Securities Margin Loanable Securities List (HK Stocks) Loanable Percentage：70% Code Name Code Name Code Name 1 CKH HOLDINGS 388 HKEX 1299 AIA 2 CLP HOLDINGS 669 TECHTRONIC IND 1398 ICBC-H 3 HONG KG CHINA GS 688 CHINA OVERSEAS 1810 XIAOMI CORP-B 5 HSBC HOLDINGS PL 700 TENCENT 1876 BUDWEISER BREWIN 6 POWER ASSETS 823 LINK REIT 1997 WHARF REAL ESTAT 11 HANG SENG BANK 857 PETROCHINA-H 2018 AAC TECHNOLOGIES 12 HENDERSON LAND D 939 CCB-H 2020 ANTA SPORTS PROD 16 SHK PPT 941 CHINA MOBILE 2313 SHENZHOU INTL GP 17 NEW WORLD DEV 960 LONGFOR GROUP HO 2318 PING AN 66 MTR CORP 1038 CKI HOLDINGS 2319 MENGNIU DAIRY 101 HANG LUNG PPT 1044 HENGAN INTL 2628 CHINA LIFE-H 241 ALIBABA HEALTH 1093 CSPC PHARMACEUTI 3968 CM BANK-H 267 CITIC 1109 CHINA RES LAND 3988 BANK OF CHINA-H 288 WH GROUP LTD 1113 CK ASSET HOLDING 6098 COUNTRY GARDEN S 386 SINOPEC CORP-H 1177 SINO BIOPHARM 9988 ALIBABA GROUP HO Loanable Percentage：60% Code Name Code Name Code Name 4 WHARF HLDG 1060 ALI PICTURES 2688 ENN ENERGY 8 PCCW LTD 1066 SHANDONG WEIG-H 2689 NINE DRAGONS PAP 19 SWIRE PACIFIC-A 1088 CHINA SHENHUA-H 2800 TRACKER FUND-HKD 83 SINO LAND 1099 SINOPHARM-H 2828 HS CH ENT IN-HKD 148 KINGBOARD HOLDIN 1193 CHINA RES GAS 2883 CHINA OILFIELD-H 151 WANT WANT CHINA 1211 BYD CO LTD-H 3188 CHINAAMC ETF-HKD 168 TSINGTAO BREW-H 1288 ABC-H 3319 A-LIVING SMART C 175 GEELY AUTOMOBILE 1313 CHINA RES CEMENT 3323 CHINA NATL BDG-H 257 CHINA EVERBRIGHT 1336 NEW CHINA LIFE-H 3328 BANKCOMM-H 270 GUANGDONG INVEST 1339 PICC GROUP-H 3331 VINDA INTL HLDGS 291 CHINA RESOURCES 1638 KAISA GROUP 3347 HANGZHOU TIGER-H 322 TINGYI 1658 POSTAL SAVINGS-H 3669 CHINA YONGDA AUT 390 CHINA RAIL GR-H 1766 CRRC CORP LTD -H 3690 MEITUAN-B 489 DONGFENG MOTOR-H 1776 GF SECURITIES-H 3692 HANSOH PHARMACEU 512 CHINA GRAND PHAR 1787 SHANDONG GOLD -H 3808 SINOTRUK HK LTD 570 TRAD CHI MED 1800 CHINA COM CONS-H 3908 CHINA INTERNAT-H 586 CONCH VENTURE 1818 ZHAOJIN MINING-H 3998 BOSIDENG INTL 656 FOSUN INTL 1821 ESR CAYMAN LTD 6030 CITIC SEC-H 696 TRAVELSKY TECH-H 1833 PING AN HEALTHCA 6066 CSC FINANCIAL-H 753 AIR CHINA LTD-H 1882 HAITIAN INTL 6110 TOPSPORTS INTERN Code Name Code Name Code Name 754 HOPSON DEV 1929 CHOW TAI FOOK JE 6186 CHINA FEIHE LTD 762 CHINA UNICOM 1972 SWIREPROPERTIES 6690 HAIER SMART H-H 780 TONGCHENG-ELONG 1988 CHINA MINSHENG-H 6808 SUN ART RETAIL 788 CHINA TOWER CO-H 2007 COUNTRY GARDEN 6823 HKT-SS 817 CHINA JINMAO HOL 2128 