SCF/TFC.6/Inf.2 October 29, 2010 Meeting of the SCF Trust Fund Committee Washington D.C. November 11, 2010 STRATEGIC ENVIRONMENT , SOCIAL AND GENDER ASSESSMENT OF THE CLIMATE INVESTMENT FUNDS i Table of Contents Table of Contents ............................................................................................................................... ii List of Figures .................................................................................................................................... iii List of Tables ..................................................................................................................................... iii Summary of Findings ......................................................................................................................... iv 1 Introduction and Approach to SEA ..............................................................................................1 1.1 Context .......................................................................................................................................... 1 1.2 Objective ....................................................................................................................................... 2 1.3 Methodology ................................................................................................................................. 3 1.4 Consultation Process ..................................................................................................................... 4 2 Assessment of Relevance of Environmental, Social and Gender Issues Towards the Objective of Achieving a Shift to Clean Technologies ..............................................................................................5 2.1 Main Findings ................................................................................................................................ 5 2.2 Methodology ................................................................................................................................. 5 2.3 Results of Analysis ......................................................................................................................... 5 3 Approaches and Instruments for Environmental, Social, and Gender Mainstreaming ...................7 3.1 Main Findings ................................................................................................................................ 7 3.2 Methodology ................................................................................................................................. 7 3.3 Results of Analysis ......................................................................................................................... 7 4 Maximizing Environmental, Social, and Gender Co-Benefits Clean Technology Fund (CTF) .......... 10 4.1 Main Findings .............................................................................................................................. 10 4.2 Introduction ................................................................................................................................ 10 4.3 Results of Analysis ....................................................................................................................... 11 4.4 Indicators .................................................................................................................................... 14 5 Maximizing Environmental, Social and Gender Co-Benefits in the Pilot Program for Climate Resilience (PPCR) ............................................................................................................................. 16 5.1 Main Findings .............................................................................................................................. 16 5.2 Introduction ................................................................................................................................ 16 5.3 Methodology ............................................................................................................................... 17 5.4 Results of Analysis ....................................................................................................................... 18 5.5 Lessons Drawn from Other Programs ......................................................................................... 19 5.6 Implications for PPCR .................................................................................................................. 20 5.7 PPCR Indicators ........................................................................................................................... 21 6 Maximizing Environmental, Social and Gender Co-Benefits in the Forest Investment Program (FIP) 23 6.1 Main Findings .............................................................................................................................. 23 6.2 Introduction ................................................................................................................................ 23 6.3 Methodology ............................................................................................................................... 23 6.4 Results of Analysis ....................................................................................................................... 24 6.4.1 Environment and socio-economic objectives ..................................................................... 24 6.4.2 Focus on vulnerable populations ........................................................................................ 24 6.4.3 Consultative Processes ........................................................................................................ 25 ii 6.4.4 Assessments ........................................................................................................................ 25 6.5 Selecting Investments for the Country FIP Program ................................................................... 26 6.6 Indicators .................................................................................................................................... 27 7 Maximizing Environmental, Social and Gender Co-Benefits in the Scaling-up Renewable Energy in Low Income Countries (SREP) ........................................................................................................... 29 7.1 Main Findings .............................................................................................................................. 29 7.2 Results of Analysis ....................................................................................................................... 29 7.3 Indicators .................................................................................................................................... 30 8 Mal-adaptation at the Level of the Overall CIF Program ............................................................. 32 8.1 Main Findings .............................................................................................................................. 32 8.2 Introduction ................................................................................................................................ 32 8.3 Results of Analysis ....................................................................................................................... 32 Annex 1: The environmental, social and gender aspects linked to clean technologies to be financed under the CIFs .................................................................................................................................. 33 Annex 2: Approaches and Instruments for Social and Gender Mainstreaming ................................... 56 Annex 3: Approaches and Instruments for Environmental Mainstreaming ........................................ 65 Annex 4. Background work for CTF and SREP Indicator Proposals ...................................................... 72 Annex 5: Selection of similar indicators as CIFs results indicators ...................................................... 76 Annex 6: Comparison of Proposed Indicators for CTF and SREP with Co-Benefits assessed in Chapter 4 of SEA .............................................................................................................................................. 84 Annex 7: Review of PPCR Phase 1 Proposals ..................................................................................... 86 List of Figures Figure 1: Approaches and Instruments for Social and Gender Mainstreaming ........................................... 8 Figure 2: Approaches and Instruments for Environmental Mainstreaming ................................................. 9 List of Tables Table 1: Potential Development Co-benefits linked with CTF-financed Technologies ............................... 13 Table 2: Potential Indicator “Dashboard” for the CTF ................................................................................ 14 Table 3: Potential Indicator “Dashboard” for the PPCR.............................................................................. 21 Table 4: Potential Indicator “Dashboard” for the FIP ................................................................................. 27 Table 5: Potential Indicator “Dashboard” for the SREP .............................................................................. 31 iii Summary of Findings Assessment of Relevance of Environmental, Social and Gender Issues Towards the Objective