LIST OF HK MARGINABLE SECURITIES TICKER COUNTER NAME TICKER COUNTER NAME TICKER COUNTER NAME 1530 3SBIO INC 2018 AAC TECHNOLOGIES 241 ALIBABA HEALTH 1045 APT SATELLITE HL 1288 ABC-H 3319 A-LIVING SMART C 1672 ASCLETIS PHARMA 900 AEON CREDIT SERV 373 ALLIED GROUP LTD 662 ASIA FINAN HLDGS 3383 AGILE GROUP HOLD 9966 ALPHAMAB ONCOLOG 1675 ASIAINFO TECHNOL 1299 AIA 2600 ALUMINUM CORP-H 522 ASM PACIFIC 753 AIR CHINA LTD-H 347 ANGANG STEEL-H 1717 AUSNUTRIA 1789 AK MEDICAL HOLDI 995 ANHUI EXPRESS-H 2357 AVICHINA INDUS-H 9988 ALIBABA GROUP HO 2020 ANTA SPORTS PROD 1958 BAIC MOTOR-H 3328 BANKCOMM-H 371 BJ ENT WATER 9888 BAIDU INC-A 2355 BAOYE GROUP CO-H 2588 BOC AVIATION LTD 874 BAIYUNSHAN PH-H 2009 BBMG CORP-H 2388 BOC HONG KONG HO 23 BANK EAST ASIA 6160 BEIGENE LTD 3329 BOCOM INTERNATIO 3988 BANK OF CHINA-H 694 BEIJING CAP AI-H 710 BOE VARITRONIX L 1963 BANK OF CHONGQ-H 1599 BEIJING URBAN-H 3998 BOSIDENG INTL 6199 BANK OF GUIZHO-H 2111 BEST PACIFIC INT 1428 BRIGHT SMART 3866 BANK OF QINGD-H 3358 BESTWAY GLOBAL H 1876 BUDWEISER BREWIN 6196 BANK OF ZHENGZ-H 392 BJ ENT HLDGS 1211 BYD CO LTD-H 1224 C C LAND HOLDING 1898 CHINA COAL ENE-H 1763 CHINA ISOTOPE & 1908 C&D INTERNATIONA 1800 CHINA COM CONS-H 817 CHINA JINMAO HOL 341 CAFE DE CORAL 552 CHINA COMM SER-H 1890 CHINA KEPEI EDUC 1848 CALC 1387 CHINA DILI GROUP 2128 CHINA LESSO 6185 CANSINO BIOLOG-H 670 CHINA EAST AIR-H 2628 CHINA LIFE-H 1381 CANVEST ENV 667 CHINA EAST EDUCA 1234 CHINA LILANG LTD 293 CATHAY PAC AIR 839 CHINA EDUCATION 772 CHINA LITERATURE 939 CCB-H 165 CHINA EVER LTD 1589 CHINA LOGISTICS 6818 CEB BANK-H 1257 CHINA EVERBRIGHT 916 CHINA LONGYUAN-H 832 CENTRAL CHINA 257 CHINA EVERBRIGHT 867 CHINA MEDICAL SY 1816 CGN POWER-H 3333 CHINA EVERGRAND 1268 CHINA MEIDONG AU 6881 CGS-H 6186 CHINA FEIHE LTD 6099 CHINA MERCHAN-H 2778 CHAMPION REIT 506 CHINA FOODS LTD 144 CHINA MERCHANTS 951 CHAOWEI POWER 384 CHINA GAS HOLDIN 1503 CHINA MERCHANTS 25 CHEVALIER INTL 512 CHINA GRAND PHAR 1988 CHINA MINSHENG-H 3883 CHINA AOYUAN GRO 3836 CHINA HARMONY AU 941 CHINA MOBILE 3983 CHINA BLUECHEM-H 658 CHINA HIGH-SPEED 1117 CHINA MODERN DAI 1359 CHINA CINDA-H 3908 CHINA INTERNAT-H 26 CHINA MOTOR BUS Note: - All HK shares are subject to a maximum cap equivalent to S$300,000 per counter. Financing available is calculated at 80% of valuation. All types of warrants are not marginable. The above list is subject to change at the discretion of the management without prior notice. wef 30 April 2021 Page 1 of 6 LIST OF HK MARGINABLE SECURITIES TICKER COUNTER NAME TICKER COUNTER NAME TICKER COUNTER NAME 3323 CHINA NATL BDG-H 966 CHINA TAIPING IN 1038 CKI HOLDINGS 2001 CHINA NEW HIGHER 728 CHINA TELECOM-H 2 CLP HOLDINGS 1258 CHINA NONFERROUS 1252 CHINA TIANRUI GR 3968 CM BANK-H 2883 CHINA OILFIELD-H 762 CHINA UNICOM 302 CMGE TECHNOLOGY 581 CHINA ORIENTAL 2202 CHINA VANKE-H 3993 CMOC-H 688 CHINA OVERSEAS 