CHINA LESSO 6837 HAITONG SECURI-H 836 CHINA RES POWER 2238 GUANGZHOU AUTO-H 6862 HAIDILAO INTERNA 868 XINYI GLASS 2269 WUXI BIOLOGICS C 6881 CGS-H 881 ZHONGSHENG GROUP 2328 PICC P&C-H 6886 HUATAI SECURIT-H 883 CNOOC 2331 LI NING CO LTD 6993 BLUE MOON GROUP 914 CONCH CEMENT-H 2338 WEICHAI POWER-H 9618 JD.COM INC-CL A 966 CHINA TAIPING IN 2382 SUNNY OPTICAL 9633 NONGFU SPRING -H 968 XINYI SOLAR HLDS 2500 VENUS MEDTECH -H 9888 BAIDU INC-A 992 LENOVO GROUP 2601 CHINA PACIFIC-H 9987 YUM CHINA HOLDIN 998 CITIC BANK-H 2607 SHANGHAI PHARM-H 9999 NETEASE INC 1055 CHINA SOUTHERN-H Loanable Percentage：50% Code Name Code Name Code Name 14 HYSAN DEV 1083 TOWNGAS CHINA 2233 WEST CHINA CEMEN 23 BANK EAST ASIA 1119 IDREAMSKY TECHNO 2314 LEE & MAN PAPER 123 YUEXIU PROPERTY 1138 COSCO SHIP ENG-H 2333 GREAT WALL MOT-H 135 KUNLUN ENERGY 1157 ZOOMLION HEAVY-H 2357 AVICHINA INDUS-H 144 CHINA MERCHANTS 1171 YANZHOU COAL-H 2359 WUAPPTEC CO LT-H 152 SHENZ INTL HLDG 1186 CHINA RAIL CN-H 2380 CHINA POWER INTE 165 CHINA EVER LTD 1199 COSCO SHIPPING P 2386 SINOPEC ENGINE-H 177 JIANGSU EXPRES-H 1208 MMG 2400 XD INC 178 SA SA INTL HLDGS 1209 CHINA RESOURCES 2600 ALUMINUM CORP-H 220 UNI-PRESIDENT CH 1238 POWERLONG REAL 2611 GUOTAI JUNAN S-H 268 KINGDEE INTL SFT 1268 CHINA MEIDONG AU 2616 CSTONE PHARMACEU 285 BYD ELECTRONIC 1302 LIFETECH SCI 2618 JD LOGISTICS INC 302 CMGE TECHNOLOGY 1308 SITC 2638 HK ELECTRIC INVE 303 VTECH HLDGS LTD 1310 HKBN LTD 2666 GENERTEC UNIVERS 316 ORIENT OVERSEAS 1316 NEXTEER 2669 CHINA OVERSEAS P 323 MAANSHAN IRON-H 1337 RAZER INC 2727 SHANGHAI ELECT-H 336 HUABAO INTL 1347 HUA HONG SEMI 2822 CSOP FTSE CH-HKD 338 SINOPEC SHANG-H 1359 CHINA CINDA-H 2823 ISHARES FTSE-HKD 345 VITASOY INTL HLD 1368 XTEP INTL 2869 GREENTOWN SERVIC 347 ANGANG STEEL-H 1378 CHINA HONGQIAO 2888 STANDARD CHARTER 354 CHINASOFT INTL 1448 FU SHOU YUAN INT 2899 ZIJIN MINING-H 358 JIANGXI COPPER-H 1458 ZHOU HEI YA INTE 3311 CHINA STATE CONS Code Name Code Name Code Name 371 BJ ENT WATER 1513 LIVZON PHARM-H 3320 CHINA RESOURCES 384 CHINA GAS HOLDIN 1516 SUNAC SERVICES H 3360 FAR EAST HORIZON 392 BJ ENT HLDGS 1530 3SBIO INC 3380 LOGAN GROUP CO L 425 MINTH GROUP LTD 1548 GENSCRIPT BIOTEC 3396 LEGEND HOLDING-H 460 SIHUAN PHARM 1579 YIHAI INTERNATIO 3606 FUYAO GLASS IN-H 493 GOME RETAIL HOLD 1585 YADEA GROUP HOLD 3618 CQRC BANK-H 522 ASM PACIFIC 1589 CHINA LOGISTICS 3759 PHARMARON BEIJ-H 548 SHENZHEN