The Inventory of the Raymond Rocca Collection #1832 Howard Gotlieb Archival Research Center Rocca, Raymond Table of Contents – Series 4/16/2015 I. General Information Collation Program, 1961-1975. …………………………………p. 1 II. Russian Intelligence Services (RIS) Bibliography Cards. …………………………….p. 3 III. TRUST Material. ……………………………………………………………………... p. 8 IV. Cheka – KGB Historical File Folders. ………………………………………………..p. 12 V. Natalie Wraga. ………………………………………………………………………..p. 14 VI. Defectors. ……………………………………………………………………………..p. 14 VII. Defectors Books. ……………………………………………………………………...p. 17 VIII. German Russian Intelligence & Espionage. ………………………………………….p. 18 IX. Congressional Prints Regarding Soviet Intelligence Services. ……………………….p. 20 X. CIA and Spying: Periodicals and Humor Magazines. ………………………………..p. 20 XI. Books on CIA & Cold War. …………………………………………………………. p. 21 XII. Defense Intelligence Agency (DIA)/Defense Intelligence College (DIC), KGB/Main Intelligence Agency (GRU) Course. ………………………………………………….p. 25 XIII. Defense Intelligence Agency (DIA)/Defense Intelligence College (DIC) Teaching Materials and Evergreen Lawsuit. ……………………………………………………p. 27 XIV. KGB/GRU Research Files. …………………………………………………………...p. 27 XV. Italian Fascist Foreign Office. ……………………………………………………….. p. 33 XVI. Italian Fascist & Post World War II Materials, spy literature, Diaries & Commentaries. ………………………………………………………………………..p. 35 XVII. Communist Parties and Movements. …………………………………………………p. 36 XVIII. Former Communists and Fellow Travelers: Accounts & Memoirs. ………………….p. 39 XIX. Soviet Intelligence Services Histories & Memoirs (in Russian). …………………….p. 39 XX. Soviet Intelligence/Security Services Literature (in Russian). ……………………….p. 41 XXI. Soviet Intelligence Services Literature: Book translations (pre-1991). ………………p. 42 XXII. Western Books and Bibliography on Russia and Russian Intelligence Services. …….p. 44 XXIII. Books on Soviet Espionage. ………………………………………………………….p. 50 XXIV. Memoirs. ……………………………………………………………………………...p. 51 XXV. Soviet Intelligence Services—Active. ………………………………………………..p. 52 XXVI. Studies, Bibliographies, Memoirs, Reports. ………………………………………….p. 81 XXVII. RGR Personal Work. ……………………………………………………………….. p. 98 Addenda ……………………………………………………………………………. Start at p. 111 Rocca, Raymond #1832 4/16/2015 Preliminary Listing Acronym and Terms Key: GICP: General Information Collation Program RIS: Russian Intelligence Services Cheka: Was the first of a succession of Soviet state security organizations. Created on 12/20/1917, after a decree issued by Vladimir Lenin. KGB: Komitet gosudarstvennoy bezopasnosti (Russian: Комите́т госуда́рственной безопа́сности (КГБ) TRUST: “The Trust,” a Soviet intelligence operation employing both overt and covert activities to advance Soviet foreign policy objectives and to influence events in foreign countries in ways favorable to the Soviet Union. DIA: Defense Intelligence Agency DIC: Defense Intelligence College GRU: Main Intelligence Agency – lit. Glavnoye Razvedyvatel’noye Upravleniye IS: Intelligence Services S&T: Scientific and Technical CPUSA: Communist Party of the United States of America GTK: State Technical Commission – Gostekhkomissii SVR: Russian Foreign Intelligence Service DEZA: Disinformation – Dezinformatsiya I. General Information