16 0 OMB No 1545.0052 Form 990 -PF Return of Private Foundation or Section 4947(aXl) Nonexempt Charitable Trust Treated as a Private Foundation 2011 Department of the Treasury Internal Revenue Service Note . The foundation may be able to use a copy of this return to satisfy state reporting requi For calendar year 2011 , or tax year beginning 7/01 , 2011, and ending 6/30 , 2012 BAUMAN FAMILY FOUNDATION, INC. A Employer identification number 2040 S STREET, NW 13-3119290 WASHINGTON, DC 20009-1110 B Telephone number (see the instructions) (202) 328-2040 C If exemntlon aonllcatlon Is oendlna. check here n G Check all that apply Initial return Initial Return of a former public charity D 1 Foreign organizations, check here Final return Amended return Address change Name change 2 Foreign organizations meeting the 85% test, check q here and attach computation H Check type of organization X Section 501 (c)(3) exempt private foundation Section 4947(a)(1 ) nonexem pt charitable trust Other taxable p rivate foundation E If private foundation status was terminated q Fair market value of all assets at end of year J Accounting method: X Cash Accrual under section 507(b)(1)(A), check here (from Part ll, column (c), line 16) [] Other (specify) F If the foundation is in a 60-month termination $ 93, 310, 166. I (Part 1, column (d) must be on cash basis under section 507(b)(1)(B'. check here ;Part:I T Analysis of Revenue and (a) Revenue and (b) Net investment (c) Adjusted net (d) Disbursements Expenses (The total of amounts in expenses per books income income for charitable columns (b), (c), and (d) may not neces- purposes sarily equal the amounts in column (a) (cash basis only) (see instructions) ) 1 Contributions, gifts, grants, etc, received (att sch) 2 Ck rf the toundn is not req to att Sch B = = ? .= -_ - - 3 Interest on savings and temporary '-_ ' - - cash investments 314 545. 314, 545. N/A ' ;=` _;=_ ;=`,= ` _- • _=:, 4 Dividends and interest from securities 1 , 412 , 718. 1 , 412 , 718. 5a Gross rents 296 772. 296 , 772. b Net rental income = c or (loss) -206, 221 _ J R 6a Net am/loss from sale of assets not on line 10 440 , 172. = r j E b Gross sales price for all v assets on line 6a 43, 260, 934. C E 7 Capital gain net income (from Part IV, line 2) 440,172. N 8 Net short-term capital gain C U 9 Income modifications 10a Gross sales less s ' _ 'r"•= =F = {k returns and 3 * -_» allowances = _ _ = b Less Cost of j .a z goods sold _ 9 c Gross proflt/(loss) (att sch) a 11 Other income (attach schedule) SEE STATEMENT 1 167. -19,137. 12 Total. Add lines 1 through 11 2 464 , 374. 2 445, 070. 13 Compensation of officers, directors, trustees, etc b3b , 8 6 7 , 900 . 2 6 , 14 Other employee salaries and wages 47, 306. 23, 653. 23, 653. 15 Pension plans, employee benefits 21, 029. 10,515. 10, 514. A 16a Legal fees (attach schedule) SEE ST 2 16 , 185. 8, 092. 8, 093. MD b Accounting fees (attach sch) SEE ST 3 60, 816. 30, 408. 30, 408. N c Other prof fees (attach sch) SEE ST 4 714, 742. 507, 365. 207,377. 0 1 17 Interest p s E T 18 Taxes (attach schedulexsee mstrs) SEE STM 5 73, 781. 21,388. 21,388. A . 19 Depreciation (attach = - __ -_ , sch) and depletion 129, 263. 111,790. N v 20 Occupancy G E 21 Travel, conferences, and meetings 48 , 935. 48 , 935. A E 22 Printing and publications D p 23 Other expenses (attach schedule) N SEE STATEMENT 6 622,947. 391,255. 231,692. S 24 Total operating and administrative s expenses. Add lines 13 through 23 2, 270, 804. 1 372, 366. 849, 960. 25 Contributions, gifts, grants paid PART XV 6 , 015 , 000. 6 , 015 , 000. 26 Total expenses and disbursements. Add lines 24 and 25 8 285, 804. 1, 372, 366. 6, 864, 960. 27 Subtract line 26 from line 12: a Excess of revenue over expenses and disbursements -5,821,430. _ b Net investment income (rf negative , enter -0-) . 1,072 , 704. C Adjusted net income ( rf negative, enter -0-) BAA For Paperwork Reduction Act Notice, see instructions. TEEA0504t_ 12/05/11 1 Form 990-PF (2011) Form 990-PF (2011) BAUMAN FAMILYATION, INC . 0 13-3119290 Page 2 Attached schedules and amounts in the description Beginning of year End of year :P_art l Balance Sheets column should be for end -of-year amounts only (See instructions ) (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-Interest-bearing 47,749. 