Contact: Samantha Duffield Manager, Financial Compliance Phone: (416) 943-4662 Email: [email protected] CUSTODIAL AGREEMENTS The following is an alphabetical listing of prescribed Custodial Agreements executed as of July 31, 2021 between the Mutual Fund Dealers Association of Canada (MFDA), as bare trustee on behalf of Members, and mutual fund companies and other financial institutions, in accordance to MFDA Staff Notice MSN-0058, Acceptable Securities Locations. Please ensure that your assets held are included in the types of products listed by the entity. Fund Manager/ Financial Institution Type of Products 1 1832 Asset Management L.P. Mutual Fund / Hedge Fund / Labour Dynamic Mutual Fund Sponsored Fund / Deposit Accounts 2 Accilent Capital Management Inc. Pooled Fund 3 Acker Finley Asset Management Inc. Mutual Fund 4 ACM Advisors Ltd. Mortgage Investment Fund 5 Acorn Global Investments Inc. Hedge Fund 6 ADS Canadian Bank GIC’s / High Interest Savings Account 7 AGF Investments Inc. Mutual Fund / Pooled Fund - Acuity Pooled Funds - AGF Pooled Funds - AGF family of mutual funds - AGF Elements family of mutual funds - Harmony family of mutual funds 8 AIP Asset Management Inc. Mutual Fund / Hedge Fund / Limited Partnership 9 AlphaNorth Asset Management Mutual Fund 10 Arrow Capital Management Inc. Investment Products 11 ATB Investment Management Inc. Mutual Fund 12 Aurion Capital Management Inc. Pooled Fund 13 Aventine Management Group Inc. Mutual Fund 14 B2B Bank GIC’s / High Interest Investment Accounts 15 Bank of Montreal GIC’s / High Interest Savings Accounts 16 Bank of Montreal Mortgage Corporation GIC’s 17 Bank of Nova Scotia (The) GIC’s 18 Barometer Capital Management Inc. Mutual Fund / Pooled Fund 19 Barrantagh Investment Management Inc. Mutual Fund 20 BC Advantage Fund Management Limited Venture Capital Corporation (VCC) Funds Doc 110950 Page 1 of 29 21 B.E.S.T. Investment Counsel Limited Mutual Fund / Labour Sponsored Fund 22 Beutel, Goodman & Company Ltd. Mutual Fund 23 BlackRock Asset Management Canada Limited Mutual Fund 24 BMG Management Services Inc. Mutual Fund 25 BMO Asset Management Inc. Pooled Fund / ETFs 26 BMO Investments Inc. Mutual Fund - BMO Mutual Funds 27 BMO InvestorLine Inc. Investment Products 28 BMO Life Assurance Company Segregated Fund - BMO Guaranteed Investment Funds 29 BMO Nesbitt Burns Inc. Investment Products / Linked Notes 30 BMO Private Investment Counsel Inc. Mutual Fund 31 BMO Trust Company GIC’s / High Interest Savings Account 32 BNP Paribas (Canada) Principal Protected Linked Notes 33 Brandes Investment Partners & Co. Mutual Fund 34 Brandywine Global Investment Management Mutual Funds / Pooled Fund (Canada), ULC 35 Bridgewater Bank GIC’s 36 Bridging Finance Inc. Pooled Fund 37 British Columbia Discovery Fund (VCC) Inc. Venture Capital Fund 38 Brompton Funds Limited Investment Products 39 CADO Investment Fund Management Inc. Mutual Fund 40 Caisse populaire acadienne ltée (UNI) GIC’s 41 Caisse Populaire d’Alban Limited GIC’s 42 Caldwell Investment Management Ltd. Mutual Fund 43 Canada Life Assurance Company (The) Segregated Fund 44 Canadian Imperial Bank of Commerce Mutual Fund / GIC’s / Principal Protected