MUMBAI METRO LINE 3 (COLABA-BANDRA-SEEPZ) CONTRACT PACKAGE MM3-CBS-RS Addendum No:-6 Prequalification Document for Procurement of Design, Manufacture, Supply, Installation, Testing and Commissioning of Rolling Stock Dated 23/06/2016 Sl. No. Description and Clause No Amendment 1 Prequalification Data Sheet Replace ITA 4.1 Page PDS 2 An applicant should be either a) An Indian Company incorporated under Companies Act, 2013 OR A Foreign Company registered under relevant legislation in its country of origin and having permission to carry out business in India. With An applicant should be either a) An Indian Company incorporated under Companies Act, 1956/2013 OR A Foreign Company registered under relevant legislation in its country of origin and having permission to carry out business in India. 2 Prequalification Data Sheet Delete the following sentence ITA 4.2 Page PDS 2 The number of JV member shall be not more than three. In case of JV, the Lead Partner shall have at least 40% share. 3 Prequalification Data Sheet Replace ITA 5.1 Page PDS 2 “The documents will be available for a non-refundable fee of INR 2,500/- to be paid in the form of Demand Draft/Bankers Cheque from any Nationalised / Scheduled Bank in favour of “Mumbai Metro Rail Corporation Limited” payable at “Mumbai” at the office address mentioned above.” With “The documents will be available for a non-refundable fee of INR 2,500/- or US$38 (Inclusive of MH VAT) to be paid in the form of Demand Draft/Bankers Cheque from any Nationalised / 1 MUMBAI METRO LINE 3 (COLABA-BANDRA-SEEPZ) CONTRACT PACKAGE MM3-CBS-RS Addendum No:-6 Scheduled Bank in favour of “Mumbai Metro Rail Corporation Limited” payable at “Mumbai” at the office address mentioned above.” 4 Prequalification Data Sheet Replace ITA 6.1 Page PDS 3 “For clarification purposes only, the Employer's address is: Attention: (Mr.) R.K. Sharma, Executive Director (Elect.) R13 NAMTREE building E-Block, Bandra Kurla Complex, Bandra (East), Mumbai – 400 051, India, Telephone: +91 22 26384638 Facsimile number: +91 22 26592005” With “For clarification purposes only, the Employer's address is: Attention: (Mr.) Rajeev, General Manager (Rolling Stock) Mumbai Metro Rail Corporation, 5th Floor, ‘A’ Wing, Old MMRDA Building, E-Block Bandra Kurla Complex, Bandra (East), Mumbai – 400 051, India, E-mail: [email protected] Telephone: +91 22 26597659 Facsimile number: +91 22 26597672” 5 Clarification of Prequalification Replace the below sentence of ITA 6.1 Documents ITA 6.1 Page ITA-6 “The Employer will respond in writing to any request for clarification provided that such request is received no later than fourteen (14) days prior to the deadline for submission of Prequalification Data Sheet Applications.” ITA 6.1 Page PDS 3 With “The Employer will respond in writing to any request for clarification provided that such request is received no later than Twenty One (21) days prior to the deadline for submission of Applications.” 2 MUMBAI METRO LINE 3 (COLABA-BANDRA-SEEPZ) CONTRACT PACKAGE MM3-CBS-RS Addendum No:-6 6 Documents Establishing the Replace the second paragraph of ITA 13.2 Qualifications of the Applicant ITA 13.2 “For Construction turnover or financial data required for each year – Exchange rate prevailing Page PDS 3 on the last day of the respective calendar year.” With “For Construction turnover or financial data required for each year – Exchange rate prevailing on the last day of the respective calendar year for the countries where the financial year ending on 31st December and for the countries where the financial year ending on 31st March, the Exchange rate prevailing on the 31st December of the preceding year.” 7 “Subcontractors” ITA 22.1 Replace Page PDS 4 “Applicants shall clearly identify the proposed specialist subcontractor(s) in Forms ELI-1.2 and EXP -4.2(b) in Section IV, Application Forms” With “Applicants shall clearly identify the proposed specialist subcontractor(s) in Forms ELI-1.2 and EXP -4.2(c) in Section IV, Application Forms” 8 “Changes in Qualification of Replace the below sentence of ITA 28.1 Applicants” ITA28.1 Any change in the structure or formation of an Applicant as specified in the PDS after being Page PDS 4 prequalified in accordance with ITA 25 and invited to tender (including, in the case of a JV, any change in the structure or formation of any member thereto) shall be subject to a written approval of the Employer prior to the deadline for submission of Tenders. With Any change in the structure or formation of an Applicant as specified in the PDS after being prequalified in accordance with ITA 25 and invited to tender (including, in the case of a JV, any change in the structure or formation of any member or specialist sub-contractor thereto) shall be subject to a written approval of the Employer prior to the deadline for submission of Tenders. 