Tata Resources & Energy Fund (An open ended equity scheme investing in Resources and Energy Sector) As on 30th April 2020 PORTFOLIO INVESTMENT STYLE Company name No. of Market Value % of Company name No. of Market Value % of Primarily focuses on investment in at least 80% of its net Shares Rs. Lakhs Assets Shares Rs. Lakhs Assets assets in equity/equity related instruments of the Equity & Equity Related Total 2836.09 95.60 Non - Ferrous Metals companies in the Resources & Energy sectors in India. Cement Hindalco Industries Ltd. 39000 50.78 1.71 INVESTMENT OBJECTIVE Ultratech Cement Ltd. 6700 236.80 7.98 National Aluminium Co. Ltd. 130000 41.34 1.39 The investment objective of the scheme is to provide ACC Ltd. 12000 141.49 4.77 Pesticides long term capital appreciation by investing atleast 80% of it’s net assets in equity/equity related instruments of Shree Cement Ltd. 600 118.61 4.00 Pi Industries Ltd. 10000 158.96 5.36 the companies in the Resources& Energy sectors in Ambuja Cements Ltd. 34000 58.36 1.97 Bayer Cropscience Ltd. 2200 94.61 3.19 India.However, there is no assurance or guarantee that the investment objective of the Scheme will be Chemicals Upl Ltd. 20000 84.01 2.83 achieved.The Scheme does not assure or guarantee any Navin Fluorine International Ltd. 6500 102.26 3.45 Rallis India Ltd. 30000 64.11 2.16 returns. Fine Organic Industries Ltd. 4600 92.62 3.12 Petroleum Products DATE OF ALLOTMENT Aarti Industries Ltd. 6800 74.96 2.53 Reliance Industries Ltd. 18000 263.88 8.90 December 28, 2015 Deepak Nitrite Ltd. 14000 70.86 2.39 Bharat Petroleum Corporation Ltd. 59000 218.30 7.36 FUND MANAGER Basf India Ltd. 4000 42.16 1.42 Hindustan Petroleum Corporation Ltd. 80000 176.24 5.94 Satish Chandra Mishra (Managing Since 9-Nov-18 and Ferrous Metals Power overall experience of 13 years) & Rahul Singh Tata Steel Ltd. 50000 149.15 5.03 Torrent Power Ltd. 41000 135.42 4.56 (Managing Since 20-Apr-20 and overall experience of 23 Tata Metaliks Ltd. 13500 63.55 2.14 Power Grid Corporation Of India Ltd. 50000 81.03 2.73 years) Jindal Steel & Power Ltd. 50000 47.50 1.60 BENCHMARK Gas Other Equities^ 1.04 0.04 Nifty Commodities TRI Indraprastha Gas Ltd. 18000 85.80 2.89 Repo 126.34 4.26 Gujarat Gas Ltd. 28500 73.82 2.49 Portfolio Total 2962.43 99.86 NAV Gujarat State Petronet Ltd. 29000 60.10 2.03 Cash / Net Current Asset 4.18 0.14 Direct - Dividend : 14.6933 Direct - Growth : 14.6933 Minerals/Mining Net Assets 2966.61 100.00 Regular - Dividend : 12.4834 NMDC Ltd. 60000 48.33 1.63 Regular - Growth : 13.6234 ^ Exposure less than 1% has been clubbed under Other Equities FUND SIZE Rs. 29.67 (Rs. in Cr.) MONTHLY AVERAGE AUM Rs. 27.25 (Rs. in Cr.) TURN OVER SIP - If you had invested INR 10000 every month Portfolio Turnover (Total) 93.76% 1 Year 3 Year 5 Year 7 Year 10 Year Since Inception Portfolio Turnover (Equity component only) 93.76% Total Amount Invested (Rs.) 120,000 360,000 NA NA NA 520,000 EXPENSE RATIO** Total Value as on Apr 30, 2020 (Rs.) 117,197 343,085 NA NA NA 530,097 Direct 1.10 Regular 2.50 Returns -4.32% -3.11% NA NA NA 0.87% **Note: The rates specified are actual month end expenses charged Total Value of B: Nifty Commodities TRI 101,219 285,377 NA NA NA 452,402 as on Apr 30, 2020. The above ratio includes the Service tax on Investment Management Fees. The above ratio excludes, B: Nifty Commodities TRI -27.77% -14.54% NA NA NA -6.26% proportionate charge (out of maximum 30 bps on daily average net NA NA 537,697 assets allowed) in respect sales beyond T-30 cities assets, wherever Total Value of AB: Nifty 50 TRI 106,058 337,402 NA applicable. AB: Nifty 50 TRI -20.89% -4.17% NA NA NA 1.52% VOLATILITY MEASURES^ FUND BENCHMARK (Inception date :28-Dec-2015) (First Installment date : 01-Jan-2016) Std. Dev (Annualised) 21.36 24.23 Past performance may or may not be sustained in the future. Returns greater than 1 year period are compounded annualized. Dividends are assumed to be reinvested Sharpe Ratio -0.06 -0.11 and bonus is adjusted. Load is not taken in to consideration. For SIP returns, monthly investment of equal amounts invested on the 1st day of every month has been Portfolio Beta 0.84 1.00 R Squared 0.91 1.00 considered. Treynor -0.41 -0.73 For scheme performance refer pages 49 - 61. Jenson 0.27 NA *B: Benchmark, AB: Additional Benchmark ^Risk-free rate based on the FBIL Overnight MIBOR rate of 4.41% as Source: MFI Explorer on Apr 30, 2020 For calculation methodology please refer to Pg 61 MINIMUM INVESTMENT / Top 10 Holdings Equity Sector Allocation MULTIPLES FOR NEW INVESTMENT Issuer Name % to NAV Oil & Gas 29.60% Rs. 5,000/- and in multiples of Re. 1/- thereafter. Reliance Industries Ltd. 8.89 Ultratech Cement Ltd. 7.98 Cement & Cement Products 18.72% ADDITIONAL INVESTMENT/ Bpcl 7.36 MULTIPLES FOR EXISTING INVESTORS H.p.c.l. 5.94 Fertilisers & Pesticides 13.54% Rs. 1,000/- and in multiples of Re. 1/- thereafter. P.i. Industries Ltd. 5.36 Tata Steel Ltd. Metals 13.51% LOAD STRUCTURE 5.03 ACC Ltd. 4.77 Chemicals 12.94% Entry Load : Not Applicable Torrent Power Ltd. 4.56 Exit Load : 0.25% of NAV if redeemed on or before Shree Cement Ltd. 4.00 Power 7.30% expiry of 3 months from the date of Navin Fluorine International Ltd. 3.45 allotment. Total 57.34 0.00% 12.00% 24.00% 36.00% Please refer to our Tata Mutual Fund website for fundamental changes, wherever applicable Market Capitalisation wise Exposure NAV Movement Large Cap 57.39% Tata Resources & Energy Fund - Reg - Growth Nifty Commodities TRI Mid Cap 25.79% 120 108 Small Cap 16.82% 96 84 72 Market Capitalisation is as per list provided by AMFI. 60 Apr-17 Apr-18 Apr-19 Apr-20 www.tatamutualfund.com Mutual Fund investments are subject to market risks, read all scheme related documents carefully TATA MUTUAL FUND 25.