SYMPOSIUM ON BUILDING THE ST FINANCIAL SYSTEM OF THE 21 CENTURY: AN AGENDA FOR CHINA AND THE UNITED STATES HANGZHOU, CHINA • MAY 19 - 21 PARTICIPANT LIST (AS OF MAY 17) Liang CHEN Managing Partner & CEO, Humboldt Capital Akira Ariyoshi Professor, Asian Public Policy Program, School of Sam CHEN International and Public Policy, Hitotsubashi University Vice General Manager, Guotai Asset Management Co., Ltd. Douglas W. Arner Professor of Law, University of Hong Kong Ying CHEN Vice Chairman, Shanghai Chongyang Investment Co., David Asher Ltd Principal, Vital Financial LLC You’an CHEN Vaughn Barber Chairman of the Board, China Galaxy Securities Co. Ltd Global Chair/KPMG Global China Practice KPMG Advisory(China) Limited Manjiang CHENG Chief Economist of Bank of China International Shenglin BEN (BOCI), CEO of BOCI Research Company Professor of Banking & Finance; Founding Director, Academy of Internet Finance “ AIF” & Center for Yan CHENG Internet and Financial Innovation ”CIFI”; Assistant Vice President, China Huarong International Holdings Dean, School of Management & Director of EMBA Limited Programs Zhejiang University Su Yen Chia Yongxiang BU Head, Government Affairs - Asia Pacific, Deputy Director-General, Institute of Finance, PBC Euroclear Bank; Hong Kong Branch Iris Chan Diana Choyleva Founder and Chief Executive Officer, Ameriway Inc. Chief Economist, Enodo Economics Steven Chan Rebecca Chua Head of Regulatory, Industry and Government Affairs, Assistant CEO, ICBC Credit Suisse Asset Management State Street Asia (International) Company Limited Fangfang CHEN Albert Jerry Cristoforo Senior Vice President, Chief Administrative Officer and EVP & CTO, State Street Head of Strategy, Asia Pacific, State Street Asia Ltd. Andrew Cross Changsheng CHEN Deputy Treasurer, Asia & Pacific, IFC Deputy Director-General, Department of Macroeconomic Research, Development Research Xin CUI Center of the State Council Deputy Secretary-General, China Development Research Foundation Daniel Deng Sherry HAO Managing Director, Citadel (HK) Ltd. Independent director, Legend Holdings Fred He Robert Dohner Director, Institute of Financial Policy, Chinese Academy Deputy Assistant Secretary for International Economic of Social Sciences Analysis and Senior Advisor for Asia, U.S. Department of Treasury Michael Hirson U.S. Attaché for Treasury, U.S. Department of Treasury Chunhui DUAN Vice President, Zhejiang Branch, Bank Of China Timothy Hogan Vice President, International Government Relations, Jian Fang J.P. Morgan Partner, Linklaters Catherine Huang Jin FANG Director, Brunswick Group Deputy Secretary-General, China Development Research Foundation Haizhou HUANG Managing Director, China International Capital Fabiana Fedeli Corporation Limited (CICC) Senior Portfolio Manager, Robeco Ying HU Stefan Gavell Assistant President, China Huarong Asset Management Executive Vice President and Head of Regulatory, Co., Ltd Industry, and Government Affairs, State Street LJ Jia Jun GE Country Head – China, CFA Institute President, Pudong Innovation Research Institute George JIANG Simon Gleave Partner, Springs Capital (Beijing) Regional Head of Financial Services, KPMG Asia Pacific Yi JIN CFO, DH Fund Management Company Minghua GONG Editor in Chief, China Rural Finance Magazine, China Xiandong JING Banking Regulatory Commission President, ANT Financial William Grimes Don Kanak Professor of International Relations, Boston University Chairman, Eastspring Investments Feng GUO William Kirby Chief Representative & Chief Economist, Institute of Spangler Family Professor of Business Administration; International Finance, Beijing Office T. M. Chang Professor of China Studies, Harvard University Yan HAI Head of Public Affairs and Communications APAC, Kyle Kung Canada Pension Plan Investment Board Managing Director, State Street Tony HAN Jianbo LAI COO, Sub-Fund of CIC Deputy District Governor of Shangcheng District, Hangzhou Rebecca Lentchner Xiaochun LIU Head of Government Relations APAC, Bank of New Governor, ZHESHANG Bank York Mellon, Hong Kong Branch David Loevinger Ann LI Managing Director for Asian Economics and Investment Head of CIB Strategy Asia Pacific and China Senior Strategy, Trust Company of the West (TCW) Country Business Manager, J.P. Morgan Jian Zhong LU Cathy LI Partner, Brunswick Group Director, Business Development, CME Group Mai LU Hualun LI Secretary General, China Development Research Chairman, Rosefinch Investment Management Foundation Corporaition Hongxiang LU Huolin LI Chairman, JUMORE Bulk Commodity Cross-border E- Director-General, Development Research Center of Commerce Platform People's Government of Zhejiang Province Jianqiang LU Jianbo LI Deputy Secretary General, Zhejiang Provincial Executive Director, Head of Government Relations, Government