Consolidated Copy as at 5th September 2013 TRACK ACCESS CONTRACT (PASSENGER SERVICES) Dated 11 November 2007 Between NETWORK RAIL INFRASTRUCTURE LIMITED and EAST MIDLANDS TRAINS LIMITED i East Midlands Trains Complete Redacted- TAC 05 September 2013- up to and including the 40th SA Consolidated Copy as at 5th September 2013 Amended By :- 1. First Supplemental Agreement (General Approval) Dated 12th November 2007 Nottingham-London Additional Train (EMT Launch Day Special) – EXPIRED 2. Second Supplemental Agreement (General Approval) Dated 23rd May 2008 Nottingham-Skegness Additional Bank Holiday Service & LHCS – EXPIRED 3. Third Supplemental Agreement Dated 10th July 2008 Additional Route to Tyseley, Nottingham-Skegness Summer Saturday & Bank Holiday LHCS and updated Schedule 7 CC Term – EXPIRED 4. Fourth Supplemental Agreement (General Approval) Dated 19th July 2008 Leicester-Scarborough Additional HST Service – EXPIRED 5. Fifth Supplemental Agreement Dated 25th July 2008 Termination of Fourth Supplemental Agreement – EXPIRED 6. Sixth Supplemental Agreement (General Approval) Dated 25th July 2008 Leicester-Scarborough Additional HST Service – EXPIRED 7. Seventh Supplemental Agreement (General Approval) Dated 15th August 2008 Addition of Class 222 DEMU to EM03 Service Group – EXPIRED 8. Eighth Supplemental Agreement Dated 11th December 2008 Principal Change Date (December) 2008 Timetable Changes. 9. Ninth Supplemental Agreement (General Approval) Dated 9th October 2008 Addition of Class 222 DEMU to EM01 Service Group (Nottingham-Lincoln) – EXPIRED 10. Tenth Supplemental Agreement (General Approval) Dated 25th November 2008 Amendment to Schedule 5 Para 2.8 adding HSTs for Lincoln Xmas Market – EXPIRED 11. Eleventh Supplemental Agreement (General Approval) Dated 28th November 2008 Interim Treatment of Access Charges Review for CP4. 12. Twelth Supplemental Agreement Dated 6th January 2009 Revised Schedule 8 Appendix 1 for PCD (December) 2008 Timetable Changes – EXPIRED 13. Thirteenth Supplemental Agreement Dated 29th January 2009 Conversion of Contingent Rights to Firm Rights ahead of Priority Date 2009 - EXPIRED 14. Fourteenth Supplemental Agreement Dated 30th March 2009 Incorporation of CP4 Access Charge Review Notice. 15. Fifteenth Supplemental Agreement Dated 2nd May 2009 Correction of Schedule 8 data within the Periodic Review. 16. Sixteenth Supplemental Agreement (General Approval) Dated 15th May 2009 Subsidiary Change Date (May 2009) Timetable Changes – EXPIRED 17. Seventeenth Supplemental Agreement Dated 8th October 2009 Principal Change Date (December) 2009 Timetable Changes – EXPIRED 18. Eighteenth Supplemental Agreement Dated 5th August 2009 Subsidiary Change Date (May) 2009 Timetable Changes - EXPIRED 19. Nineteenth Supplemental Agreement (General Approval) Dated 26th June 2009 Addition of Class 158 within EM05 Service Group – EXPIRED 20. Twentieth Supplemental Agreement Dated 16th December 2009 New Schedule 5 updated to reflect Principal Change Date (December) 2010.1 21. Twenty First Supplemental Agreement Dated 20th November 2009 Updated VTP Tables and Maps within Schedule 4 to reflect December 2009 Timetable – EXPIRED ii East Midlands Trains Complete Redacted- TAC 05 September 2013- up to and including the 40th SA 22. Twenty Second Supplemental Agreement Dated 19th May 2010 Updated Schedule 4 Annex B (VTP Tables and Maps) and relevant Schedule 5 tables ammeneded to reflect Subsidiary Change Date (May) 2010. 23. Twenty Third Supplemental Agreement Dated 18th November 2010 Map in Schedule 2 Annex 1, relevant Schedule 5 tables, and Default Train Consist Data in Schedule 7 updated to reflect Principle Change Date (December) 2010.2 24. Twenty Fourth Supplemental Agreement Dated 18th February 2011 Schedule 5 Table 2.1 updated for EM01 and EM02 to reflect changes at Subsidiary Change Date (May) 2011 in relation to East Coast timetable changes. 25. Twenty Fifth Supplemental Agreement (General Approval) Dated 6th December 2010 GA for the operation of 1C28 between the PCD (December) 2010 and 14th February 2011 – EXPIRED 26. Twenty Sixth Supplemental Agreement Dated 19th May 2011 Schedule 5 Table 2.1 updated for EM01, EM03 and EM05 to reflect changes at Subsidiary Change Date (May) 2011 not related to East Coast timetable changes. 27. Twenty Seventh Supplemental Agreement (General Approval) Dated 9th May 2011 GA for the operation of London-Wymondham/Norwich-London on 14th May - EXPIRED 28. Twenty Eighth Supplemental Agreement Dated 30th September 2011 Change of principal change date, and change of Route Director details in Paragraph 1. 