Collation Program, 1961-1975. A. Files. Box 1 1. “BIBL cards, A-K,” n.d. [F. 1-4] 2. “BIBL, K-Z,” n.d. [F. 5-8] 3. “CD Memos, Vol. I,” 1965-1975. [F. 9-11] 4. “CD Memos, Vol. II,” 1966-1974. [F. 12-15] 5. “CD Memos, Vol. III,” 1968-1975. [F. 16-18] Box 2 6. “CD Memos, Vol. IV,” 1970-1975. [F. 1-3] 7. “Defectors Books and Articles Precis and Reviews,” 1923-1974. [F. 4-9] 8. “Misc. Indexing Guide,” 1955-1990. [F. 10] 9. “Reviews of Overt Materials (CD Memos), Vol. 1,” 1964-1974 [F. 11-13] 10. “Reviews of Overt Materials (CD Memos), Vol. 2,” 1958-1975. [F. 14-15] 11. “Reviews of Overt Materials (CD Memos), Vol. 3,” 1965-1975. [F. 16-18] Rocca, Raymond (4/16/15) Page 1 of 116 Box 3 12. “Reviews of Overt Materials (CD Memos), Vol. 4,” 1966-1974. [F. 1-3] 13. “Reviews of Overt Materials (CD Memos), Vol. 5,” 1967-1973. [F. 4-6] 14. “Reviews of Overt Materials (CD Memos), Vol. 6,” 1968-1973. [F. 7-10] 15. “Reviews of Overt Materials (CD Memos), Vol. 7,” 1969-1975. [F. 11-13] 16. “Reviews of Overt Materials (CD Memos), Vol. 8,” 1970-1975. [F. 14-16] 17. “Reviews of Overt Materials (CD Memos), Vol. 9,” 1971-1975. [F. 17-19] Box 4 18. “Reviews of Overt Materials (CD Memos), Vol. 10,” 1972-1975. [F. 1-3] 19. “Trust Bibl., A-K,” n.d. [F. 4-7] 20. “Trust Bibl., K-S,” n.d. [F. 8-12] 21. “Trust Bibl., T-Z/Org Listing, A-Z,” n.d. [F. 13-17] 22. “Trust Bibl. – Org Listing, S-Z/Translations,” n.d. [F. 18-22] Box 5 23. “Trust related items Vol. I,” 1927-1957. [F. 1-5] 24. “Trust related items Vol. II,” 1960-1969. [F. 6-11] B. Professional Materials. 1. Bibliography. a. “A.” [Env. 1-5] b. “Anonymous.” [Env. 6-10] Box 6 c. “B.” [Env. 1-6] d. “C.” [Env. 7-8] e. “D.” [Env. 9-11] f. “E.” [Env. 12-13] g. “F.” [Env. 14-15] h. “G.” [Env. 16-18] Box 7 i. “H.” [Env. 1-3] j. “I.” [Env. 4-6] k. “J.” [Env. 7] l. “K.” [Env. 8-11] m. “L.” [Env. 12-14] n. “M.” [Env. 15-18] o. “Mc.” [Env. 19] p. “N.” [Env. 20-22] q. “O.” [Env. 23-24] Box 8 r. “Obituaries.” [Env. 1] s. “P.” [Env. 2-5] t. “Q.” [Env. 6] u. “R.” [Env. 7-9] v. “S.” [Env. 10-15] w. “T.” [Env. 16-19] x. “U.” [Env. 20-21] Rocca, Raymond (4/16/15) Page 2 of 116 y. “V.” [Env. 22-24] z. “Various.” [Env. 25] aa. “W.” [Env. 26-28] Box 9 ab. “XYZ.” [Env. 1-3] ac. “Entries not needed for final bibliography” [Env. 4-5] ad. “General history of intelligence and counter- [Env. 6] intelligence: A-C.” ae. “General history of intelligence and counter- [Env. 7] intelligence: D-H.” af. “General history of intelligence and counter- [Env. 8] intelligence: I-M.” ag. “General history of intelligence and counter- [Env. 9] intelligence: N-R.” ah. “General history of intelligence and counter- [Env. 10] intelligence: S.” ai. “General history of intelligence and counter- [Env. 11] intelligence: T-Z.” II. Russian Intelligence Services (RIS) Bibliography Cards. A. “Cheka-KGB BIBL domestic & foreign counter-intelligence.” 1. “Counter-Intel Ops.” [Env. 12] 2. “Post Stalin Purges.” 3. “Purges.” 4. “Purges domestic.” [Env. 13] 5. “CIOPS Dom V. for IS.” 6. “Show Trials.” 7. “Domestic.” 8. “Soc Rev. 1922.” [Env. 14] 9. “Shakt 1928.” 10. “Metro V 1933.” 11. “Kirov.” 12. “Kam-Zin 1935, 36.” 13. “Radek 1937.” 14. “Tukh et al.” 15. “Bukh 1938.” 16. “47-52 Purge E. Europe.” 17. “Dr. Plot.” 18. “BERIA.” 