History and Practice: Antibodies in Infectious Diseases ADAM HEY1 1Preclinical Safety, Biologics, Novartis AG, Basel, Switzerland

History and Practice: Antibodies in Infectious Diseases ADAM HEY1 1Preclinical Safety, Biologics, Novartis AG, Basel, Switzerland

History and Practice: Antibodies in Infectious Diseases ADAM HEY1 1Preclinical Safety, Biologics, Novartis AG, Basel, Switzerland ABSTRACT Antibodies and passive antibody therapy in the alternative treatment solutions to the currently used treatment of infectious diseases is the story of a treatment antibiotics and new treatments for infectious diseases concept which dates back more than 120 years, to the 1890s, where no proper treatments are available. when the use of serum from immunized animals provided This introductory article will provide a historical the first effective treatment options against infections with Clostridium tetani and Corynebacterium diphtheriae. perspective on the use of antibody-based therapies, fol- However, after the discovery of penicillin by Fleming in 1928, lowed by a high-level overview of what makes anti- and the subsequent introduction of the much cheaper and safer bodies attractive tools for this purpose. This will include antibiotics in the 1930s, serum therapy was largely abandoned. the pros and cons of such therapies compared to the However, the broad and general use of antibiotics in human and use of antibiotics and the practical and strategic con- veterinary medicine has resulted in the development of siderations involved in selecting the best format and multi-resistant strains of bacteria with limited to no response development path for new antibody-based therapies to existing treatments and the need for alternative treatment fi options. The combined specificity and flexibility of targeting speci c infectious agents. Then, examples of antibody-based treatments makes them very valuable tools for antibody-based therapies in the development of treat- designing specific antibody treatments to infectious agents. ments for infectious diseases will be presented, and fi- These attributes have already caused a revolution in new nally a look into the future will summarize the different antibody-based treatments in oncology and inflammatory aspects that will influence what the future might bring diseases, with many approved products. However, only one for this type of treatments for infectious diseases. monoclonal antibody, palivizumab, for the prevention and treatment of respiratory syncytial virus, is approved for infectious diseases. The high cost of monoclonal antibody therapies, the HISTORICAL PERSPECTIVE need for parallel development of diagnostics, and the relatively small markets are major barriers for their development in the Antibodies and the use of passive antibody therapy in presence of cheap antibiotics. It is time to take a new and revised the treatment of infectious diseases is the story of a look into the future to find appropriate niches in infectious treatment concept which dates back more than 120 diseases where new antibody-based treatments or combinations years, to the late 19th century, and which originally, by with existing antibiotics, could prove their value and serve as the use of serum from immunized animals, provided the stepping stones for broader acceptance of the potential for and value of these treatments. Received: 14 November 2014, Accepted: 15 November 2014, Published: 13 March 2015 Editors: James E. Crowe, Jr., Vanderbilt University School of Antibodies in Infectious Diseases aims to inform, up- Medicine, Nashville, TN; Diana Boraschi, National Research Council, Pisa, Italy; and Rino Rappuoli, Novartis Vaccines, Siena, Italy date, and inspire students, teachers, researchers, phar- Citation: Hey A. 2015. History and practice: antibodies in infectious maceutical developers, and health care professionals on diseases. Microbiol Spectrum 3(2):AID-0026-2014. doi:10.1128 the status of the development of antibody-based thera- /microbiolspec.AID-0026-2014. pies for treating infectious diseases and the potential for Correspondence: Adam Hey, [email protected] these in times of growing antibiotic resistance to provide © 2015 American Society for Microbiology. All rights reserved. ASMscience.org/MicrobiolSpectrum 1 Downloaded from www.asmscience.org by IP: 5.189.203.77 On: Thu, 01 Dec 2016 10:06:13 Hey first effective treatment options against severe bacterial different serotypes were used to circumvent this need infections (1, 2). By immunizing horses with bacterial for early treatment without having a serotype-specific toxins from Clostridium tetani and Corynebacterium diagnosis. The understanding that different serotypes diphtheriae, Emil A. Von Behring and Shibasaburo existed for pneumococci and that efficient treatment Kitasato (3) generated serum containing antibodies ca- relied on using serotype-specific serum was being built pable of neutralizing the effects