<p> 10/31/2012</p><p>Image quantification in (radiation) therapy</p><p>Robert Jeraj Associate Professor of Medical Physics, Human Oncology, Radiology and Biomedical Engineering Translational Imaging Research Program University of Wisconsin Carbone Cancer Center [email protected] </p><p>Biomarkers and surrogate endpoints</p><p> Biomarkers are characteristics that can be objectively imaged as indicators of normal biological processes, pathogenic processes, or pharmacologic responses to therapeutic interventions. </p><p> Biomarkers as surrogate endpoints are biomarkers that are intended to substitute for clinical endpoints. Surrogate endpoints are expected to predict clinical benefit (or harm or lack of benefit or harm) based on epidemiologic, therapeutic, pathophysiologic, or other scientific evidence. </p><p>1 10/31/2012</p><p>Imaging as a <a href="/tags/Biomarker_(medicine)/" rel="tag">biomarker</a></p><p>Tumor effects Manifestation</p><p>Target effect Tumor effect Clinical outcome</p><p>IMAGING</p><p>Imaging biomarker as <a href="/tags/Imaging_biomarker/" rel="tag">Imaging biomarker</a> a <a href="/tags/Surrogate_endpoint/" rel="tag">surrogate endpoint</a></p><p>Imaging as a biomarker</p><p>Imaging as a biomarker</p><p>Normal tissue effects Manifestation</p><p>Local Resolution Subclinical tissue damage</p><p>Organ dysfunction Clinical</p><p>IMAGING</p><p>Imaging biomarker as Imaging biomarker a surrogate endpoint Imaging as a biomarker Jeraj et al 2010, Int J Rad Oncol Biol Phys, 76(3): S140</p><p>2 10/31/2012</p><p>Prentice’s criteria</p><p> For a given treatment (Z) , a surrogate (S) may be validly substituted for a true endpoint (T) if and only if: 1. P(S|Z) ≠ P(S) 2. P(T|Z) ≠ P(T) 3. P(T|S) ≠ P(T) 4. P(T|S,Z) = P(T|S)</p><p> Entire treatment effect Z on true endpoint T is captured by surrogate S (100% explained) – A valid surrogate is defined as a response variable for which a test of the null hypothesis of no relationship to the treatment groups under comparison is also a valid test of the corresponding null hypothesis based on the true endpoint Prentice, 1989</p><p>Prentice’s criteria vs. Real world</p><p>Intervention</p><p>Clinically <a href="/tags/Disease/" rel="tag">Disease</a> Surrogate Meaningful Endpoint</p><p>3 10/31/2012</p><p>Prentice’s criteria vs. Real world</p><p>Other Causal Factors Unintended intervention consequences</p><p>Intervention</p><p>Clinically Disease Surrogate Meaningful Endpoint</p><p>Other Causal Factors Disease related Other Causal Factors “Noise”</p><p>Real world biomarkers</p><p> Proportion of treatment effect explained (PE): </p><p>PE = (ββs)/β = 1 βs/β Relative effectiveness (RE): RE = β/α</p><p>Z: Treatment S: Surrogate T: Endpoint</p><p>4 10/31/2012</p><p>Biomarker characteristics</p><p> Clinical relevance: Existence of a strong mechanistic molecular or biochemical basis for the biomarker to be influenced by exposure to treatment</p><p> Sensitivity and specificity: Ability to detect the intended measurement or change in target population via a given mechanism</p><p> Reliability: Ability to measure the biomarker with accuracy, precision, robustness, and <a href="/tags/Reproducibility/" rel="tag">reproducibility</a></p><p> Practicality: Ability to measure the biomarker in a minimally invasive way</p><p> Simplicity: Feasibility of widespread clinical adoption</p><p>Biomarker validation/qualification</p><p> Individual validation (measurement) – Successfully measures a quantifiable characteristic both objectively and reproducibly</p><p> Internal validation (study) – Correlates with <a href="/tags/Clinical_endpoint/" rel="tag">clinical endpoint</a>, adds accuracy to precision and reproducibility</p><p> External validation – Demonstrates similar predictive power in other populations or in other related treatment studies</p><p> Broad qualification – Can be used as a surrogate in evaluating other classes of disease</p><p>5 10/31/2012</p><p>Imaging biomarkers</p><p> Imaging biomarker validation – What imaging biomarkers are available? – What is uncertainty of imaging biomarkers?</p><p> Imaging biomarker qualification – What should be correlated to the clinical events? – How far in biomarker qualification are we?</p><p>Imaging biomarkers</p><p> Imaging biomarker validation – What imaging biomarkers are available? – What is uncertainty of imaging biomarkers?</p><p> Imaging biomarker qualification – What should be correlated to the clinical events? – How far in biomarker qualification are we?