J.P.Morgan (China) Paul Lynch Jiange LI Regional Director of Government Relations Vice Chairman, Central Huijin Investment Co., Ltd Prudential Corporation Asia Peng LI Sizhong Ma Chairman, China Huarong Financial Leasing Company Chief Representative & Global VP, Metlife Ting LI Yan MA CEO, Reorient Group Deputy District Governor of Shangcheng District, Hangzhou Xiaoming LI Chairman, DESEA Investment Holding Group Co.,Ltd. Nicholas Maran Director of Research, Asia, Elliott Management Yi LI Corporation Chairman and CEO, J.P. Morgan (China) Stephen Markscheid Hong LIANG Partner, Wilton Partners Chief Economist, China International Capital Corporation Limited (CICC) Victoria Mio China CIO, Robeco Min LIAO Director General, China Banking Regulatory Farid Moslehi Commission Shanghai Office Managing Director, KCG Asia Pacific Chenjie LIU Satoru Murase Chairman, Upright Capital Partner, Morgan, Lewis & Bockius LLP Gavin LIU Senior Associate, Schulte Research Anthony Neoh Catherine Simmons Main Board Independent Director (Chairman of Risk Head of Government Affairs, Asia Pacific, Citi Committee), Industrial and Commercial Bank of China James Shipton Frank Newman Executive Director, Securities and Futures Commission Chairman, Promontory Financial Group China (SFC) Bin QI Arati Shroff Director of Department of International Cooperation, Economic Officer, the U.S. Consulate General Shanghai China Securities Regulatory Commission Guozeng SHU Yujun QIAN Vice Minister, Office of the Central Leading Group on China CEO, UBS Financial and Economic Affairs Paul M. Romer Arun Subramanian Professor of Economics, Stern School of Business, New Executive Director, Global Business Development, CME York University Group Marc Rothemund Gelong SONG Executive Director, International Government Relations, Deputy Director-General, Economic System Reform J.P. Morgan Department, National Development and Reform Commission Feng SAN Deputy Director-General, Office of the Central Leading Robin SONG Group on Financial and Economic Affairs Partner of Lunar Capital Management; Managing Vice Chairman of CAPE & BPEA Hal S. Scott Nomura Professor and Director, Program on Jianbin SONG International Financial Systems, Harvard Law School Governor, HANGZHOU Bank Chuck Scully Jie SUN Managing Director, Chief Investment Officer Asia, Former Chairman, China Asset Management Industry MetLife Investments Asia Ltd. Association Daniel P. Senger Tao SUN Partner, Wilton Partners General Manager, Total Risk Division, ANT Financial Amee Shao George Tan President, Bank of Langfang CEO, Sino-US United MetLife Insurance Co. ltd Jianguang SHEN Michael Taylor Chief Economist, Mizuho Securities Asia Limited Managing Director / Credit Policy, Chief Credit Officer – Asia, Moody’s Jenny Shi Country Manager, Moody’s Investor Services Beijing James Walsh Founder and Managing Director, Walsh Advisors, LLC Mark Siegel Portfolio Manager, Elliott Management Corporation Jesse Wang Chairman, Beijing Dalio Public Welfare Foundation Ian WANG Dongliang XU Bridgewater Associates, LP Beijing Representative Director-General, Development, Research Center of Office (Country Head/China) People's Government, Guizhou Province Ling Wang Elaine Xu Finance Counselor, Canadian Embassy Economic Officer, U.S. Consulate General Shanghai Qingshan WANG Jean Xu Secretary of the Party Committee, Chairman of CAO, Managing Director, State Street Supervisory Board of ZheShang Securities Sam XU Wen WANG Head of Transaction Banking China, Standard Director-General, Country Risk Research Department, Chartered Bank (China) Ltd Sinosure Haifeng XUE Yi WANG Vice President, Government and Public Affairs, Executive Director, Harvard Center Shanghai Moody’s Asia Pacific Ltd. Yiming WANG Yu Ye Vice Minister, Development Research Center of the Partner, YeYu Fund State Council Min YI Yinghua WANG China CEO, MTR Chief Representative, The Cohen Group Tianjin Representative Office Xuejun YU Chairman, Supervisory Board of State Key Financial Zhongmin WANG Institutions Vice Chairman, National Council for Social Security Fund Sharon Yuan Principal, The Asia Group Chris Wells Partner, Morgan, Lewis & Bockius LLP Jianliang YUAN President, Zhejiang Branch, China Development Bank Chris Winship Vice President, Head of Government Relations, Asia, Xiaoying Zeng MetLife Consultant, David Hale Global Economics Jianlin WU Chenghui ZHANG General Manager, Zhejiang Branch, PICC Director-General, Institute of Finance, Development Research Center of the State Council Chao XI Professor of Law & Assistant Dean, Faculty of Law, The Hongjiu ZHANG Chinese University of Hong Kong Lawyer, Jingtian & Gongcheng Duyang XIE Katherine Zhang Member of the National Committee of CPPCC; Former Chief Compliance Officer, Manulife Teda Fund Chief Supervisor,