 SUBTOTAL STOCK SALES: 58,200.00 23.47 1,387,108.28 700,541.19 1,393.50 TOTAL FUND SALES: 58,200.00 23.47 1,387,108.28 700,541.19 1,393.50 END OF REPORT FOR: DCP EQUITY S T A T E O F N E W J E R S E Y 4302 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 DCP SMALL CAP. (EQUITY) (4302) PAGE: 2 ----------------------------------------------------------------------------------------------------------------------------------- - TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/ INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS ------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- ------------- - SALES OF STOCK AND OTHER EQUITIES --------------------------------- SALE 7/30/10 04014910 ARGON ST, INC. 2.92 34114 8/04/10 424041 CREDIT SUISSE SEC (AES) 5,000.00 34.480 50.00 172,347.08 22,821.58 SALE 7/30/10 45840J10 INTERACTIVE DATA CORP. 20208 8/02/10 424042 TENDERED 13,000.00 33.860 440,180.00 351,027.60 -------------- ---------- -------------- ------------- - SUBTOTAL STOCK SALES: 18,000.00 2.92 612,527.08 373,849.18 50.00 -------------- ---------- -------------- ------------- - TOTAL FUND SALES: 18,000.00 2.92 612,527.08 373,849.18 50.00 END OF REPORT FOR: DCP SMALL CAP. (EQUITY) S T A T E O F N E W J E R S E Y 4340 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 N.J. BEST - POOLED EQUITY FD (4340) PAGE: 3 ----------------------------------------------------------------------------------------------------------------------------------- - TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/ INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS ------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- ------------- - PURCHASE OF STOCK AND OTHER EQUITIES ------------------------------------ PUR 7/30/10 03783310 APPLE INC 36208 8/04/10 424039 CREDIT SUISSE SEC (AES) 500.00 257.49 5.00 128,751.50 PUR 8/25/10 03783310 APPLE INC 36208 8/30/10 424115 UBS WARBURG LLC 500.00 238.45 15.00 119,240.50 PUR 7/29/10 04273510 ARROW ELECTRONICS INC 52840 8/03/10 424035 DEUTSCHE BANK AG (DOMESTIC) 25,000.00 24.948 1,000.00 624,702.50 file:///M|/OPI/Reports_to_the_Legislature/securities_770_domestic.htm[9/21/2010 10:02:42 AM] Domestic Report PUR 7/30/10 04273510 ARROW ELECTRONICS INC 52840 8/04/10 424039 DEUTSCHE BANK AG (DOMESTIC) 2,000.00 24.540 60.00 49,140.00 PUR 8/03/10 05722410 BAKER HUGHES IN 52887 8/06/10 424049 OPPENHEIMER & CO., INC 18,000.00 43.308 540.00 780,091.20 PUR 8/04/10 05722410 BAKER HUGHES IN 52887 8/09/10 424055 OPPENHEIMER & CO., INC 1,000.00 42.345 30.00 42,375.00 PUR 8/11/10 05722410 BAKER HUGHES IN 52887 8/16/10 424075 OPPENHEIMER & CO., INC 1,000.00 40.520 30.00 40,550.00 PUR 8/23/10 12526910 CF INDUSTRIES HOLDINGS INC 53186 8/26/10 424107 DEUTSCHE BANK AG (DOMESTIC) 7,000.00 90.616 210.00 634,523.40 PUR 8/23/10 12526910 CF INDUSTRIES HOLDINGS INC 53186 8/26/10 424107 OPPENHEIMER & CO., INC 1,000.00 89.500 30.00 89,530.00 PUR 8/10/10 12591930 CPI AEROSTRUCTURES INC 51344 8/13/10 424071 OPPENHEIMER & CO., INC 2,000.00 9.850 60.00 19,760.00 PUR 7/28/10 12960310 CALGON CARBON CORP 52760 8/02/10 424031 OPPENHEIMER & CO., INC 2,000.00 13.590 80.00 27,259.40 PUR 8/02/10 12960310 CALGON CARBON CORP 52760 8/05/10 424045 OPPENHEIMER & CO., INC 2,000.00 13.470 60.00 27,000.00 S T A T E O F N E W J E R S E Y 4340 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 4 ----------------------------------------------------------------------------------------------------------------------------------- - TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/ INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS ------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- ------------- - PUR 8/03/10 13342B10 CAMERON INTERNATIONAL