</p><p>6 10/31/2012</p><p>MICAD: <a href="/tags/Molecular_imaging/" rel="tag">Molecular Imaging</a> and Contrast Agent Database</p><p>1260 agents listed (July 2012)</p><p>But can we really use them all?</p><p>1</p><p>1. Credentialing</p><p>2. Modality creation 3 3. Supporting tools 2 100% 4. Development Regulatory approval (eIND, RDRC) 5. Clinical trials 4 10%</p><p>Regulatory approval (full IND) <a href="/tags/Multicenter_trial/" rel="tag">Multicenter trial</a> infrastructure (NCI CIP, ACRIN) 5 1%</p><p>7 10/31/2012</p><p>What do biomarkers really show?</p><p>What does the FDG show?</p><p>5 Pre Cu-ATSM SUV 4 5.000 4.500 3 3.500 2.500</p><p>2 1.500 0.5000</p><p>Pre Pre FDG SUV 1</p><p>0 0 2 4 6 Pre FLT SUV Proliferation Hypoxia Inflammation</p><p>Specificity</p><p>Proliferation [18 F]FLT</p><p>Proliferative and hypoxic</p><p>Proliferative Hypoxia Hypoxic [64 Cu]CuATSM</p><p>8 10/31/2012</p><p>Sensitivity and specificity HIGH HIGH sensitivity LOW specificity LOW sensitivity LOW HIGH specificity HIGH </p><p>Weissleder 2001, Radiology 219, 316</p><p>Extraction of biological information</p><p>1 min</p><p>15 min</p><p>60 min</p><p>FLT PET/CT</p><p>9 10/31/2012</p><p>PET imaging uncertainties</p><p> Technical factors – Relative calibration between PET scanner and dose calibrator – Residual activity in syringe – Incorrect synchronization of clocks – Injection vs calibration time – Quality of administration Physical factors – Scan acquisition parameters – Image reconstruction parameters – Use of contrast agents Analytical factors – Region of interest (ROI) definition – Image processing Biological factors – Patient positioning – Patient breathing – Uptake period – Blood glucose levels Jeraj et al 2011, in Uncertainties in ext. beam RT Boellaard et al 2009, J Nucl Med 50: 11S </p><p>PET imaging uncertainties</p><p> Technical factors – Relative calibration between PET scanner and dose calibrator ( 10% ) – Residual activity in syringe ( 5% ) – Incorrect synchronization of clocks ( 10% ) – Injection vs calibration time ( 10% ) – Quality of administration ( 50% ) Physical factors – Scan acquisition parameters ( 15% ) – Image reconstruction parameters ( 30% ) – Use of contrast agents ( 15% ) Analytical factors – Region of interest (ROI) definition ( 50% ) – Image processing ( 25% ) Biological factors – Patient positioning ( 15% ) – Patient breathing ( 30% ) – Uptake period ( 15% ) – Blood glucose levels ( 15% ) Jeraj et al 2011, in Uncertainties in ext. beam RT Boellaard et al 2009, J Nucl Med 50: 11S </p><p>10 10/31/2012</p><p>Efforts in quantitative imaging</p><p> Organized efforts started on behalf of pharma, FDA Initial efforts started within professional societies: RSNA, AAPM, ACR, SNM, ISMRM 2004: Image Response Assessment Teams (IRAT): first organized initiative by NCI/AACI 2006: Imaging as a biomarker: large workshop at NIST including pharma, FDA, NIH, academia, societies 2008: Quantitative Imaging Biomarkers Alliance (QIBA): drug and equipment industries, imaging, societies focusing on CT, PET, MRI 2008: Clinical Translational Science Awards Imaging Working Group (CTSA IWG): initiatives like UPICT 2008: Quantitative imaging for evaluation of responses to cancer therapies: funding initiative (U01 RFA08255) 2010: Coming to Consensus on Standards for Imaging Endpoints: NIH workshop between FDA, SNM, RSNA 2010: ITART 2010: Specialized conference on treatment assessment and quantitative imaging (AAPM, ASTRO, ESTRO, RSNA, NCI)</p><p>Repeatability</p><p>• Repeatability results of double baseline 18 FFDG PET scans were similar for all SUV parameters assessed</p><p>• Centralized QA and centralized data analysis improved intrasubject CV from 15.9% to 10.7% for </p><p> averaged SUV max</p><p>Velasquez et al 2009, J Nucl Med 50: 1646 </p><p>11 10/31/2012</p><p>Imaging biomarkers</p><p> Imaging biomarker validation – What imaging biomarkers are available? – What is uncertainty of imaging biomarkers?</p><p> Imaging biomarker qualification – What should be correlated to the clinical events? – How far in biomarker qualification are we?