116, 009. 116, 009. 2 Savings and temporary cash investments 3, 936, 741. 3, 158, 393. 3, 158, 393. 3 Accounts receivable - - ► ---------- ----- Less, allowance for doubtful accounts ► ---------- 4 Pledges receivable ► - - - - - - - - - - - - - - ^_ ^^ Less. allowance for doubtful accounts ► ---------- 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach sch) 01 A Less allowance for doubtful accounts ► S 8 Inventories for sale or use E 9 Prepaid expenses and deferred charges T S 10a Investments - U S and state government obligations (attach schedule) b Investments - corporate stock (attach schedule) 83, 121,197. 78, 303, 941. 80, 220, 329. c Investments - corporate bonds (attach schedule) 11 Investments - land, buildings, and '_ equipment basis ► _ 5 ,74 1 ,07 8 Less, accumulated depreciation (attach schedule) SEE STMT 7 1, 742, 370. 4, 110, 498. 3, 998, 708. 6,975,000. ► ---------- 12 Investments - mortgage loans 13 Investments - other (attach schedule) 2, 020, 532. 2, 165, 743. 2, 165, 743. == < _ - - ..- 14 Land, buildings, and equipment basis ► _ - - -1,054,953- - - - - - - 'r -= _fi .... - '= •'T - "= - Less accumulated depreciation (attach schedule) SEE STMT 8 380, 261. 692, 165. 674, 692. 674, 692 . ► - - - ------- 15 Other assets (describe ► ---- ---- - ------- 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) 93, 928, 882. 88, 417, 486. 93, 310, 166. L 17 Accounts payable and accrued expenses =' -• 4 A 18 Grants payable B 19 Deferred revenue 20 Loans from officers, directors, trustees, & other disqualified persons 21 Mortgages and other notes payable (attach schedule) T 22 Other liabilities (describe ) ~ " !IJ ► --------------- -- S 23 Total liabilities (add lines 17 through 22) 0. 0. Foundations that follow SFAS 117, check here ► _ ° _ and complete lines 24 through 26 and lines 30 and 31. N F 24 Unrestricted E U T N 25 Temporarily restricted D 26 Permanently restricted S B Foundations that do not follow SFAS 117, check here ► X S A and complete lines 27 through 31. - =_ E L 27 Capital stock, trust principal, or current funds S N 28 Paid-in or capital surplus, or land, building, and equipment fund C 29 Retained earnings, accumulated income, endowment, or other funds 93, 928, 882. 88,417,486. R S 30 Total net assets or fund balances (see instructions) 93, 928, 882. 88,417,486. - = _ -" 31 Total liabilities and net assets/fund balances (see instructions) 93, 928, 882. 88,417,486. .Partill] Analysis of Chanaes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) 1 93 ,928, 882. 2 Enter amount from Part I, line 27a 2 -5,821, 430. 3 Other increases not included in line 2 (itemize) SEE STATEMENT 9 3 310, 034 . ► ------------------------------ 4 Add lines 1, 2, and 3 4 88,417,486. _____________________________ 5 Decreases not included in line 2 (itemize) ► 5 II_ 6 Total net assets or fund balances at end of ear (line 4 minus line 5) - Part column (b), line 30 6 88, 417, 486. BAA TEEA0302L 07/14/11 Form 990-PF (2011) Form 990-PF (2011) BAUMAN FAMILY iMNDATION, INC. 13-3119290 Page 3 Part'IV Ca pital Gains and LossesW. Tax on Investment Income zEw (a) List and describe the kind(s) of property sold (e g , real estate , (b) How acquired (C) Date acquired ( ) Date sold 2-story brick warehouse; or common stock, 200 shares MLC Company) P - Purchase (month, day, year) (month, day, year) D -Donation la CAPITAL GAIN DISTRIBUTIONS-BERNSTEIN P VARIOUS VARIOUS b SANFORD C. BERNSTEIN-SEE ATTACHED P VARIOUS VARIOUS c GOLDMAN SACHS-SEE ATTACHED P VARIOUS VARIOUS d e (e) Gross sales price (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (or allowable) plus expense of sale (e) plus (f) minus (g) a 254,021. 254,021. b 19 372 633. 20 544 943. -1 , 172 , 310. c 23,634,280. 22,275,819. 1,358,461. d e Complete only for assets showing gain in column (h) and owned b the foundation on 12/31/69 (I) Gains (Column (h) () Fair Market Value 0) Adjusted basis (k) Excess of column (i) gain minus column (k), but not less as of 12/31/69 as of 12/31/69 over column 0), if any than -0-) or Losses (from column (h)) a 254,021. b -1,172,310. c 1,358,461. d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 7 2 440, 172. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in Part 1, line 8 3 440,172.