9 Documents Comprising the Application Replace PDS ITA 10.1 (e ) Page PDS-3 “The Applicant shall submit with its Application, the following additional documents: NONE” With “The Applicant shall submit with its Application, the following additional documents: Form FIN-3.1, Form FIN-3.2 is duly filled shall be self-certified and certified by certified 3 MUMBAI METRO LINE 3 (COLABA-BANDRA-SEEPZ) CONTRACT PACKAGE MM3-CBS-RS Addendum No:-6 auditors/Chartered Accountants. Form FIN-3.3: Liquidity Position is duly filled and to be self-certified with supporting documents from the bank as per the format in page AF-14 of the Prequalification Document. Form EXP-4.1, Form EXP-4.2(a), EXP-4.2(b) and Form EXP-4.2 (c ) is duly filled ,shall be self-certified and supported by the necessary documents issued by the respective clients.” 10 Documents Establishing the Replace Qualifications of the Applicant “The source for determining exchange rates is Reserve Bank of India/ State Bank of India.” ITA 13.2 PDS, Page PDS-3 With “The source for determining exchange rate is Reserve Bank of India reference rate (foreign currency).If the source of the exchange rate for the Bidder’s proposed currency cannot be found in the Reserve Bank of India reference rate (foreign currency), then with the Employer’s concurrence, the rate in the web site; www.xe.com may be used.” 11 Section III Qualification Criteria and Revised “2.1 History of Non-Performing Contracts” is enclosed as “Attachment No. 1” to this Requirements Page QCR-3 “Addendum No. 6”. 2.1 History of Non-Performing Replace Contracts Non-performance of a contract (i) did not occur as a result of contractor’s default since 1st January 2013. With Non-performance of a contract (i) did not occur as a result of contractor’s default since 1st January 2014. 12 Section III Qualification Criteria and Revised “2.3 Litigation History” is enclosed as “Attachment No. 1” to this “Addendum No. 6”. Requirements Page QCR-4 Replace 2.3 Litigation History No consistent history of court/arbitral award decisions (iv) against the Applicant (iii) since 1st January 2010. With No consistent history of court/arbitral award decisions (iv) against the Applicant (iii) since 1st January 2011. 13 Section III Qualification Criteria and Revised “3.1 Financial Performance” is enclosed as “Attachment No.1” to this “Addendum 4 MUMBAI METRO LINE 3 (COLABA-BANDRA-SEEPZ) CONTRACT PACKAGE MM3-CBS-RS Addendum No:-6 Requirements Page QCR-5 No.6”. 3.1 Financial Performance Replace The audited balance sheets or, if not required by the laws of the Applicant’s country, other financial statements acceptable to the Employer, for the last 5 years ending 31st March 2015 shall be submitted and must demonstrate the current soundness of the Applicant’s financial position and indicate its prospective long-term profitability. As the minimum requirement, an Applicant’s net worth calculated as the difference between total assets and total liabilities should be positive. With The audited balance sheets or, if not required by the laws of the Applicant’s country, other financial statements acceptable to the Employer, for the last 5 years ending 31st March 2015(i) for the countries where the financial year ending on 31st March(i), or for the last 5 years ending 31st December 2015 for the countries where the financial year ending on 31st December shall be submitted and must demonstrate the current soundness of the Applicant’s financial position and indicate its prospective long-term profitability. As the minimum requirement, an Applicant’s net worth calculated as the difference between total assets and total liabilities should be positive. 14 Section III Qualification Criteria and Revised “3.2 Average Turnover” is enclosed as “Attachment No.1” to this “Addendum No.6”. Requirements Page QCR-5 Replace 3.2 Average Annual Turnover The average annual turnover as a prime contractor (defined as billing for Railway Systems contracts in progress or completed) over the last 5 financial years (i.e. financial years whose ending dates are between April 1, 2010 to March 31, 2015) must be at least US$ 215 million or the equivalent thereof. With The minimum average annual Railway Systems turnover of US$ 160 million calculated (ii) as total certified payments received for contracts in progress and/ or completed, within the last five years ending on 31st March 2015(i) for the countries where the financial year ending on 31st March (i), Or ending 31st December 2015 for the countries where the financial year ending on 31st December. 15 Section III Qualification Criteria and Replace Requirements Page QCR-6 The total amount, USD 55 million, of liquid assets and lines of credit during the duration of 3.3 Liquidity Position contract.