Social Monitoring Report Project Number: 46063-002 December 2017 PRC: Xinjiang Tacheng Border Cities and Counties Development Project (Resettlement Monitoring Report) Prepared by: Xinjiang Agricultural University This social monitoring report is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management or staff, and may be preliminary in nature. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. ADB-financed Project of Xinjiang Tacheng Border Cities and Counties Development Xinjiang Tacheng Border Cities and Counties Development Project External Monitoring & Evaluation Report on Resettlement Plan (Year of 2017) Xinjiang Agricultural University December 2017 Xinjiang Tacheng Border Cities and Counties Development Project External Monitoring & Evaluation Report on Resettlement Plan (Year of 2017) Project Leader: ZHU Meiling Component leader: MA Yongren Compiled by: MA Yongren, ZHU Meiling Data collected & analyzed by: ZHU Meiling, MA Yongren, CHENG Luming, YANG Wenguang, LEI Shiwen Translated by: CHENG Luming Reviewed by: ZHU Meiling Table of Contents CHAPTER I OVERVIEW OF RP EXTERNAL MONITORING OF TACHENG PROJECT ..................................................................................................................... 1 SECTION 1 MONITORING TARGET................................................................................. 1 SECTION 2 MONITORING BASIS .................................................................................... 1 SECTION 3 MONITORING SCOPE AND CONTENT ............................................................ 1 SECTION 4 MONITORING METHODS AND MODE .......................................................... 2 SECTION 5 SAMPLE SIZE .............................................................................................. 3 CHAPTER II EXTERNAL MONITORING BACKGROUND OF TACHENG PROJECT ..................................................................................................................... 4 SECTION 1 PROFILE OF TACHENG PROJECT .................................................................. 4 SECTION 2 TACHENG PROJECT IMPLEMENTATION OVERVIEW ...................................... 6 CHAPTER III EVALUATION OF RP IAS OF TACHENG PROJECT .............. 13 SECTION 1 RP ORGANIZATION SETTINGS .................................................................. 13 SECTION 2 EXECUTION CAPACITY AND WORK EFFICIENCY OF RP IAS ........................ 16 SECTION 3 EVALUATION OF RP INTERNAL MONITORING WORK ................................ 17 CHAPTER IV EXTERNAL MONITORING AND EVALUATION OF RP OF TACHENG SUBPROJECT ...................................................................................... 18 SECTION 1 SOCIO-ECONOMIC CHARACTERISTICS ANALYSIS IN TACHENG CITY ......... 18 SECTION 2 GENDER MONITORING & AANALYSIS OF AFFECTED PEOPLE .................... 33 SECTION 3 EVALUATION ON RP IAS IN TACHENG CITY SUBPROJECT ......................... 34 SECTION 4 RP FULFILLMENT AND PROGRESS IN TACHENG CITY ................................ 38 SECTION 5 RP PUBLIC PARTICIPATION AND CONSULTATION IN TACHENG CITY ........... 44 SECTION 6 RP CONCLUSION AND SUGGESTION IN TACHENG CITY .............................. 45 CHAPTER V EXTERNAL MONITORING AND EVALUATION OF RP IN THE SUBPROJECT AREA OF EMIN COUNTY ................................................. 46 SECTION 1 SOCIAL & ECONOMIC STATUS IN THE SUBPROJECT AREA OF EMIN COUNTY .................................................................................................................................. 46 SECTION 2 GENDER MONITORING & ANALYSIS OF THE AFFECTED PEOPLE ............... 55 I SECTION 3 EVALUATION ON RP IAS IN EMIN COUNTY............................................... 56 SECTION 5 RP PUBLIC PARTICIPATION AND CONSULTATION IN EMIN COUNTY ........... 69 SECTION 6 RP CONCLUSION AND SUGGESTION IN EMIN COUNTY .............................. 70 CHAPTER VI EXTERNAL MONITORING AND EVALUATION OF RP IN YUMIN COUNTY SUBPROJECT AREA .............................................................. 71 SECTION 1 MONITORING & EVALUATION OF SOCIO-ECONOMIC CHARACTERISTICS IN YUMIN COUNTY ........................................................................................................ 71 SECTION 2 EVALUATION ON RP IAS IN YUMIN COUNTY ............................................ 75 SECTION 3 RP FULFILLMENT AND PROGRESS IN YUMIN COUNTY ............................. 78 SECTION 4 ANALYSIS OF AFFECTED HOUSEHOLDS IN YUMIN COUNTY ...................... 82 SECTION 5 RP PUBLIC PARTICIPATION AND CONSULTATION INYUMIN COUNTY ......... 85 SECTION 6 RP CONCLUSION AND SUGGESTION IN YUMIN COUNTY ............................ 