POTENTIAL UP DELETES 20170301 CUSIP ISSUER_NAME 00507G102 ACTELION LTD 00771J121 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00771J790 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00771J816 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00771J824 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00771J857 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00771J881 ADVANCED SERIES TRUST - AST BOND PORTFOLIO 2028 00889#102 AIM SHORT - TERM INVTS CO PRIME PORTFOLIO 00889#110 AIM SHORT - TERM INVTS CO PRIME PORTFOLIO 015271505 ALEXANDRIA REAL ESTATE EQUITIES, INC. 02133#110 ALTA MESA INVT HLDGS INC 02918A104 AMERICAN RLTY CAP HEALTHCARE TR II INC 03200*110 AMPAC PACKAGING LLC 03201#123 AMPAC HLDGS LLC 03311Y731 ANCHOR SER TR 03830*118 APPLIED RESEARCH WORKS INC 03970@124 ARCTIC GLACIER GROUP HOLDINGS INC 04287*106 ARSENAL WGH HLDGS INC 04367@123 ASEPTIA INC 06680#118 BANSHEE WINES LLC 06742A750 BARCLAYS BK PLC 08162#202 BENCHMARK HLDG CO 084670702 BERKSHIRE HATHAWAY INC. 10468*AD6 BRADY CORP / BRADY WORLDWIDE INC / TRICOR DIRECT INC 11566@119 BROWN INTEGRATED LOGISTICS INC 11566@127 BROWN INTEGRATED LOGISTICS INC 12632*150 CRC HEALTH GROUP INC 13123X409 CALLON PETROLEUM COMPANY 137137AA3 CANANDAIGUA NATL STAT TR III 14171@128 CAREGIVER SVCS INC 14387R302 CAROLINA FIRST MTG LN TR 146875505 CARVER BANCORP INC 15850@107 CHAMPION HOLDCO LLC 15850@115 CHAMPION HOLDCO LLC 18051#106 CLARION BRANDS HLDG CORP 18383M654 CLAYMORE EXCHANGE-TRADED FUND TRUST - GUGGENHEIM BULLETSHARES 2024 HIGH YIELD CORPORATE BOND ETF 18476#129 CLEARCARE INC 18683K408 CLIFFS NATURAL RESOURCES INC. 19326U100 COLE CR PPTY TR IV INC 19624R403 COLONY CAPITAL INC, SANTA MONICA 20367F2#7 COMMUNITY DEV TR INC 20367F3#6 COMMUNITY DEV TR INC 20823#109 CONNOR SPORT COURT INTL HLDG CO 20823#125 CONNOR SPORT COURT INTL HLDG CO 20823#133 CONNOR SPORT COURT INTL HLDG CO 22662X100 CRIMSON WINE GROUP LTD 228052205 CROWLEY HOLDINGS INC. 22870@109 CROWNPEAK TECHNOLOGY 22870@117 CROWNPEAK TECHNOLOGY 251566105 DEUTSCHE TELEKOM AG 25245P106 DIADEXUS INC NEW 25470@114 DISPLAY WKS LLC 258620103 DOUBLELINE FUNDS TRUST - DOUBLELINE SHILLER ENHANCED EUROPEAN CAPE 258620509 DOUBLELINE FUNDS TRUST - DOUBLELINE SHILLER ENHANCED EUROPEAN CAPE 26188J2*7 DREYFUS CASH MGMT 26188J4#1 DREYFUS CASH MGMT 26188J5#0 DREYFUS CASH MGMT 26224#119 DRUM WORKSHOP INC 26817R207 DYNEGY INC. 26826M108 ECC CAP CORP 277907200 EATON VANCE SER TR II Page 1 of 9 POTENTIAL UP DELETES 20170301 CUSIP ISSUER_NAME 291525202 EMMIS COMMUNICATIONS CORP. 29786#113 ETRANSMEDIA TECHNOLOGY INC. 30271#AA3 FHCC CAP II 31338*124 FEDERAL HOME LN BK CHICAGO 31338@106 FEDERAL HOME LN BK PITTSBURGH 31339@105 FEDERAL HOME LN BK DALLAS TEX 31373#100 FEDERAL HOME LOAN BANK-SAN FRANCISCO 313786105 FEDERAL HOME LN BK TOPEKA 3137862#1 FEDERAL HOME LN BK TOPEKA 313916504 FEDERATED INS SER 31420F509 FEDERATED INVESTMENT SERIES FUNDS, INC. - FEDERATED BOND FUND 315910836 FIDELITY INVESTMENT TRUST - FIDELITY EUROPE CAPITAL APPRECIATION FUND 33610A209 FIRST PREFERRED CAPITAL TRUST IV 33610F307 