Notes / Deposit Accounts 45 Canadian Tire Bank GICs 46 Canadian Western Bank GIC’s 47 Canadian Western Trust Company GIC’s 48 Canoe Financial LP Mutual Fund - EnerVest Natural Resource Fund - Canoe family of Funds 49 Capital International Asset Management Mutual Fund (Canada), Inc. 50 Capstone Asset Management Inc. Pooled Fund 51 Central 1 Credit Union Term Deposits 52 Centurion Asset Management Inc. REIT 53 Chou Associates Management Inc. Mutual Fund Doc 110950 Page 2 of 29 54 CIBC Asset Management Inc. Mutual Fund 55 CIBC Mortgages Inc. GIC’s / Deposit Accounts 56 CIBC Trust Corporation GIC’s / Deposit Accounts 57 CI Investments Inc. Investment Products - United Financial family of funds - Lakeview Asset Management family of funds 58 Citizens Bank of Canada Term Deposits / Demand Accounts 59 Coast Capital Savings Credit Union GIC’s 60 Communication Technologies Credit Union Limited GIC’s 61 Community Trust Company GIC’s 62 Concentra Financial Services Association GIC’s 63 Connor, Clark & Lunn Funds Inc. Mutual Fund 64 Connor, Clark & Lunn Private Capital Ltd. Mutual Fund 65 Counsel Portfolio Services Inc. Mutual Fund 66 Covington Capital Corporation Labour Sponsored Fund 67 Crimson Asset Management Limited Hedge Fund 68 Crystal Wealth Management System Limited Mutual Fund 69 Davis-Rea Ltd./Davis-Rea Ltee. Mutual Fund / Pooled Fund 70 Desjardins Financial Security Life Assurance Annuity Contracts / Deferred Annuity Contacts Company / Individual Variable Insurance Contracts / Insurance Contracts 71 Desjardins Société de Placement Inc. Mutual Fund / Desjardins Mutual Funds 72 Difference Capital Management Inc. Hedge Fund 73 Dimensional Fund Advisors Canada ULC. Mutual Fund 74 EdgePoint Wealth Management Inc. Mutual Fund 75 Educators Financial Group Inc. Mutual Fund 76 Effort Trust Company (The) GIC’s 77 Empire Life Insurance Company (The) Segregated Fund - Segregated Funds - Interest investment options provided within an insurance contract 78 Empire Life Investments Inc. Mutual Fund 79 Encasa Financial Inc. Mutual Fund 80 Épargne Placement Québec Savings Products 81 Epic Capital Management Inc. Pooled Fund 82 Equilibrium Capital Management Inc. Mutual Fund 83 Equitable Bank GIC’s / High Interest Savings Account 84 Equitable Trust GIC’s / High Interest Savings Account 85 Equiton Capital Inc. Pooled Fund - Equiton Residential Income Fund Trust Doc 110950 Page 3 of 29 86 Equity Credit Union Inc. GIC’s 87 Excel Funds Management Inc. Mutual Fund 88 Fédération des caisses Desjardins Du Québec GIC’s / Shares / PPN’s For itself and on behalf of its member caisses 89 Fédération des caisses PopulairesDe L’Ontario Inc. GIC’s / Shares - For itself and on behalf of its member caisses 90 Fidelity Investments Canada ULC Mutual Fund 91 Fiducie Desjardins Inc. Mutual Fund / Segregated Fund / GIC’s 92 Fiera Capital Corporation Mutual Fund / Hedge Fund / PPN’s / Structured Products / Pooled Fund / Segregated Fund 93 Finnish Credit Union Limited GIC’s 94 First Asset Investment Management Inc. Mutual Fund 95 Fonds Férique Mutual Fund 96 Franklin Templeton Investments Corp. Mutual Fund / Pooled Fund / Segregated Fund 97 FrontierAlt Funds Management Limited Mutual