CORP 52885 8/06/10 424049 OPPENHEIMER & CO., INC 13,000.00 39.850 390.00 518,438.70 PUR 8/11/10 13342B10 CAMERON INTERNATIONAL CORP 52885 8/16/10 424075 OPPENHEIMER & CO., INC 2,000.00 36.797 60.00 73,653.80 PUR 8/19/10 14343640 CARMIKE CINEMAS 53156 8/24/10 424099 UBS WARBURG LLC 25,000.00 6.379 750.00 160,217.50 PUR 8/20/10 14343640 CARMIKE CINEMAS 53156 8/25/10 424103 UBS WARBURG LLC 5,000.00 6.138 150.00 30,841.50 PUR 8/23/10 14343640 CARMIKE CINEMAS 53156 8/26/10 424107 UBS WARBURG LLC 20,000.00 6.068 600.00 121,968.00 PUR 8/24/10 14343640 CARMIKE CINEMAS 53156 8/27/10 424111 UBS WARBURG LLC 10,000.00 5.920 300.00 59,495.00 PUR 8/25/10 14343640 CARMIKE CINEMAS 53156 8/30/10 424115 UBS WARBURG LLC 10,000.00 5.794 300.00 58,238.00 PUR 7/30/10 14965A10 CAVIUM NETWORKS INC 52856 8/04/10 424039 INSTINET (DOMESTIC) 20,000.00 26.551 140.00 531,150.00 PUR 8/02/10 14965A10 CAVIUM NETWORKS INC 52856 8/05/10 424045 CREDIT SUISSE SEC (AES) 1,000.00 27.324 10.00 27,334.00 PUR 8/13/10 14965A10 CAVIUM NETWORKS INC 52856 8/18/10 424083 CREDIT SUISSE SEC (AES) 1,000.00 23.757 10.00 23,767.00 PUR 8/02/10 16282510 CHECKPOINT SYSTEMS INC 52761 8/05/10 424045 OPPENHEIMER & CO., INC 2,000.00 20.151 60.00 40,361.00 PUR 8/04/10 16282510 CHECKPOINT SYSTEMS INC 52761 8/09/10 424055 OPPENHEIMER & CO., INC 2,000.00 20.146 60.00 40,351.00 PUR 8/11/10 16282510 CHECKPOINT SYSTEMS INC 52761 8/16/10 424075 OPPENHEIMER & CO., INC 6,000.00 18.034 180.00 108,385.80 S T A T E O F N E W J E R S E Y 4340 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 N.J. BEST - POOLED EQUITY FD (4340) -Cont. PAGE: 5 ----------------------------------------------------------------------------------------------------------------------------------- - TRXN/ TRADE/ CUSIP/ SECURITY DESCRIPTION/ RATE/ YIELD/ EXPENSE/ INVNT# DELIVERY DOCUMENT BROKER/SERVICER OF RECORD MATURITY PAR-OR-SHARES PRICE COMMISSION COST/PROCEEDS GAIN-OR-LOSS ------ -------- -------- --------------------------- -------- -------------- ------ ---------- -------------- ------------- - PUR 8/11/10 16282510 CHECKPOINT SYSTEMS INC 52761 8/16/10 424075 OPPENHEIMER & CO., INC 10,000.00 18.592 300.00 186,217.00 -------------- ====== ---------- -------------- ------------- - file:///M|/OPI/Reports_to_the_Legislature/securities_770_domestic.htm[9/21/2010 10:02:42 AM] Domestic Report 2 INTRA-DAY TRANSACTIONS SUBTOTAL: 16,000.00 18.383 294,602.80 480.00 PUR 8/24/10 16282510 CHECKPOINT SYSTEMS INC 52761 8/27/10 424111 OPPENHEIMER & CO., INC 1,000.00 18.080 30.00 18,110.00 PUR 7/28/10 16516710 CHESAPEAKE ENERGY CORP. 41851 8/02/10 424031 OPPENHEIMER & CO., INC 10,000.00 21.061 300.00 210,905.00 PUR 7/30/10 16516710 CHESAPEAKE ENERGY CORP. 41851 8/04/10 424039 DEUTSCHE BANK AG (DOMESTIC) 2,000.00 20.800 60.00 41,660.00 PUR 7/29/10 19416210 COLGATE-PALMOLIVE CO 52110 8/03/10 424035 DEUTSCHE BANK AG (DOMESTIC) 1,000.00 77.729 30.00 77,759.00 PUR 8/23/10 20416610 COMMVAULT SYSTEMS INC 53187 8/26/10 424107 UBS WARBURG LLC 7,000.00 23.663 210.00 165,848.20 PUR 8/24/10 20416610 COMMVAULT SYSTEMS INC 53187 8/27/10 424111 UBS WARBURG LLC 3,000.00 23.955 90.00 71,956.20 PUR 8/26/10 22544710 CREE INC 52054 8/31/10 424119 UBS WARBURG LLC 1,000.00 56.455 30.00 56,485.20 PUR 8/10/10 23326R10 DG FASTCHANNEL 52270 8/13/10 424071 JANNEY MONTGOMERY SCOTT 3,400.00 33.801 102.00 115,026.76 PUR 8/11/10 23326R10 DG FASTCHANNEL 52270 8/16/10 424075 JANNEY MONTGOMERY SCOTT 2,000.00 34.663 60.00 69,386.00 PUR 8/23/10 23326R10 DG FASTCHANNEL 52270 8/26/10 424107 UBS WARBURG LLC 2,000.00 28.637 60.00 57,333.60 S T A T E O F N E W J E R S E Y 4340 D I V I S I O N O F I N V E S T M E N T DETAIL REPORT OF SECURITIES TRANSACTIONS DURING THE PERIOD 8/01/10 THROUGH 8/31/10 N.J.