86 CHAPTER VII MONITORING AND EVALUATION OF RP IN SUBPROJECT AREA OF TOLI COUNTY ....................................................................................... 88 SECTION 1 MONITORING & EVALUATION OF SOCIO-ECONOMIC CHARACTERISTICS IN TUOLI COUNTY ......................................................................................................... 88 SECTION 2 EVALUATION ON RP IAS IN TUOLI COUNTY ................................. 91 SECTION 3 FULFILLMENT AND PROGRESS OF RP OF TUOLI COUNTY ......................... 94 SECTION 4 RP PUBLIC PARTICIPATION AND CONSULTATION IN TUOLI COUNTY .......... 98 SECTION 5 RP CONCLUSIONS AND SUGGESTION IN TUOLI COUNTY .......................... 99 CHAPTER VIII SUMMARY OF MONITORING AND EVALUATION OF TACHENG-PROJECT RP ..................................................................................... 100 SECTION 1 RP WORK SUMMARY ............................................................................. 100 SECTION 2 SUMMARY OF RP’S MAIN INDICATORS ................................................... 100 II Table Directory TABLE 1-1 RP SAMPLE HOUSEHOLDS IN TACHENG PROJECT AREA ................................. 3 TABLE 2-1 SUBPROJECT IMPLEMENTATION PLAN AND SCHEDULE IN TACHENG CITY ....... 4 TABLE 2-2 SUBPROJECT IMPLEMENTATION PLAN AND SCHEDULE IN EMIN COUNTY ....... 5 TABLE 2-3 SUBPROJECT IMPLEMENTATION PLAN AND SCHEDULE IN YUMIN COUNTY .... 5 TABLE 2-4 SUBPROJECT IMPLEMENTATION PLAN AND SCHEDULEIN TUOLI COUNTY ...... 5 TABLE 2-5 SOCIAL INCLUSION CAPACITY AND PROJECT MANAGEMENT IMPLEMENTATION PLAN AND SCHEDULE IN PROJECT AREA ..................................... 6 TABLE 2-6 PROJECT CONSTRUCTION AND IMPACT IN TACHENG PROJECT AREA ............ 6 TABLE 2-7 LIST OF CONSTRUCTION PARTICIPANTS IN RIVER REHABILITATION WORK OF TACHENG CITY ......................................................................................................... 7 TABLE 2-8 LIST OF CONSTRUCTION PARTICIPANTS IN ALLEY WORK OF TACHENG CITY ... 9 TABLE 3-1 MEMBERS OF THE PROJECT LEADING GROUP OF TACHENG PREFECTURE IN 2012....................................................................................................................... 13 TABLE 3-2 MEMBERS OF THE PROJECT LEADING GROUP OF TACHENG PREFECTURE IN 2013....................................................................................................................... 14 TABLE 3-3 MEMBERS OF THE PROJECT LEADING GROUP OF TACHENG PREFECTURE IN 2017....................................................................................................................... 14 TABLE 3-4 MEMBERS OF THE PROJECT LEADING GROUP OFFICE IN TACHENG PREFECTURE .......................................................................................................... 15 TABLE 3-5 LIST OF MAIN RESPONSIBILITIES OF RELEVANT IMPLEMENTING AGENCIES ... 15 TABLE 4-1 POPULATION AND COMPOSITION IN TACHENG CITY IN 2016 ....................... 18 TABLE 4-2 POPULATION CHANGE IN TACHENG CITY IN 2016 ........................................ 18 TABLE 4-3 EMPLOYMENT IN TACHENG CITY IN 2016 ................................................... 19 TABLE 4-4 CROP PLANTING AREA IN TACHENG CITY IN 2016 ....................................... 19 TABLE 4-5 CROP OUTPUT IN TACHENG CITY IN 2016 .................................................... 19 TABLE 4-6 LIVESTOCK PRODUCTION IN TACHENG CITY IN 2016 .................................. 20 TABLE 4-7 GDP AND PROPORTION IN TACHENG CITY IN 2016 ..................................... 20 TABLE 4-8 EDUCATIONAL RESOURCES IN TACHENG CITY IN 2016 ............................... 21 TABLE 4-9 MEDICAL RESOURCES IN TACHENG CITY IN 2016 ........................................ 21 TABLE 4-10 POPULATION OF PROJECT VILLAGES IN TACHENG CITY IN 2016 ............... 22 TABLE 4-11 POPULATION IN PROJECT COMMUNITIES IN TACHENG CITY IN 2016 ......... 22 TABLE 4-12 RURAL EMPLOYMENT OF PROJECT VILLAGES IN TACHENG CITY IN 2016 . 22 III TABLE 4-13 CULTIVATED LAND AND FOREST CONDITIONS OF PROJECT VILLAGES IN TACHENG CITY IN 2016 .......................................................................................... 23 TABLE 4-14 CROP PLANTING AREA OF PROJECT VILLAGES IN TACHENG CITY IN 2016 . 23 TABLE 4-15 CROP YIELD OF PROJECT VILLAGES IN TACHENG CITY IN 2016 ................. 23 TABLE 4-16 LIVESTOCK BREEDING OF PROJECT VILLAGES IN TACHENG CITY IN 2016 . 24 TABLE 4-17 ECONOMIC DEVELOPMENT OF PROJECT VILLAGES IN TACHENG CITY IN 2016....................................................................................................................... 24 TABLE 4-18 VULNERABLE