RISK AMERICAS | 9TH ANNUAL | SEPTEMBER 2-3, 2020 | NEW YORK CITY SUPER EARLY BIRD RATE FROM $999* Register by July 3 TOPICS ADDRESSED FOR 2020: KEYNOTE SESSIONS Risk appetite | Role of the CRO | ESG | Geopolitical risk | RISK AMERICAS Challenges of viewing risk | Has regulation gone too far? INNOVATION IN RISK MANAGEMENT 9TH ANNUAL | SEPTEMBER 2-3, 2020 | NEW YORK CITY Automation & efficiency | FinTech | Client experience | AI & machine learning | RegTech | Blockchain | Data | Disruption | Cloud | Privacy AMERICA’S PREMIER FINANCIAL RISK AND INNOVATION CONVENTION 2020 NEW FOR 2020: NON-FINANCIAL RISK AND RESILIENCE Cyber risk | Technology resilience | Risk ID | Operational resilience | Culture | AML | Fraud | Payments | HEAR FROM MORE THAN 100 CROS AND HEADS OF RISK INCLUDING: Risk analytics and more... Bill Coen Former Secretary MARKET TRENDS AND FINANCIAL RISK Nicholas Silitch Anthony Peccia Michael Alix General, Basel Interest rate risk | Economic downturn | Repo markets | Group CRO Chief Risk Officer Americas CRO Committee on IBOR | FRTB | Climate change | Liquidity risk | CECL | Prudential Citibank Canada UBS Banking Bond markets | Capital management and more... Supervision, & MODEL RISK MANAGEMENT Chair, IFRS Advisory Model definition | Model inventory | Quantification | Council Enterprise MRM | Validation | Advanced analytics | Data | John Schiavetta AI & machine learning | Machine bias and more... Deputy Chief Risk Vivek Tyagi Geoff Craddock Judith Hilton CRO - Transaction Officer SEPARATELY BOOKABLE - NEW FOR 2020 CRO CRO Banking Alliance IBOR TRANSITION | September 1 Mass Mutual DWS Americas Goldman Sachs Bernstein Exploring developments, progress and challenges ahead of IBOR transition Institutions speaking include: ARRC, Morgan Stanley, Jacques Longerstaey Tatiana Segal Tom Wipf TD Securities, BNY Mellon, Bank of America, JP Morgan, Vice Chairman SMD, CRO, Nuveen Oliver Jakob CRO Wells Fargo and more.... of Institutional Risk & Valuation International CRO Morgan Stanley Securities, Services DATA PRIVACY & SECURITY | September 1 Mitsubishi UFJ Investment Morgan Chairman, Nuveen a TIAA Oversight and expectations | Regulation | Cloud | Management Stanley, ARRC Company Offshoring | Responding to privacy incidents | Data ethics | Onsite inspection/assessment and more... KNOWLEDGE PARTNERS: CO-SPONSORS: ASSOCIATE SPONSORS: CPE ACCREDITATION: Contact: [email protected] | +1 888 677 7007 | www.risk-americas.com RISK AMERICAS | 9TH ANNUAL | SEPTEMBER 2-3, 2020 | NEW YORK CITY A NOTE FROM THE EVENT DIRECTORS Welcome to Risk Americas 2020 On behalf of the Center for Financial Professionals, CeFPro, we are excited to announce the launch of the Risk Americas 2020, now in its 9th successful year, taking place on September 2-3 in New York City. The financial services industry has already witnessed significant change since the financial crisis more than a decade ago, but now faces new technological, geopolitical and social changes too. With ever increasing workloads, professionals need to be experts in their sector, though at the same time be aware of the changes around them and keep an eye on the horizon. International trade is vastly different than what it was a decade, the prospect of an economic downtown looms large for many, while there is an enhanced focus on climate change and the need for sustainable business practices. In addition, advances in technology and innovation have revolutionized financial services, raising questions on the role of banking in the next decade. Risk Americas 2020 is the leading gathering in North America, covering a variety of these topics, including the current and future trends surrounding financial risk, regulation and innovation. We would like to take a moment to thank the 100+ industry professionals who contributed their time and expertise to assist in shaping the Risk Americas agenda. Over several months a variety of senior professionals participated in roundtable discussions, surveys and interviews to provide feedback on the key challenges in 2020. The research highlighted a strong sense of collaboration and thought sharing throughout the financial landscape which is largely reflected in the ethos of Risk Americas. The core themes for the upcoming 2020 Convention continue to cover the most critical areas relating to the financial risk and technology developments. Innovation continues to be a strong focus, as institutions aim to enhance their current operations, launch new offerings while mindful of rising ‘fintechs’ in an increasingly volatile business environment. A new addition for 2020 is the non-financial risk and resilience stream, exploring a diverse range of topics typically outside of the ‘quantifiable’ bracket. Market trends and financial risk remain for 2020, with