Public Disclosure Authorized ENVIRONMENT AND SOCIAL MANAGEMENT FRAMEWORK FOR TRANSPORT CONNECTIVITY AND ASSET MANAGEMENT PROJECT MINISTRY OF INTERNAL & HOME AFFAIRS, PROVINCIAL COUNCILS & LOCAL GOVERNMENT Public Disclosure Authorized REVISED JUNE 2019* Public Disclosure Authorized Public Disclosure Authorized * This ESMF is in lieu of the Resettlement Policy Framework (RPF) dated February 2016 prepared under the original TCAMP Project. 0 TABLE OF CONTENTS CHAPTER 1: BACKGROUND .............................................................................................................................. 4 1.1 PROJECT BACKGROUND ...................................................................................................................................... 4 1.2 PROJECT DEVELOPMENT OBJECTIVE ...................................................................................................................... 4 1.3 PROJECT DESCRIPTION ........................................................................................................................................ 4 1.4 PROJECT COMPONENTS ...................................................................................................................................... 6 1.5 TYPES OF PROJECT ACTIVITIES ............................................................................................................................... 6 1.6 IMPLEMENTATION ARRANGEMENTS ...................................................................................................................... 7 CHAPTER 2: PURPOSE OF THE ENVIORONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) ........... 8 2.1 OBJECTIVES AND RATIONALE FOR USING THE FRAMEWORK ........................................................................................ 8 2.2 APPLICABILITY OF THE ESMF TO THE PROJECT ACTIVITIES .......................................................................................... 9 CHAPTER 3: ENVIRONMENTAL& SOCIAL BASELINE CONDITION IN SRI LANKA ............................................... 10 3.1 BIO-PHYSICAL ENVIRONMENT ............................................................................................................................ 10 3.2 SOCIO-ECONOMIC ENVIRONMENT ...................................................................................................................... 39 3.3 STATUS OF RELEVANT SECTOR ............................................................................................................................ 41 CHAPTER 4: ENVIORNMENTAL AND SOCIAL SAFEGUARDS POLICIES AND THEIR IMPLEMENTATION ............. 45 4.1 NATIONAL POLICIES, LEGISLATIVE AND REGULATORY CONSIDERATIONS. ...................................................................... 45 4.2 WORLD BANK POLICES ON ENVIRONMENT AND SOCIAL SAFEGUARDS ......................................................................... 49 CHAPTER 5: GENDER AND INCLUSION............................................................................................................ 53 5.1 GENDER AND VULNERABILITY ANALYSIS ............................................................................................................... 53 5.2 ENHANCING GENDER OUTCOMES UNDER THE PROJECT ........................................................................................... 53 5.3 MITIGATING ADVERSE IMPACT ON WOMEN AND OTHER VULNERABLE GROUPS .......................................................... 53 5.4 MEASURING THE IMPACTS ................................................................................................................................. 54 CHAPTER 6: MANAGING THE RISKS OF ADVERSE IMPACTS FROM LABOR INFLUX ......................................... 55 6.1 POTENTIAL ADVERSE IMPACTS DUE TO LABOUR INFLUX..................................................................................... 55 6.2 ASSESSMENT AND MANAGEMENT OF RISKS AND IMPACTS ................................................................................. 56 CHAPTER 7: ENVIRONMENTAL ASSESSMENTS AND MITIGATION MEASURES ................................................ 58 7.1 POTENTIAL ENVIRONMENTAL ISSUES AND IMPACTS ................................................................................................. 58 7.2 MITIGATION MEASURES FOR POTENTIAL ENVIRONMENTAL ISSUES AND IMPACTS .......................................................... 60 7.3 ENVIRONMENTAL INDICATORS TO ENSURE IMPLEMENTATION OF MITIGATION MEASURES ............................................... 75 CHAPTER 8: POTENTIAL SOCIAL IMPACTS AND MITIGATION MEASURES ....................................................... 77 8.1 POTENTIAL SOCIAL ISSUES AND IMPACTS .............................................................................................................. 