12/17/2009 Anna M. Cienciala, et al eds., Katyn: A Crime Without Punishment (Yale University Press: New Haven, CT; London, 2007) LIST OF DOCUMENTS BY PAGE, TITLE, AND DATE (For list with sources, see page 356 ff.) PAGE DOCUMENT DOCUMENT TITLE DATE/PLACE NUMBER PART I PRISONERS OF AN UNDECLARED WAR, 23 AUGUST 1939 - 5 MARCH 1940 39 1 Non-Aggression Pact between Germany and the 23 August 1939, Soviet Union" Moscow 41 2 Secret Supplementary Protocol to the Non- 23 August 1939, Aggression Pact between Germany and the Soviet Moscow Union 42 3 Order No. 005 of the Military Council of the 16 September Belorussian Front to the Troops on the Goals of the 1939, Smolensk Red Army’s Entry into Western Belorussia 44 4 Soviet Government Note Handed to the Polish 17 September Ambassador in the USSR, Wac aw Grzybowski 1939, Moscow 45 5 From the Official Diary of Soviet Deputy People's 17 September Commissar of Foreign Affairs Potemkin on a 1939, Moscow Conversation with Polish Ambassador Grzybowski 48 6 Order of the Commander in Chief of the Polish Army, 17 September Marshal Edward mig y-Rydz, Regarding the 1939, Kuty Entry of Soviet Forces into Poland 48 7 Politburo Decision on Placing POW Reception Points 18 September under NKVD Protection (Excerpt) 1939 49 8 Lavrenty P. Beria's Order no. 0308 on the 19 September Organization of the UPV and POW Camps under the 1939, Moscow NKVD USSR 52 9 Statute of the NKVD UPV Not before 19 September 1939, Moscow 54 10 USSR NKVD Instruction to the Osoboe Otdelenia 19 September [Special Sections] of POW Camps on Recording 1939, Moscow Operational Data on the Prisoners 56 11 Report of the USSR Deputy People’s Commissar of 21 September Defense, Army Commander 1st Rank Grigory Kulik, 1939, Stanislavov on the Actions of Red Army Units and Formations in [Stanis awów]. Western Ukraine and the Political and Economic Situation in the Region 59 12 German-Soviet Treaty on Friendship and the Border 28 September between the USSR and Germany 1939, Moscow 61 13a Secret Supplementary Protocol to the German-Soviet 28 September Treaty on Friendship and the Border between the 1939, Moscow USSR and Germany [Identifying Spheres of Interest 1 12/17/2009 and Affirming Agreements] 61 13b Secret Supplementary Protocol to the German-Soviet 28 September Treat on Friendship and the Border between the 1939, Moscow USSR and Germany [Establishing Cooperation against Polish Resistance] 62 14 Excerpt from a Politburo Protocol: Decision on [2-3] October Prisoners of War 1939, Moscow 64 15 Politburo Decision on Ratifying Military Tribunal 3 October 1939, Sentences in Western Ukraine and Western Moscow Belorussia 64 16 Beria's Directive on Operational-Cheka Work among 8 October 1939, POWs in NKVD Camps Moscow 68 17 NKVD UPV Information on the Number of POWs 8 October 1939, Subject to Release and Those Remaining in the Moscow Camps as of 8 October 1939 70 18 Beria's Memorandum to Molotov on Sending Home 11 October 1939, Polish Soldier POWs, Residents of Western Moscow Belorussia and Western Ukraine, and Delivering to the German Authorities POWs Who Are Residents of German Poland 71 19 Agreement between the NKVD UPV and the 14 October 1939, Narkomchermet [NKChM--Commissariat of Ferrous Moscow Metallurgy] on Utilizing POWs 73 20 Petition by Lieutenant Colonel T. Petra ycki to 15 October 1939, Starobelsk Camp Commander Aleksandr Berezhkov Starobelsk Regarding POW Correspondence with Families 74 21 Letter from Polish General Franciszek Sikorski to 20 October 1939, Army Commander Semyon K. Timoshenko on the Starobelsk Illegal Holding of Polish Lvov [Lwów, Lviv] Defenders in a Camp 75 22 NKVD UPV Instruction to the Head of Putivl Camp 23 October 1939, on Detaining POWs with Various Specializations and Moscow Backgrounds 76 23 NKVD UPV Report to Beria on the Refusal of Some 28 October 1939, POWs to Travel to German Poland Moscow 77 24 Pyotr Soprunenko's Instruction to the Commanders 29 October 1939, of the POW Camps on Sending [Military] Settlers to Moscow Ostashkov Camp 78 25 Petition from POW Physicians and Pharmacists to 30 October 1939, Marshal Kliment Ye. Voroshilov Regarding Their Starobelsk Illegal Detention 79 26 NKVD UPV Telegram to Vasily Korolev on Sending 31 October 1939, the UPV Inspector GB Major Vasily Zarubin to Moscow Kozelsk Camp 79 27 SNK Resolution on the Admission to the USSR of 9 November Polish Military Personnel Interned in Lithuania 1939, Moscow 81 28 NKVD UPV Report on the Number of POWs Sent 19 November Away and Held in the Camps 1939, Moscow 82 29 NKVD UPV Proposals to Beria on the Release of after 2 November Some POWs 1939, Moscow 84 30 NKVD UPV Report to Vasily Chernyshov on not before 1 2 12/17/2009 Conditions in Kozelsk Camp. December 1939, Moscow 89 31 Politburo Decision to Arrest All Registered Regular 