FM 3-01 (FM 44-100) U.S. Army Air and Missile Defense Operations NOVEMBER 2009 DISTRIBUTION RESTRICTION: Distribution authorized to U.S. Government agencies and their contractors only to protect technical information. This determination was made on 15 July 2008. Other requests for this document must be referred to Commandant, Air Defense Artillery School, ATTN: ATSA-C, Fort Sill, OK 73503. DESTRUCTION NOTICE: Destroy by any method that will prevent disclosure of contents or reconstruction of the document. Headquarters, Department of the Army This publication is available at Army Knowledge Online at www.us.army.mil and at the General Dennis J. Reimer Training and Doctrine Digital Library website at www.train.army.mil. *FM 3-01 (FM 44-100) Field Manual Headquarters No. 3-01 Department of the Army Washington, DC, 25 November 2009 U.S. Army Air and Missile Defense Operations Contents Page PREFACE............................................................................................................... v INTRODUCTION ................................................................................................... vi Chapter 1 CHAPTER TITLE ............................................................................................... 1-1 Army Air Defense Artillery Mission ..................................................................... 1-1 Army ADA in the Multi-Dimensional Battle ......................................................... 1-1 Unified Action ..................................................................................................... 1-2 Air and Missile Defense Objectives .................................................................... 1-3 Mission-Essential Tasks ..................................................................................... 1-5 Air Defense in Relation to the Army Operational Concept ................................. 1-8 Air Defense in Full Spectrum Operations ........................................................... 1-8 Theater Air and Missile Defense Operations ...................................................... 1-8 Chapter 2 FUNDAMENTALS OF ARMY AIR AND MISSILE DEFENSE OPERATIONS . 2-1 Air Defense Artillery Employment Principles ...................................................... 2-1 Air Defense Artillery Employment Guidelines ..................................................... 2-2 Types of Defense ............................................................................................... 2-3 Alert Statuses and Warnings .............................................................................. 2-3 Rules of Engagement ......................................................................................... 2-5 Sectors of Fire and Primary/Secondary Target Lines ........................................ 2-8 Methods of Fire ................................................................................................... 2-8 Airspace Coordinating Measures ....................................................................... 2-9 Airspace Command and Control (AC2) ............................................................ 2-11 DISTRIBUTION RESTRICTION: Distribution authorized to U.S. Government agencies and their contractors only to protect technical or operational information for official use. This determination was made on 15 July 2008. Other requests for this document must be referred to Commandant, Air Defense Artillery School, ATTN: ATSA-C, Fort Sill, OK 73503. DESTRUCTION NOTICE: Destroy by any method that will prevent disclosure of contents or reconstruction of the document. *This publication supersedes FM 44-100, U.S. Army Air Defense Operations, 15 June 2000. i Contents Chapter 3 COMMAND AND CONTROL ............................................................................. 3-1 Battle Command ................................................................................................. 3-1 Engagement and Force Operations .................................................................... 3-1 Force Operations Processes .............................................................................. 3-4 Engagement Operations Principles .................................................................... 3-4 Joint Command Structure ................................................................................... 3-5 ADA Command and Control Nodes .................................................................... 3-9 Command and Support Relationships .............................................................. 3-11 Coordination and Liaison .................................................................................. 3-14 Integrated AMD Operations .............................................................................. 3-17 Tactical-Level AMD Considerations .................................................................. 3-19 Air and Missile Defense Planning ..................................................................... 3-20 Planning Processes for AAMDC, ADA Brigade, and Battalion ......................... 3-21 Multinational AMD Operations Considerations ................................................. 3-23 Chapter 4 OFFENSIVE AND DEFENSIVE OPERATIONS ................................................ 4-1 Air and Missile Defense in the Offense ............................................................... 4-1 Theater Air and Missile Defense Attack Operations ........................................... 4-2 Defensive Operations ......................................................................................... 4-4 Theater Air and Missile Defense ......................................................................... 4-5 Chapter 5 STABILITY OPERATIONS AND CIVIL SUPPORT OPERATIONS .................. 5-1 Characteristics of Stability Operations ................................................................ 5-1 Security Assistance Operations .......................................................................... 5-2 Humanitarian Assistance and Disaster Relief ..................................................... 5-2 Combating Terrorism .......................................................................................... 5-2 Peace Operations ............................................................................................... 5-3 Characteristics of Civil Support Operations ........................................................ 5-4 Environment ........................................................................................................ 5-5 Key Enablers ....................................................................................................... 5-6 Ballistic Missile Defense System (BMDS) Integration ........................................ 5-7 Homeland Security .............................................................................................. 5-7 Homeland Air Security ........................................................................................ 5-8 Support to Counter Drug Operations ................................................................ 5-10 Chapter 6 ARMY ADA AND INFORMATION SUPERIORITY ............................................ 6-1 Characteristics of Information Superiority ........................................................... 6-1 The Information Environment .............................................................................. 6-1 Relevant Information ........................................................................................... 6-2 Intelligence, Surveillance, and Reconnaissance ................................................ 6-3 Information Management .................................................................................... 6-4 Information Systems ........................................................................................... 6-4 Information Superiority Execution ....................................................................... 6-4 Chapter 7 SUSTAINMENT .................................................................................................. 7-1 Modular Sustainment .......................................................................................... 7-1 Sustainment Overview ........................................................................................ 7-1 Sustaining ADA Organizations ............................................................................ 7-2 ii FM 3-01 25 November 2009 Contents Logistics .............................................................................................................. 7-3 ADA Brigade and Battalion Roles in Sustainment ............................................. 7-5 Appendix A INTELLIGENCE PERPARATION OF THE BATTLEFIELD .............................. A-1 Process ............................................................................................................... A-1 Define the Operational Environment .................................................................. A-1 Describe the Operational Environment’s Effects ................................................ A-2 Evaluate the Threat ............................................................................................ A-4 Determine Threat Courses of Action .................................................................. A-7 Appendix B THREAT ............................................................................................................. B-1 Overview ............................................................................................................