6166 CHINA VAST INDUS 883 CNOOC 81 CHINA OVERSEAS G 855 CHINA WATER AFFA 1610 COFCO JOYCOME FO 2669 CHINA OVERSEAS P 2779 CHINA XINHUA EDU 400 COGOBUY GROUP 2601 CHINA PACIFIC-H 1866 CHINA XLX FERTIL 1778 COLOUR LIFE SERV 2380 CHINA POWER INTE 3669 CHINA YONGDA AUT 2342 COMBA TELECOM SY 1186 CHINA RAIL CN-H 6169 CHINA YUHUA EDUC 914 CONCH CEMENT-H 390 CHINA RAIL GR-H 2016 CHINA ZHESHANG-H 586 CONCH VENTURE 3969 CHINA RAILWAY -H 1333 CHINA ZHONGWANG 1681 CONSUN PHARMACEU 1911 CHINA RENAISSANC 354 CHINASOFT INTL 1138 COSCO SHIP ENG-H 1313 CHINA RES CEMENT 127 CHINESE ESTATES 1919 COSCO SHIP HOL-H 1193 CHINA RES GAS 1111 CHONG HING BANK 517 COSCO SHIPPING I 1109 CHINA RES LAND 116 CHOW SANG SANG 1199 COSCO SHIPPING P 836 CHINA RES POWER 1929 CHOW TAI FOOK JE 2007 COUNTRY GARDEN 1515 CHINA RESOURCES 884 CIFI HOLDINGS GR 6098 COUNTRY GARDEN S 291 CHINA RESOURCES 3899 CIMC ENRIC HLDG 1415 COWELL 3320 CHINA RESOURCES 1839 CIMC VEHICLES -H 906 CPMC HOLDINGS 1907 CHINA RISUN GROU 2039 CIMC-H 3618 CQRC BANK-H 2198 CHINA SANJIANG F 267 CITIC 32 CROSS-HAR HLDGS 1966 CHINA SCE GROUP 998 CITIC BANK-H 1766 CRRC CORP LTD -H 691 CHINA SHANSHUI 6030 CITIC SEC-H 2232 CRYSTAL INTERNAT 1088 CHINA SHENHUA-H 1883 CITIC TELECOM 6066 CSC FINANCIAL-H 2877 CHINA SHINEWAY 256 CITYCHAMP 1093 CSPC PHARMACEUTI 1055 CHINA SOUTHERN-H 1113 CK ASSET HOLDING 317 CSSC OFFSHORE -H 3311 CHINA STATE CONS 1 CKH HOLDINGS 2616 CSTONE PHARMACEU 956 CHINA SUNTIEN-H 1090 DA MING INTERNAT 3958 DFZQ-H 1126 DREAM INTL LTD 6111 DAFA PROPERTIES 861 DIGITAL CHINA 1330 DYNAGREEN ENVI-H 440 DAH SING 1072 DONGFANG ELECT-H 6889 DYNAM JAPAN 2356 DAHSING BANKING 489 DONGFENG MOTOR-H 29 DYNAMIC HLDG. 3799 DALI FOODS GROUP 895 DONGJIANG ENV-H 2019 DEXIN CHINA HOLD 189 DONGYUE GROUP Note: - All HK shares are subject to a maximum cap equivalent to S$300,000 per counter. Financing available is calculated at 80% of valuation. All types of warrants are not marginable. The above list is subject to change at the discretion of the management without prior notice. wef 30 April 2021 Page 2 of 6 LIST OF HK MARGINABLE SECURITIES TICKER COUNTER NAME TICKER COUNTER NAME TICKER COUNTER NAME 382 EDVANTAGE GROUP 2688 ENN ENERGY 1995 EVER SUNSHINE LI 3709 EEKA FASHION HOL 1821 ESR CAYMAN LTD 6178 EVERBRIGHT SEC-H 2048 E-HOUSE CHINA EN 3360 FAR EAST HORIZON 6088 FIT HON TENG LTD 6820 FRIENDTIMES INC 6288 FAST RETAIL-HDR 778 FORTUNE REIT 1521 FRONTAGE HOLDING 35 FE CONSORT INTL 656 FOSUN INTL 1448 FU SHOU YUAN INT 142 FIRST PACIFIC 2196 FOSUN PHARMA-H 546 FUFENG GROUP LTD 38 FIRST TRACTOR-H 1992 FOSUN TOURISM GR 3606 FUYAO GLASS IN-H 27 GALAXY ENTERTAIN 1271 GRAND MING 270 GUANGDONG INVEST 175 GEELY AUTOMOBILE 41 GREAT EAGLE 2238 GUANGZHOU AUTO-H 2666 GENERTEC UNIVERS 468 GREATVIEW ASEPTI 2777 GUANGZHOU R&F -H 1548 GENSCRIPT BIOTEC 337 GREENLAND HONG K 53 GUOCO GROUP LTD 1776 GF SECURITIES-H 3900 