FIRST POTOMAC RLTY TR 33764#103 FIRSTATLANTIC FINL HLDGS INC 3381352*6 FITCHBURG GAS & ELEC LT CO 33831*106 FIVE FLAGS BK 34114@126 FLORIDA SPECIALTY HLDGS INC 34619@118 FOREST RES LLC 34619@126 FOREST RES LLC 35952V105 FS INVT CORP II 36242#124 GTS HLDGS INC 36764@108 GATEWAY MEZZANINE PARTNERS I L P 36830*100 GD DENTAL SVCS LLC 36830*118 GD DENTAL SVCS LLC 37232@100 GENNX NOVEL HLDG INC 37950E226 GLOBAL X SUPERDIVIDEND EMERGING MARKETS ETF, NEW YORK, NY 38141W2*9 GOLDMAN SACHS TRUST, NEW YORK 382410884 GOODRICH PETROLEUM CORP. 40052E201 GRUPO HIMA SAN PABLO INC 40819*123 HAMLET INC 41283@AB6 HARLEY MARINE SVCS INC / OLYMPIC TUG & BARGE INC / ALASKA MARINE HLDGS INC / ETCS 4198664*6 HAWAIIAN ELEC CO INC 419866850 HAWAIIAN ELEC CO INC 42838@108 HF CHLOR-ALKALI LLC 43739D307 HOMEFED CORP 45247#112 IMAGINETICS HLDGS LLC 45409B800 INDEXIQ ETF TRUST - IQ HEDGE INVERSE MULTI-STRATEGY TRACKER ETF 457461200 INLAND REAL ESTATE CORP 457461408 INLAND REAL ESTATE CORP 460321508 INTERNATIONAL SHIPHOLDING CORP. 46269C300 IRIDIUM COMMUNICATIONS INC 464287184 ISHARES CORE S&P MID-CAP ETF, SAN FRANCISCO, CA 464287598 ISHARES CORE S&P MID-CAP ETF, SAN FRANCISCO, CA 464288158 ISHARES TRUST - ISHARES INDUSTRIAL/OFFICE REAL ESTATE CAPPED ETF 46432F842 ISHARES TRUST - ISHARES IBONDS MAR 2016 CORPORATE EX-FINANCIALS ETF 46434V548 ISHARES MSCI SAUDI ARABIA CAPPED ETF 46628D445 JNL INVESTORS SERIES TRUST - GOVERNMENT MONEY MARKET FUND 46629U305 JMP GROUP LLC 469119101 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119309 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119564 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119572 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119580 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119598 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119614 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119622 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119630 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119648 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119655 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119671 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND Page 2 of 9 POTENTIAL UP DELETES 20170301 CUSIP ISSUER_NAME 469119697 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119713 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119770 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119846 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 469119887 CURIAN VARIABLE SERIES TRUST - CURIAN TACTICAL ADVANTAGE 75 FUND 4710232*1 JANUS INVESTMENT FUND - MONEY MARKET FUND 4710233*0 JANUS INVESTMENT FUND - MONEY MARKET FUND 47760*143 JNL SER TR 47760*192 JNL SER TR 47760*234 JNL SER TR 47760*259 JNL SER TR 47760*275 JNL SER TR 47760*358 JNL SER TR 47760*374 JNL SER TR 47760*416 JNL SER TR 47761#114 JIPC MGMT HLDGS INC 47762@115 JIPC INCREDIBLE CONCEPTS HLDG CO INC 47764#657 JNL SER TR 47764#665 JNL SER TR 47764#699 JNL SER TR 47764@204 JNL SER TR 47764@220 JNL SER TR 47764@238 JNL SER TR 47764@444 JNL SER