of the toxins produced up during the 1920s and 1930s through experience from by these bacteria and successfully provided treatment for extensive clinical trials. these serious diseases where the pathogenesis is driven By the end of the 1930s serum therapy was the stan- by the effects of the bacterial toxins. For his work on dard of care for treatment of pneumococcal pneumonia. providing treatment for diphtheria, Behring received the At that time, the efficacy and potency of the derived sera Nobel Prize in Physiology or Medicine in 1901. These were assessed in mice, in “the mouse protection test” by radical treatment results quickly prompted development testing survival after a concomitant intraperitoneal in- of multiple additional serum therapies for the treatment jection of a lethal dose of pneumococci and the serum of infectious diseases caused by, e.g., Neisseria menin- to be tested. Due to the inherent variation in this test, gitidis, Haemophilus influenza, and group A Strepto- efficacy and survival in two thirds of the animals was the coccus. Since serum therapy involved administration of acceptance criteria, and 10 times the lowest dose pro- large amounts of crude mixtures of animal proteins in- viding this was used for defining a unit of the serum. This cluding antibodies, they were associated with side effects allowed for large batch-to-batch variation, and the use in the form of hypersensitivity and serum sickness (2). of different strains of bacteria for immunization proba- Due to the crude and unpurified nature of these bly explains part of the missing responses observed (1). products, side effects were seen even when administering In the early 20th century a pandemic of meningitis in human serum preparations. Side effects were observed in Europe and the United States, with mortality rates up to up to 50% of patients and were considered to be caused 80%, spurred the development of serum therapy treat- by immune complex formations that resulted in symp- ment options. Although in the 1930s this became the toms such as rash, itching, joint pain, fever, and in se- recommended treatment in children assumed to be suf- rious cases hypotension and shock. However, due to the fering from meningitis, failure to reduce mortality in lack of alternative options, these treatments were, de- several meningitis epidemics during that time raised spite their side effects, widely used. Serum was normally doubts about the general applicability of serum treat- administered by intravenous infusion in patients after a ment. In those days serum therapy often involved quite test for hypersensitivity where a small amount of serum extensive procedures and infusion of large volumes of was injected subcutaniously (1). As described above, serum. The following example clearly illustrates this. serum therapy applied in these early days (late 19th Data from Flexner and Jobling (5) from treating men- century and early 20th century) involved preparations of ingitis in monkeys resulted in the development of sera serum from rabbits and horses immunized with the in- from immunized horses for treatment in humans. The fectious agent or in live and/or neutralized versions or treatment protocol included lumbar puncture and with- toxins from these (1). The costs of keeping the immu- drawal of more than 30 ml of spinal fluid representing nized animals and the production and potency testing of an amount slightly larger than the expected amount the materials made this a relatively expensive treatment. of horse serum to be injected subsequently. This treat- In 1891, data from Klemperer (4) showed serum therapy ment involved such daily slow infusions of up to 30 ml of to protect rabbits from Streptococcus pneumoniae in- serum until the patient’s condition improved. This treat- fection and paved the way for this type of treatment and ment was used in outbreaks in New York in 1905 and for development of similar serum-based treatments of 1906 and did markedly decrease mortality. streptococcal infections in humans. When treating hu- After the discovery of penicillin by Fleming in 1928, mans, early administration of serum could reduce mor- and the subsequent introduction of antibiotics in the tality significantly down to around 5% compared to 1930s, serum therapy was largely abandoned over a when administered 4 to 5 days after onset of symptoms, period of 10 years due to the availability of these new, when serum treatment was largely without effect. This more broadly effective and cheaper treatment options, strongly indicated the need for quick diagnosis and which also had fewer side effects. Although improve- quick treatment to control the infection before it got out ments in the purification of antibodies had resulted in of control. Consequently, in the absence of a specific preparations with better safety and side effect profiles, diagnosis, mixtures of serum from

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