GREENTOWN CHINA 1456 GUOLIAN SECURI-H 3308 GOLDEN EAGLE RET 2869 GREENTOWN SERVIC 2611 GUOTAI JUNAN S-H 533 GOLDLION HLDG 6862 HAIDILAO INTERNA 1044 HENGAN INTL 5 HSBC HOLDINGS PL 1882 HAITIAN INTL 921 HISENSE HOME - H 1347 HUA HONG SEMI 665 HAITONG INT'L 2638 HK ELECTRIC INVE 336 HUABAO INTL 6837 HAITONG SECURI-H 45 HK&S HOTELS 1071 HUADIAN POWER-H 10 HANG LUNG GROUP 1310 HKBN LTD 1756 HUALI UNIVERSITY 101 HANG LUNG PPT 388 HKEX 902 HUANENG POWER-H 11 HANG SENG BANK 480 HKR INTL LTD 6886 HUATAI SECURIT-H 3692 HANSOH PHARMACEU 6823 HKT-SS 87001 HUI XIAN REIT 1112 HEALTH AND HAPPI 3 HONG KG CHINA GS 9968 HUIJING HOLDINGS 1596 HEBEI YICHEN I-H 50 HONG KG FERR 3698 HUISHANG BANK-H 6885 HENAN JINMA EN-H 1137 HONG KONG TELEVI 14 HYSAN DEV 12 HENDERSON LAND D 1765 HOPE EDUCATION G 1398 ICBC-H 1970 IMAX CHINA HOLDI 9969 INNOCARE PHARMA 1119 IDREAMSKY TECHNO 1286 IMPRO PRECISION 1801 INNOVENT BIOLOGI 799 IGG INC 3700 INKE LTD 1931 IVD MEDICAL HOLD Note: - All HK shares are subject to a maximum cap equivalent to S$300,000 per counter. Financing available is calculated at 80% of valuation. All types of warrants are not marginable. The above list is subject to change at the discretion of the management without prior notice. wef 30 April 2021 Page 3 of 6 LIST OF HK MARGINABLE SECURITIES TICKER COUNTER NAME TICKER COUNTER NAME TICKER COUNTER NAME 9618 JD.COM INC-CL A 2768 JIAYUAN INTERNAT 579 JNCEC-H 1935 JH EDUCATIONAL T 6122 JILIN JIUTAI R-H 179 JOHNSON ELEC H 177 JIANGSU EXPRES-H 1862 JINGRUI HOLDINGS 3336 JU TENG INTL HDG 1916 JIANGXI BANK-H 1951 JINXIN FERTILITY 2231 JY GRANDMARK HOL 358 JIANGXI COPPER-H 3306 JNBY DESIGN LTD 173 K WAH INTL HLDGS 683 KERRY PPT 34 KOWLOON DVLP CO 1638 KAISA GROUP 148 KINGBOARD HOLDIN 135 KUNLUN ENERGY 1888 KB LAMINATES 268 KINGDEE INTL SFT 3768 KUNMING DIANCH-H 636 KERRY LOGISTICS 3888 KINGSOFT CORP 1813 KWG GROUP HOLDIN 746 L & M CHEMICAL 2331 LI NING CO LTD 960 LONGFOR GROUP HO 488 LAI SUN DEV 1212 LIFESTYLE INTL 3339 LONKING 191 LAI SUN GARMENT 823 LINK REIT 590 LUK FOOK HLDGS I 2314 LEE & MAN PAPER 194 LIU CHONG INV 255 LUNG KEE HLDG 950 LEE'S PHARM 1513 LIVZON PHARM-H 2186 LUYE PHARMA GROU 3396 LEGEND HOLDING-H 973 L'OCCITANE INTL 95 LVGEM CHINA REAL 992 LENOVO GROUP 3380 LOGAN GROUP CO L 323 MAANSHAN IRON-H 2319 MENGNIU DAIRY 425 MINTH GROUP LTD 945 MANULIFE FIN 1618 METALLURGICAL-H 71 MIRAMAR HOT &INV 1896 MAOYAN ENTERTAIN 2282 MGM CHINA 1860 MOBVISTA INC 1317 MAPLELEAF EDU 853 MICROPORT SCIENT 3600 MODERN DENTAL GR 3690 MEITUAN-B 3990 MIDEA REAL ESTAT 66 MTR CORP 200 MELCO INTL DEV 222 MIN XIN HLDGS 3918 NAGACORP LTD 1336 NEW CHINA LIFE-H 2689 NINE DRAGONS PAP 553 NANJING PANDA-H 17 NEW WORLD DEV 1475 NISSIN FOODS CO 777 NETDRAGON WEBSOF 1316 NEXTEER 659 NWS HOLDINGS 1275 NEW CENTURY REIT 316 ORIENT OVERSEAS Note: - All HK shares are subject to a maximum cap equivalent to S$300,000 per counter.