TR 47764@568 JNL SER TR 47764@675 JNL SER TR 47764@691 JNL SER TR 47764@774 JNL SER TR 47764@790 JNL SER TR 47764@857 JNL SER TR 47765#128 JNL SER TR 47765#144 JNL SER TR 47765#169 JNL SER TR 47765#177 JNL SER TR 47765#300 JNL SER TR 47765#326 JNL SER TR 47765#334 JNL SER TR 47765#342 JNL SER TR 47765#359 JNL SER TR 47765#367 JNL SER TR 47765#375 JNL SER TR 47765#425 JNL SER TR 47765#532 JNL SER TR 47909@AA9 JOHNSON FINL GROUP CAP TR VIII 47910#106 JOHNSON INTL INC CAP TR II 48667L106 KDDI CORP 48668L105 KBS REAL ESTATE INVT TR III INC 49803T201 KITE REALTY GROUP TRUST 50225*120 LTR INVESTCO. INC 517942801 LASALLE HOTEL PROPERTIES 53224X403 LIFENEXUS INC 53626@101 LIONEL HLDGS LLC 543916498 LORD ABBETT INVT TR 55273E822 MFS SER TR X 55312G630 MML SER INVT FD II 55312G648 MML SER INVT FD II 55312G655 MML SER INVT FD II 55312G663 MML SER INVT FD II 55312G671 MML SER INVT FD II 55312G697 MML SER INVT FD II 55312G713 MML SER INVT FD II Page 3 of 9 POTENTIAL UP DELETES 20170301 CUSIP ISSUER_NAME 55327@108 MML MEZZANINE INVESTOR II LLC 55383@109 MT PARENT LLC 55383@125 MT PARENT LLC 55454#101 MACKAY MUN CR OPPORTUNITIES FD L P 55454*105 MACKAY SHIELDS EMERGING MKT CR PORTFOLIO 55455#100 MACKAY MUN OPPORTUNITIES FD L P 55670#AE9 MADISON CAP FDG LLC 560599201 MAINGATE TR 56166Y404 MANAGED PORTFOLIO SERIES - REINHART FOCUS PMV FUND 57629E159 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E258 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E308 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E407 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E498 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E654 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629E795 MASSMUTUAL PREMIER FUNDS - MASSMUTUAL PREMIER MONEY MARKET FUND 57629H244 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H251 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H269 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H277 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H285 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H392 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629H426 MASSMUTUAL PREMIER FUNDS -MASSMUTUAL PREMIER STRATEGIC INCOME FUND 57629S208 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S539 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S604 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S661 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S687 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S778 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629S836 MASSMUTUAL SELECT FDS FOR FUTURE ISSUES SEE 57629U 57629U278 MASSMUTUAL SELECT FDS 57630A725 MASSMUTUAL SELECT FUNDS - RETIRESMART 2025 FUND 57735*169 MAUI ELEC CO LTD 57776#108 MAXOR EQUITY LLC 58988@102 MERIT MEZZANINE FD V L P 60504#119 MISSION CRITICAL ELECTRONICS INC 60934N732 MONEY MARKET OBLIGATIONS TRUST - FEDERATED LIBERTY U.S. GOVERNMENT MONEY MARKET TRUST 60936@119 MONEY MAILER HLDG CORP 609720305 MONMOUTH REAL ESTATE INVESTMENT CORPORATION 61744J838 MORGAN STANLEY INSTITUTIONAL FUNDS,