19. “A.” [Env. 15] 20. “B.” 21. “C.” 22. “D.” 23. “E.” 24. “F.” 25. “G.” 26. “H.” [Env. 16] Rocca, Raymond (4/16/15) Page 3 of 116 27. “I.” 28. “J.” 29. “K.” 30. “L.” 31. “M.” 32. “N;” includes printed material. 33. “O.” 34. “P.” Box 10 35. “R. [Env. 1] 36. “S.” 37. “T.” 38. “U.” 39. “V.” 40. “W.” 41. “XYZ.” 42. “CIOPS Abroad.” [Env. 2] 43. “CIOPS v. Emigreorg.” [Env. 3] 44. “Attacks on Sovs.” 45. “Cases.” 46. “A.” 47. “B.” 48. “C.” 49. “D.” 50. “F.” 51. “G.” 52. “H.” 53. “J.” [Env. 4] 54. “K.” 55. “L.” 56. “M.” 57. “N.” 58. “O.” 59. “P.” 60. “R.” [Env. 5] 61. “S.” 62. “T.” 63. “W.” 64. “XYZ.” 65. Untitled. [Env. 6] B. “Czarist – Soviet BIBL. Political Police.” 1. “Russia – 1917.” [Env. 7] 2. “OKHRANA.” 3. “AZEFF.” 4. “REDL.” [Env. 8] 5. “Security Police.” 6. Untitled. Rocca, Raymond (4/16/15) Page 4 of 116 7. “Cheka KGB notable events.” [Env. 9] 8. “Cheka-KGB Personnel.” [Env. 10] 9. “USSR Statutes.” [Env. 11] 10. “RSFSR Statutes.” 11. “Awards & Medals.” [Env. 12] 12. “Cheka.” [Env. 12-13] 13. “(O) GPU.” [Env. 13-14] 14. “Interv agents.” [Env. 14] 15. “Savinkov Reilly.” 16. “Trust.” [Env. 15] 17. “1927 Anniver.” 18. “NKVD.” 19. “NKGB.” 20. “MGB.” 21. “MVD.” 22. “KGB.” [Env. 16] 23. “CPSU Cont. KGB Organ.” 24. “Rehabilitate.” 25. “Vigilance 1917.” [Env. 16-17] 26. “New Image Campaign.” [Env. 17] 27. “Police & Courts.” C. “Soviet and Bloc FI.” Box 11 1. “Hungary.” [Env. 1] 2. “Poland.” 3. “Romania.” 4. “Yugoslavia.” 5. “Baltic States.” 6. “Estonia.” 7. “Latvia.” 8. “Lithuania.” 9. “Africa.” 10. “Congo (Braza).” [Env. 2] 11. “Dahomey.” 12. “Gabon.” 13. “Libya.” 14. “Rep. of S. Africa.” 15. “S. West Africa.” 16. “Aden.” 17. “Iraq.” 18. “Turkey.” 19. “India.” 20. “Far East.” 21. “Burma.” 22. “China.” [Env. 3] 23. “Philippines.” 24. “Japan.” Rocca, Raymond (4/16/15) Page 5 of 116 25. “Cases.” 26. “S. Korea.” 27. “Mongolia.” 28. “Thailand.” 29. “Tibet.” 30. “S. Vietnam.” 31. “Australia.” [Env. 4] 32. “New Zealand.” 33. “Canada.” 34. “United States.” [Env. 4-5] 35. “Articles.” [Env. 6] 36. “Cases.” [Env. 7-10] 37. “United Nations.” [Env. 11] 38. “Costa Rica.” 39. “Cuba.” 40. “Guatemala.” 41. “Mexico.” 42. “South America.” 43. “Bolivia.” 44. “Brazil.” 45. “Uruguay.” 46. “Venezuela.” D. “METZL Project – Non-Communist I.S. Bibl.” 1. “Political Police/General.” [Env. 12] 2. “Mythological Origins.” 3. “W. Hemisphere Pre-Colombian.” 4. “Africa-Tribal.” 5. “INOIA.” 6. “CHINA, Ancient – 1949.” [Env. 13] 7. “Japan-Korea.” 8. “Pre-Roman.” 9. Untitled. 10. “Roman-Medieval.” [Env. 14] 11. “Near East-Islam.” 12. “15th-19th Century European Police System.” 13. “Tsarist Police.” [Env. 15] 14. “20 Paris Police.” 15. “Nazi-Fascist Police.” 15. “Soviet – EE.” 16. “Witchcraft.” 17. “Bibliographies.” 18. “Subject Index.” 19. “Esp. & Int. Law.” 20. “Intel. (General).” [Env. 15-16] 21. “Country Index.” [Env. 16] 22. “Belgium.” Rocca, Raymond (4/16/15) Page 6 of 116 23. “Egypt.” 24. “France.” 25. “French I.S.” 26. “Germany.” 27. “German I.S.” [Env. 17] 28. “British I.S.” 29. “Great Britain.” 30. “Indonesia.” 31. “Israel.” Box 12 32. “Italy.” [Env. 1] 33. “Italian I.S.” 34. “Japan.” 35. “New Zealand.” 36. “Spain.” 37. “Switzerland.” 38. “Swiss I.S.” 39. “United States.” 40. “U.S. Foreign Policy.” 41. “US Intel-1940.” 42. “OSS.” 43. “CIA General.” [Env. 2] 44. “CIAOps.” [Env. 3] 45.