77 8.2 SOCIAL MANAGEMENT PLANNING ...................................................................................................................... 78 8.3 IMPACT MITIGATION PRINCIPLES AND MODALITIES ................................................................................................ 79 8.4 PROCEDURES FOR USE OF GOVERNMENT/STATE-OWNED LAND AND VOLUNTARY DONATION ....................................... 81 8.5 ENTITLEMENT MATRIX...................................................................................................................................... 82 8.6 SOCIAL INDICATORS TO ENSURE IMPLEMENTATION OF MITIGATION MEASURES ............................................................. 85 CHAPTER 9: CONSULTATION AND INFORMATION DISSEMINATION ............................................................... 86 CHAPTER 10: GRIEVANCE REDRESS MECHANISM ........................................................................................... 92 CHAPTER 11: INSTITUTIONAL ARRANGEMENTS FOR IMPLEMENTATION OF ESMF......................................... 95 11.1 INSTITUTIONAL MECHANISM............................................................................................................................ 95 1 11.2 MONITORING AND EVALUATION MECHANISM..................................................................................................... 96 11.3 CAPACITY BUILDING PROGRAM ........................................................................................................................ 97 11.4 TRAINING AND CAPACITY BUILDING PLAN ............................................................................................................ 97 CHAPTER 12: MONITORING AND REPORTING ................................................................................................ 99 12.1 INTERNAL MONITORING .................................................................................................................................. 99 12.2 EXTERNAL MONITORING .................................................................................................................................. 99 12.3 MONITORING ARRANGEMENTS ...................................................................................................................... 100 ANNEX I. SCREENING CHECKLIST TO DETERMINE THE LEVEL OF ENVIRONMENTAL IMPACTS....................... 101 ANNEX 2. SCREENING CHECKLIST TO DETERMINE THE LEVEL OF SOCIAL IMPACTS ....................................... 103 ANNEX 3. POLICY FRAMEWORK: ENVIRONMENTAL ASSESSMENT AND IMPACT MITIGATION .................... 104 ANNEX 4. ENVIRONMENTAL & SOCIAL MANAGEMENT PLAN ...................................................................... 109 ANNEX 5. TERMS OF REFERENCE FOR PREPARATION OF SOCIAL IMPACT ASSESSMENT (SIA) AND SOCIAL IMPACT MANAGEMENT PLAN (SIMP) .......................................................................................................... 153 ANNEX 6: GUIDANCE NOTE ON SELECTING MITIGATION MEASURES TO BE INCLUDED IN THE ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN FOR CONSTRUCTION PROJECTS IN SRI LANKA .......... 161 ANNEX 7: GUIDELINES FOR THE REHABILITATION OF BURROW PITS ........................................................... 169 ANNEX 8: ENVIRONMENTAL GUIDELINES FOR DECOMMISSIONING AND DEMOLITION OF EXISTING BUILDINGS ................................................................................................................................................... 171 ANNEX 9: GUIDELINES FOR HEALTH AND SAFETY OF WORKERS, COMMUNITIES AND VISITORS .................. 174 ANNEX 10: CHANCE FIND PROCEDURE FOR PHYSICAL CULTURAL RESOURCES ............................................. 177 ANNEX 11: MONITORING CHECKLIST FOR ENSURING SAFE CONDITIONS FOR WORKERS AND PUBLIC ........ 178 ANNEX 12: TERMS OF REFERENCE FOR RECRUITMENT OF CONTRACTOR ENVIRONMENTAL OFFICER .......... 181 ANNEX 13: TERMS OF REFERENCE FOR THE PROJECT LEVEL ENVIRONMENTAL AUDIT ................................. 182 ANNEX 14: GENERIC SESSION PLAN FOR STAFF TRAINING ON ESMF AND SAFEGUARD INSTRUMENT IMPLEMENTATION, MONITORING AND REPORTING. ................................................................................... 185 ANNEX 15: EXAMPLE OF DISCLOSURE ADVERTISEMENT FOR SAFEGUARDS INSTRUMENT........................... 187 ANNEX 16: DRAFT TEMPLATE FOR LEGAL CONTRACT FOR VOLUNTARY LAND DONATIONS ......................... 188 ANNEX 17: SAMPLE GBV ACTION PLAN FOR ‘MODERATE’ RISK PROJECTS ................................................... 189 ANNEX 18: STAKEHOLDER CONSULTATIONS ................................................................................................ 193 2 Abbreviations AP Affected person BP Bank Procedures CBOs Community Based Organizations