EXPRE-H 1691 JS GLOBAL LIFEST 3799 DALI FOODS GROUP 551 YUE YUEN IND 1717 AUSNUTRIA 3888 KINGSOFT CORP 552 CHINA COMM SER-H 1755 S-ENJOY SERVICE 3898 ZHUZHOU CRRC T-H 558 L.K. TECHNOLOGY 1772 GANFENG LITHIU-H 3913 KWG LIVING GROUP 576 ZHEJIANGEXPRE-H 1799 XINTE ENERGY C-H 3933 THE UNITED LABOR 631 SANY HEAVY EQUIP 1801 INNOVENT BIOLOGI 3969 CHINA RAILWAY -H 636 KERRY LOGISTICS 1816 CGN POWER-H 3993 CMOC-H 659 NWS HOLDINGS 1877 SHANGHAI JUNSH-H 6049 POLY PROPERTY-H 670 CHINA EAST AIR-H 1888 KB LAMINATES 6060 ZHONGAN ONLINE-H 683 KERRY PPT 1896 MAOYAN ENTERTAIN 6078 HYGEIA HEALTHCAR 694 BEIJING CAP AI-H 1898 CHINA COAL ENE-H 6099 CHINA MERCHAN-H 728 CHINA TELECOM-H 1907 CHINA RISUN GROU 6127 JOINN LABORATO-H 772 CHINA LITERATURE 1908 C&D INTERNATIONA 6160 BEIGENE LTD 777 NETDRAGON WEBSOF 1910 SAMSONITE INTL 6185 CANSINO BIOLOG-H 799 IGG INC 1913 PRADA 6618 JD HEALTH INTERN 813 SHIMAO GROUP HOL 1919 COSCO SHIP HOL-H 6818 CEB BANK-H 819 TIANNENG POWER 1951 JINXIN FERTILITY 6826 SHANGHAI HAOHA-H 853 MICROPORT SCIENT 1958 BAIC MOTOR-H 6865 FLAT GLASS GRO-H 867 CHINA MEDICAL SY 1966 CHINA SCE GROUP 9626 BILIBILI INC-Z 873 SHIMAO SERVICES 1995 EVER SUNSHINE LI 9698 GDS HOLDING-CL A 874 BAIYUNSHAN PH-H 1999 MAN WAH HOLDINGS 9922 JIUMAOJIU INTERN 884 CIFI HOLDINGS GR 2013 WEIMOB INC 9923 YEAHKA LTD 902 HUANENG POWER-H 2039 CIMC-H 9926 AKESO INC 909 MING YUAN CLOUD 2057 ZTO EXPRESS CAYM 9966 ALPHAMAB ONCOLOG 916 CHINA LONGYUAN-H 2130 CN LOGISTICS INT 9969 INNOCARE PHARMA 956 CHINA SUNTIEN-H 2186 LUYE PHARMA GROU 9992 POP MART INTERNA 981 SMIC 2196 FOSUN PHARMA-H 9995 REMEGEN CO LTD-H 1024 KUAISHOU TECHNOL 2202 CHINA VANKE-H 9996 PEIJIA MEDICAL 1071 HUADIAN POWER-H 2208 XINJIANG GOLD-H Loanable Percentage：40% Code Name Code Name Code Name 10 HANG LUNG GROUP 855 CHINA WATER AFFA 2342 COMBA TELECOM SY 69 SHANGRI-LA ASIA 861 DIGITAL CHINA 2343 PACIFIC BASIN 81 CHINA OVERSEAS G 1052 YUEXIU TRANSPORT 2772 ZHONGLIANG HOLD 87 SWIRE PACIF-CL B 1112 HEALTH AND HAPPI 2778 CHAMPION REIT 189 DONGYUE GROUP 1233 TIMES CHINA HOLD 3339 LONKING 293 CATHAY PAC AIR 1357 MEITU INC 3377 SINO-OCEAN GROUP 341 CAFE DE CORAL 1428 BRIGHT SMART 3383 AGILE GROUP HOLD 363 SHANG INDUS HLDG 1475 NISSIN FOODS CO 3662 AOYUAN HEALTHY L 410 SOHO CHINA 1478 Q TECHNOLOGY GRO 3738 VOBILE GROUP LTD 581 CHINA ORIENTAL 1515 CHINA RESOURCES 3868 XINYI ENERGY HOL 590 LUK FOOK HLDGS I 1521 FRONTAGE HOLDING 3899 