3 December 1939, Officers of the Former Polish Army Moscow 89 32 Report from the Commander of Starobelsk Camp to 3 December 1939, Semyon Nekhoroshev on the Political and Moral Starobelsk Conditions in the Camp in November 1939 99 33 NKVD Commissar’s Order no. 0408 to Organize New 10 December Reception and Distribution Centers in the UkSSR 1939, Moscow 100 34 Ivan Serov's Report to Beria on the Arrest of Polish 14 December Regular Officers in the Oblasts of Western Ukraine 1939, Kiev 101 35 Soprunenko's Instruction Sent by Direct Line to the 15 December Head of the UkSSR NKVD Administration of 1939, Moscow Correctional Labor Colonies, Aleksandr Zverev, on Dispatching Recuperated POW Officers to Various Destinations 102 36 Soprunenko's Report on the Number of Polish POW 29 December Officers, Police, and Gendarmes, Inhabitants of 1939, Moscow Western Ukraine, Western Belorussia, and German Poland, Being Held in the NKVD POW Camps 103 37 Beria's Instruction to Soprunenko as Head of the 31 December USSR NKVD Investigatory Brigade for Ostashkov 1939, Moscow Camp 105 38 Conclusion of the Indictment in the Case of POW 6 January 1940, Szczepan Olejnik Ostashkov 106 39 Petition to Soviet Authorities from a Group of Polish 7 January 1940, POW Colonels to Define Their Status and Observe Starobelsk International Standards for the Treatment of POWs 109 40 Cipher Telegram from Soprunenko and Stepan 1 February 1940, Belolipetsky to Beria on the Conclusion of the Ostashkov Investigation and Transfer of POW Cases from Ostashkov Camp to the OSO 110 41 NKVD UPV Proposals to Beria on Clearing Out 20 February Starobelsk and Kozelsk Camps 1940, Moscow 111 42 USSR Deputy People’s Commissar of Internal Affairs 22 February Vsevolod Merkulov’s Directive on Transferring to 1940, Moscow Prisons Certain Categories of Prisoners Detained in Starobelsk, Kozelsk, and Ostashkov Camps 112 43 NKVD UPV Report on the Nationality of Polish POW 28 February Officers Held in Starobelsk and Kozelsk Camps 1940, Moscow 113 44 Soprunenko's Report on the Number of Polish Police 2 March 1940, and Gendarmes Held in NKVD POW Camps Moscow 114 45 Excerpt from Protocol no. 13, Decisions of the 2 March 1940, Politburo: Decision on Guarding the State Borders of Moscow the UkSSR and BSSR 116 46 Report by Grigory Korytov to the Head of the Special No later than 4 Department of Kalinin Oblast UNKVD, Vasily March 1940, Pavlov, on the Discussion in the NKVD lst Special Ostashkov Department about "Clearing Out" the Ostashkov POW Camp 3 12/17/2009 118 47 Beria Memorandum to Joseph Stalin Proposing the Accepted by the Execution of the Polish Officers, Gendarmes, Police, Politburo, 5 Military Settlers, and Others in the Three Special March 1940, POW Camps, Along with Those Held in the Prisons Moscow of the Western Regions of Ukraine and Belorussia PART II EXTERMINATION, MARCH - JUNE 1940 148 48 Soprunenko's Instruction to Korolev at Kozelsk 7 March 1940, Camp on Transferring POWs to the Smolensk Oblast Moscow UNKVD 149 49 Beria's Directive to Soprunenko on Compiling Lists 7 March 1940, of Polish POWs and Family Members Moscow 151 50 Record Form Used for the Families of Prisoners of 7 March 1940, War Moscow 152 51 Record Form for a Polish Prisoner of War 16 March 1940, Moscow 153 52 Beria's Directive to Commissar of Internal Affairs, 20 March 1940, Kazakh SSR, GB Senior Major Semyon Burdakov, on Moscow the Resettlement in Kazakhstan of Polish POW Families to Be Deported from the Western Oblasts of Ukraine and Belorussia 154 53 Beria's Order no. 00350 on “Clearing Out” the NKVD 22 March 1940, Prisons in the Western UkSSR and BSSR Moscow 157 54 Soprunenko's Instruction to [Aleksandr G.] 30 March 1940, Berezhkov, Starobelsk Camp, on Sending Moscow Information about Polish POWs to the USSR NKVD UPV 157 55 Soprunenko's Directive to Borisovets on Sending 1 April 1940, Forty-Nine Polish POWs from Ostashkov Camp to Moscow the Commander of the Kalinin Oblast UNKVD 159 56 Soprunenko's Directive to the Heads of Ostashkov, 4 April 1940, Starobelsk, and Kozelsk Camps on Receiving Lists of Moscow Polish POWs from the NKVD UPV 160 57 Soprunenko's Instruction to the Heads of Ostashkov, 4 April 1940, Starobelsk, and Kozelsk Camps on Sending Agent Moscow Record Files to the NKVD UPV 161 58 Beria's Directive to UkSSR and BSSR People’s 4 April 1940, Commissars of Internal Affairs Serov and Tsanava to Moscow Arrest NCOs of the Former Polish Army in Western Ukraine and Western Belorussia 162 59 Receipt for 343 Polish POWs 5 April 1940, Kalinin 162 60 Report from Dmitry Tokarev, UNKVD, Kalinin 5 April 1940, Oblast, to Merkulov on the Implementation of the Kalinin First Order 163 61 Solomon Milshtein's Report to Merkulov on the Rail 5 April 1940, Transport of Polish POWs from Kozelsk to Smolensk