Fund 98 FT Portfolios Canada Co. Mutual Fund 99 Fusion Credit Union Limited GIC’s 100 Galileo Global Equity Advisors Inc. Mutual Fund 101 General Bank of Canada GIC’s 102 Genus Capital Management Inc. Pooled Fund 103 GFI Investment Counsel Ltd. Hedge Fund -Good Opportunities Fund 104 Global Growth Assets Inc. Mutual Fund 105 Globevest Capital Ltd. Mutual Fund 106 Golden Opportunities Fund Inc. Labour Sponsored Investment Fund 107 Goodman & Company, Investment Counsel, Inc. Mutual Fund / Limited Partnership / Alternative - Goodman Bluespring Fund Investment Fund 108 Goodwood Inc. Mutual Fund / Hedge Fund 109 Gravitas Securities Inc. Mutual Fund 110 Great-West Life Assurance Company (The) Segregated Fund 111 GrowthWorks Atlantic Ltd. Labour Sponsored Fund 112 GrowthWorks Capital Limited Labour Sponsored Fund - Working Opportunity Fund (EVCC) Ltd. Labour Sponsored Fund 113 GrowthWorks WV Management Ltd. Labour Sponsored Fund 114 Guardian Capital LP Pooled Funds / Mutual Fund 115 Hamilton Municipal Employees’ Credit Union GIC’s Limited 116 Harvest Portfolios Group Inc. Mutual Fund 117 Haventree Bank GIC’s Doc 110950 Page 4 of 29 118 Hillsdale Investment Management Inc. Mutual Fund / Hedge Fund 119 Home Bank GIC’s / High Interest Savings Account 120 Home Trust Company GIC’s / High Interest Savings Account 121 HomEquity Bank GIC’s 122 Horizons ETFs Management (Canada) Inc. Mutual Fund / Pooled Fund 123 HSBC Bank Canada GIC’s 124 HSBC Global Asset Management (Canada) Limited Mutual Fund 125 HSBC Mortgage Corporation (Canada) GIC’s 126 HSBC Trust Company (Canada) GIC’s 127 IA Clarington Investments Inc. Mutual Fund / Investment Products 128 I.A. Michael Investment Counsel Ltd. Mutual Fund - ABC Funds 129 ICICI Bank Canada GIC’s 130 I.G. Investment Management, Ltd. Mutual Fund 131 Industrial Alliance Insurance and Financial Services Segregated Fund Inc. 132 Industrial Alliance Trust Inc. GIC’s 133 Integra Capital Limited Mutual Fund 134 Invesco Canada Ltd. Mutual Fund / Segregated Fund 135 Invico Capital Corporation Limited Partnership / Private Mutual Fund Trust 136 Island Savings Credit Union GIC’s 137 Italian Canadian Savings & Credit Union Limited GIC’s 138 ivari Segregated Fund / SPIA Contracts 139 JC Clark Ltd. Pooled Fund 140 JDM Investment Partners Ltd. Mutual Fund 141 Kensington Capital Advisors Inc. All Investment Products 142 Laurentian Bank of Canada GIC’s 143 Laurentian Trust of Canada Inc. GIC’s 144 LBC Trust GIC’s 145 League Savings and Mortgage Company GIC’s 146 Leith Wheeler Investment Counsel Ltd. Mutual Fund 147 Lincluden Investment Management Limited Mutual Fund 148 LOGiQ Asset Management Ltd. Mutual Fund / Hedge Fund / Labour Sponsored Fund / Structured Products 149 LOGiQ Capital 2016 Mutual Fund / Hedge Fund / Labour Sponsored Fund 150 Lysander Funds Limited Mutual Fund 151 Mackenzie Financial Corporation Mutual Fund / Segregated Fund - Saxon funds Doc 110950 Page 5 of 29 152 Majestic Asset Management LLC Mutual Fund / Pooled Fund / Hedge Fund 153 Manufacturers Life Insurance Company (The) GIC’s / Segregated Fund / Term Fund 154 Manulife Asset Management Limited Mutual Fund / Segregated Fund / Pooled Funds 155 Manulife Bank of