CIMC ENRIC HLDG 598 SINOTRANS LTD-H 1558 YICHANG HEC CH-H 3900 GREENTOWN CHINA 665 HAITONG INT'L 1610 COFCO JOYCOME FO 3958 DFZQ-H 698 TONGDA GROUP HLD 1788 GUOTAI JUNAN 6088 FIT HON TENG LTD 751 SKYWORTH GROUP L 1789 AK MEDICAL HOLDI 6158 ZHENRO PROPERTIE 778 FORTUNE REIT 2005 SSY GROUP LTD 9688 ZAI LAB LTD 806 VALUE PARTNERS 2009 BBMG CORP-H 9990 ARCHOSAUR GAMES Loanable Percentage：30% Code Name Code Name Code Name 405 YUEXIU REIT 604 SHENZHEN INVEST 3883 CHINA AOYUAN GRO 535 GEMDALE PROPERTI 1813 KWG GROUP HOLDIN 3990 MIDEA REAL ESTAT 580 SUN KING TECHNOL 3301 RONSHINE CHINA H Securities Margin Loanable Securities List (Shanghai A Shares) Loanable Percentage：70% Code Name Code Name Code Name 600028 CHINA PETROLEU-A 601398 IND & COMM BK-A 601939 CHINA CONST BA-A 600036 CHINA MERCH BK-A 601628 CHINA LIFE INS-A 601988 BANK OF CHINA-A 601318 PING AN INSURA-A 601857 PETROCHINA CO-A Loanable Percentage：60% Code Name Code Name Code Name 600016 CHINA MINSHENG-A 601088 CHINA SHENHUA-A 601601 CHINA PACIFIC-A 600029 CHINA SOUTHERN-A 601111 AIR CHINA LTD-A 601607 SHANG PHARM -A 600030 CITIC SECURITI-A 601238 GUANGZHOU AUTO-A 601658 POSTAL SAVINGS-A 600547 SHANDONG GOLD-A 601288 AGRICULTURAL-A 601688 HUATAI SECURIT-A 600585 ANHUI CONCH-A 601319 PICC HOLDING C-A 601766 CRRC CORP LTD-A 600600 TSINGTAO BREW-A 601328 BANK OF COMMUN-A 601881 CHINA GALAXY-A 600690 HAIER SMART H-A 601336 NEW CHINA LIFE-A 601995 CHINA INTERNAT-A 600837 HAITONG SECURI-A 601390 CHINA RAILWAY-A 601998 CHINA CITIC BK-A 601066 CSC FINANCIAL -A Loanable Percentage：50% Code Name Code Name Code Name 600000 SHANG PUDONG-A 600660 FUYAO GLASS-A 601727 SHANGHAI ELECT-A 600011 HUANENG POWER-A 600688 SINOPEC SHANG-A 601816 BEIJING-SHANGH-A 600019 BAOSHAN IRON &-A 600808 MAANSHAN IRON-A 601818 CHINA EVERBRIG-A 600026 COSCO SHIPPING-A 600887 INNER MONG YIL-A 601898 CHINA COAL ENE-A 600027 HUADIAN POWER-A 600900 CHINA YANGTZE-A 601899 ZIJIN MINING-A 600031 SANY HEAVY IND-A 600999 CHINA MERCHANT-A 601933 YONGHUI SUPERS-A 600048 POLY DEVELOPME-A 601012 LONGI GREEN EN-A 603127 JOINN LABORATO-A 600061 SDIC CAPITAL-A 601077 CHONGQING RURA-A 603259 WUXI APPTEC CO-A 600104 SAIC MOTOR-A 601108 CAITONG SECURI-A 603288 FOSHAN HAITIAN-A 600115 CHINA EAST AIR-A 601138 FOXCONN INDUST-A 603858 SHANDONG BUCHA-A 600276 JIANGSU HENGRU-A 601166 INDUSTRIAL BAN-A 603993 CHINA MOLYBDEN-A 600332 GUANGZHOU BAIY-A 601211 GUOTAI JUNAN