29. Twenty Ninth Supplemental Agreement Dated 30th August 2011 Addition to Schedule 5, Paragraph 2.12 to allow EMT to run charter trains 30. Thirtieth Supplemental Agreement Dated 18th Ocotber 2011 Schedule 5 Table 2.1 updated for EM01 and EM02, in addtion to Table 4.1 for EM01 to reflect changes at PCD (December) 2011.3 31. Thirty First Supplemental Agreement (General Approval) Dated 29th February 2012 Schedule 8, Appendix 1 updated for EM03 only to reflect revised Berthing Offsets in Anglia. 32. Thirty Second Supplemental Agreement Dated 11th October 2012 Alterations to Schedule 5 Tables 2.1 (EM03) and 4.1 (EM04 and EM05) to reflect timetable changes as from the Principal Change Date (December) 2012. 33. Thirty Third Supplemental Agreement (General Approval) Dated 14th September 2012 Schedule 8, Appendix 1 updated for EM01, EM02, EM04 and EM05 to reflect revised Berthing Offsets. 34. Thirty Fourth Supplemental Agreement Dated 15th February 2013 Extension of Expiry Date to Principal Change Date (December) 2016, new model clause Schedule 2 and Schedule 5 and a new Schedule 11. 35. Thirty Fifth Supplemental Agreement (General Approval) Dated 11th October 2012 Schedule 8, Appendix 1 updated for (EM05) to reflect revised Berthing Offsets. 36. Thirty Sixth Supplemental Agreement Dated 7th January 2013 Paragraph 5.6 added to Schedule 5 for Class 121 DMU until Subsidiary Change Date in May 2013 37. Thirty Seventh Supplemental Agreement (General Approval) Dated 31st January 2013 Schedule 8, Appendix 1 updated for EM01 to reflect revised Berthing Offsets 38. Thirty Eighth Supplemental Agreement (General Approval) Dated 15th February 2013 Schedule 8, Appendix 1 updated for EM03 to reflect revised Berthing Offsets 39. Thirty Ninth Supplemental Agreement Principle change date for the December 2013 TT changes – subject to consulatation and ORR approval. iii East Midlands Trains Complete Redacted- TAC 05 September 2013- up to and including the 40th SA 40. Fortieth Supplemental Agreement (General Approval) Dated 15th August 2013 Sshedule 8 Appendix 1 updated to reflect Berthing offset changes – EM01 EM03 EM04 EM05 1 Note: the Twentieth Supplemental Agreement included the Schedule 5 changes made within the Thirteenth, Seventeenth and Eighteenth Supplemental Agreements and reflects the EMT level of rights required for the Priority Date 2010 and Principal Change Date December 2010. 2 Note: the Twenty Third Supplemental update to the Consolidated Track Access Contract includes the changes made as a consequence of the new version of Part D of the Network Code which took effect on 01 October 2010. 3 Note: the Thirtieth Supplemental update to the Consolidated Track Access Contract includes the changes made as a consequence of the modifications to the Access Dispute Resolution Rules which took effect on 11 December 2011. iv East Midlands Trains Complete Redacted- TAC 05 September 2013- up to and including the 40th SA CONTENTS Clause Page 1 INTERPRETATION .............................................................................................................. 1 1.1 Definitions .................................................................................................................. 1 1.2 Interpretation .............................................................................................................. 6 1.3 Indemnities ................................................................................................................. 7 2 NETWORK CODE ................................................................................................................ 7 2.1 Incorporation .............................................................................................................. 7 2.2 Modifications to the Network Code ........................................................................... 7 2.3 Compliance by other operators .................................................................................. 7 3 CONDITIONS PRECEDENT AND DURATION ................................................................ 7 3.1 Effective date .............................................................................................................. 7 3.2 Conditions precedent to Clause 5 ............................................................................... 7 3.3 Obligations to satisfy conditions precedent to Clause 5 ............................................ 8 3.4 Consequences of non-fulfilment of conditions precedent to Clause 5 ....................... 8 3.5 Expiry ......................................................................................................................... 8 3.6 Suspension and termination ....................................................................................... 9 4 STANDARD OF PERFORMANCE ..................................................................................... 9 4.1 General standard ........................................................................................................