interest rate risk, climate change, IBOR transition, liquidity risk and more. Finally, returning for 2020 is the model risk management stream, which will examine the latest developments surrounding model review, definition and validation while also focusing on the increased use of AI and machine learning. The two-day Convention offers excellent networking opportunities with over 7 hours of interactive breaks, exclusive closed- door briefings, interactive panels, Q&As and drinks reception. In-session attendees are invited to pick from more than 14 interactive panel discussions and over 30 standalone presentations, taking insight from more over 100 speaker faculty. In addition, CeFPro have also arranged one separately bookable pre-event Forum, IBOR Transition. Whether your objective is learning, networking, engagement with peers or advancing your knowledge, Risk Americas 2020 is both comprehensive enough to cover, yet allows attendees to create their own agenda. Shannon Harris & Alice Kelly Risk Americas Program Directors Center for Financial Professionals (CeFPro) [email protected] | [email protected] Contact: [email protected] | +1 888 677 7007 | www.risk-americas.com RISK AMERICAS | 9TH ANNUAL | SEPTEMBER 2-3, 2020 | NEW YORK CITY NEW FOR 2020 NON-FINANCIAL RISK & RESILIENCE STREAM CLOSED DOOR BRIEFINGS Across both days of the event this stream will cover the key risks facing financial For the first time, the 9th Annual Risk Americas will feature a 5th stream which will host institutions and the ability to remain resilient amidst volatility, topics include: closed door briefings. In a closed door setting, the briefings provide an opportunity for open dialogue with industry peers. Industry professionals will discuss and debate key • Cyber risk/resilience • Data topics such as: • Risk ID • Culture • Fraud and financial crime • Risk analytics • Interest rate risk • Disruptive technology • BCM • Third party risk • AI and machine learning in model risk • ESG • Operational resilience • AML • Cyber risk • Operational Resilience and more... • Business email compromise • Payments REVAMPED & UPDATED NEW KEYNOTE & PLENARY LINE UP Innovation in Risk Management Stream CROS FROM: Automation & Efficiency, FinTech, Data, Cloud, Privacy, AI and Machine Learning Citibank, UBS, Goldman Sachs, Mass Mutual, Former Basel Committee, Nuveen, Mitsubishi UFJ, Morgan Stanley Investment Management and Prudential Market Trends and Financial Risk Stream: Interest Rate Risk, IBOR, Climate Change, Markets, Liquidity Risk, Capital Management TOPICS INCLUDE: Regulation, Risk Appetite, Role of the CRO, Viewing Risk, ESG and Geopolitical Risk Model Risk Management Stream: Model Definition, Inventory, Quantification, Advanced Analytics, Machine Bia, AI and Machine Learning IBOR FORUM Exploring developments, progress and challenges The benefit to attending Risk Americas is to hear other ahead of IBOR transition industry experts share their opinions on the current risk, Topics include: compliance, and financial innovation landscape, to see what • Global rates • Term rate other concepts, ideas, and products are being developed, and • SOFR • Product design & pricing • Update from the ARRC • Modeling to meet fellow innovators and leaders of the industry. • Derivatives • Documentation Head of Innovations and Intellectual Properties, BLAST Contact: [email protected] | +1 888 677 7007 | www.risk-americas.com RISK AMERICAS | 9TH ANNUAL | SEPTEMBER 2-3, 2020 | NEW YORK CITY KEYNOTE SPEAKER FACULTY Michael Alix Bill Coen Oliver Jakob Anthony Peccia Citi Alternative Investments. She began her career at BlackRock Financial Management Americas CRO Former Secretary General International CRO Chief Risk Officer after graduating from Columbia University UBS Basel Committee on Banking Mitsubishi UFJ Citibank Canada with a B.A. in Economics. Tatiana serves Michael Alix is Americas Chief Risk Officer Supervision, & Chair, IFRS Advisory Oliver joined MUFG from UBS’ Investment Mr. Anthony Peccia is Managing Director on the boards of New York Landmark for UBS, where he oversees credit, market, Bank, where he was the Global Head of and Chief Risk Officer for Citibank Canada. Conservancy and Tenement Museum, and Council Market Risk. Prior to UBS, Oliver held liquidity, compliance and operational risks of Bill Coen served as Secretary General of the He is responsible for credit, market, is an advisory board member for Alpha various risk management positions in New UBS Group’s US branches and subsidiaries. Basel Committee on Banking Supervision liquidity, operational and pension fund Quotient LLC. She is also a co-chair of the York and Toronto over the last 23 years. Prior to joining UBS in 2018, he was leader of from 2014 to 2019. The Basel Committee is risk management.