</p><p>PETbased response assessment</p><p> EORTC, NCI Recommendations (1999, 2005) 1,2 – SUVbased approach – SUV mean and SUV max – Response categories with thresholds ( CR , PR , SD , PD ) – Problems • SUV mean – collapse information, sensitivity issues • SUV max – noise contamination • fails to use all available functional data • distribution • heterogeneity • no response threshold validation • few sensitivity studies • alternative measures</p><p> PET Response Criteria in Solid Tumors (PERCIST) (2009) 3 – SUV peak</p><p>1Young et al 1999, 2Shankar et al 2006, 3Wahl et al 2009</p><p>12 10/31/2012</p><p>Definition of the measures</p><p>1.4 circle, center on SUV max circle, highest uptake region 1.2 circle, center on SUV max sphere, center on SUV max circle, highest uptake region sphere, highest uptake region sphere, center on SUV max 1.2 sphere, highest uptake region 1.1</p><p>1.0 peak</p><p>1.0</p><p>SUV 0.8 0.9 Tumor Response 0.6 0.8 7.5 10.0 12.5 15.0 17.5 20.0 7.5 10.0 12.5 15.0 17.5 20.0 Diameter (mm) Diameter (mm)</p><p>Vanderhoek et al 2012, J Nucl Med 53: 411</p><p>Images are more than just one number!</p><p> Size measures SUV peak SUV max – Volume SUV mean SUV total – 1D size (axial)</p><p> Standardized Uptake 1D Size (axial) Value (SUV) measures:</p><p>– SUV mean</p><p>– SUV total</p><p>– SUV max</p><p>– SUV peak 250</p><p> Uptake Nonuniformity 200 SUV sd measure: Volume 150</p><p>– SUV sd 100 50 Number of Voxels 0 0 5 10 15 20 Standardized Uptake Value</p><p>13 10/31/2012</p><p>Ambiguity of response</p><p>Pretreatment</p><p>Posttreatment SUV 18</p><p>0 FLT PET/CT</p><p>Ambiguity of response</p><p>140 120 SUVmean ambiguous SUVmax response 100 SUVpeak SUVtotal 80 Progressive 60 Disease 40 20</p><p>Stable 0 Disease 20</p><p>Response (%) 40 60 Partial Response 80 100 0 2 4 6 8 10 12 14 16 18 20 22 24 26 28 30 32 Tumor</p><p>14 10/31/2012</p><p>FDG PET as a potential biomarker</p><p> HNSCC: Negative FDG PET results post chemoRT have a high NPV (95%), but low PPV (50%) (Schöder et al 2009, J Nucl Med, 50:74S)</p><p> NSCLC: 80% decrease in FDG PET SUV max post chemoRT has 90% sensitivity, 100% specificity, and 96% accuracy for predicting pathologic response (Cerfolio et al 2004, Ann Thorac Surg, 78:1903)Except of FDG PET (still debatable) no other imaging biomarkers has Rectal cancer: 70% decrease in FDG PET SUV max post chemoRTgot has far 79% in specificity, qualification 81% sensitivity, process 77% PPV, 89% NPV and 80% accuracy for predicting pathological response (Caprici et al 2007, Eur J Nucl Med Mol Imaging, 34:1583)</p><p> Esophageal cancer: Mixed results in adenocarcinomas negative FDG PET post chemoRT has a high PPV, elsewhere inconclusive (Krause et al 2009, J Nucl Med, 50:89S)</p><p>FDG PET vs Timetoprogression</p><p>FDG SUV Pretreatment 3 months post RT 6 months post RT measure pval (N=19) pval (N=16) pval (N=11) SUVmean 0.94 0.005 0.0002 SUVmax 0.86 0.017 0.003 SUVpeak 0.90 0.046 0.004 SUVtotal 0.51 0.047 0.006</p><p>Pretreatment 3 months post RT 6 months post RT</p><p>400 400 400</p><p>300 300 300</p><p>200 200 200 100 100 Days toDays Progression DaysProgression to 100 0 Progression toDays 1 2 3 4 1 2 3 1 2 3 Pre FDG SUVmean 3 mo FDG SUVmean 6 mo FDG SUVmean</p><p>15 10/31/2012</p><p>Imaging normal tissue</p><p> Anatomical imaging of structural changes (e.g., CT): – Often identified months to years following RT – too late to ameliorate effects of radiation injury – Even then often not related to symptomatic injury</p><p> Functional imaging of organ function (e.g., DCEMRI): – Evaluation of the organ function, or reduction in response to radiation therapy – Many organ specific choices (e.g., brain, heart), but not much used</p><p> Molecular imaging of cellular processes (e.g., FDG PET): – Reflects pathophysiological processes – Early detection of normal tissue injury, which would allow further intervention to ameliorate radiation injury</p><p>Imaging normal tissue damage</p><p>Hart et al 2008, Int J Rad Oncol Biol Phys, 71: 967.</p><p>16 10/31/2012</p><p>Conclusions</p><p> Imaging biomarkers are not to be taken easy!!! – They should be subject to the same stringent criteria as other biomarkers</p><p> We are just at the beginning of biomarker validation: – Large uncertainties of the molecular imaging assays: • Scanner harmonization • Uniform protocols and definition of assays • Central review • Extensive test/retest studies – Poor exploration of available imaging information: • Comprehensive imaging metrics • Multiple molecular imaging agents/modalities – Need randomized Phase III studies with imaging endpoints</p><p> “A correlate does not a surrogate make” – Complexity of correlations (e.g., histology)</p><p>17</p>
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