CENTRALWATER COMMISSION GOVERNMENT OF INDIA Dam Rehabilitation and Improvement Project (DRIP) DRAFT UPDATED ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) JANUARY, 2018 UPDATED ESMF DRIP Contents CHAPTER 1 : INTRODUCTION ......................................................................................................... 1 1.1 BACKGROUND ........................................................................................................................... 1 1.2 OBJECTIVES & KEY ISSUES..................................................................................................... 2 1.3 STUDY METHODOLOGY .......................................................................................................... 3 1.4 STRUCTURE OF THE REPORT ................................................................................................. 4 CHAPTER 2 : PROJECT DESCRIPTION ....................................................................................... 5 2.1 PROJECT APPRECIATION ......................................................................................................... 5 CHAPTER 3 .............................................................................................................................................. 11 INSTITUTIONAL AND POLICY FRAMEWORK ......................................................................... 11 3.1 NATIONAL SCENARIO ............................................................................................................ 11 3.2 WORLD BANK SAFEGUARD POLICIES ............................................................................... 14 CHAPTER 4 .............................................................................................................................................. 19 BASELINE ENVIRONMENTAL AND SOCIAL STATUS ........................................................ 19 4. A BASELINE ENVIRONMENTAL AND SOCIAL STATUS ...................................................... 19 4.A.1 MADHYA PRADESH ................................................................................................................ 19 4.A.2 GUJARAT ................................................................................................................................... 23 4.A.3 MAHARASHTRA ....................................................................................................................... 27 4.A.4 WEST BENGAL ......................................................................................................................... 33 4.B STAKEHOLDERS AND PUBLIC CONSULTATION .............................................................. 37 4.B.1 Introduction .................................................................................................................................. 37 4.B.2 Objective ...................................................................................................................................... 38 4.B.3 Stakeholders ................................................................................................................................. 39 4.B.4 Consultation with Stakeholders.................................................................................................... 39 4.B.5 Consultation at Sub Project Sites ................................................................................................. 39 4.C Assessment of key environmental and social issues: ................................................................... 61 CHAPTER 5 .............................................................................................................................................. 63 SCOPING AND SCREENING OF IMPACTS ............................................................................... 63 5.1 INTRODUCTION ....................................................................................................................... 63 5.2 SCOPING .................................................................................................................................... 63 5.3 SCREENING ............................................................................................................................... 65 CHAPTER 6 .............................................................................................................................................. 69 ANALYSIS OF ALTERNATIVES ...................................................................................................... 69 CHAPTER 7 .............................................................................................................................................. 73 ENVIRONMENTAL AND SOCIAL MANAGEMNET FRAMEWORK ................................... 73 7.1 INTRODUCTION ....................................................................................................................... 73 7.2 DEVELOPMENT OF ESMF ....................................................................................................... 74 7.3 APPLICATION OF ESMF .......................................................................................................... 77 7.4 MONITORING AND EVALUATION FRAMEWORK ............................................................. 79 7.5 Monitoring of Socio-economic Performance Indicators: ............................................................. 82 7.6 Monitoring Budget ....................................................................................................................... 84 7.7 GIS BASED SOCIAL AND ENVIRONMENTAL MONITORING AND EVALUATION ...... 86 7.8 SOCIAL ISSUES REQUIRE SPECIAL CONSIDERATION .................................................... 86 CHAPTER 8 ............................................................................................................................................ 159 SAMPLE ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN ............................... 159 8.1 INTRODUCTION ..................................................................................................................... 159 8.2 MANAGEMENT PLANS ......................................................................................................... 159 8.3 ENVIRONMENTAL MONITORING ...................................................................................... 176 8.4 INSTITUTIONAL FRAMEWORK .......................................................................................... 177 8.5 Institutional Capacity Building .................................................................................................. 178 1 UPDATED ESMF DRIP LIST OF TABLES Table No. Description Page No. 1.1 List of Dams taken up for ESA in Four States 2 2.1 Activity Proposed in Sub-projects of Gujarat 6 2.2 Activity Proposed in Sub-projects of Maharashtra 7 2.3 Activity Proposed in Sub-projects of Madhya Pradesh 8 2.4 Activity Proposed in Sub-projects of West Bengal 8 3.1 Safeguard Policies of World bank 14 4.1 Distribution of Forest cover in the Sub-project District & State 20 4.2 Social Status of Subproject State, District and Tehsil 21 4.3 Distribution of Forest cover of the Subproject State & District 22 4.4 Social Status of Subproject State, District and Tehsil 22 4.5 Forest cover in the Subproject State & District 24 4.6 Social Status of Subproject State, District and Tehsil 25 4.7 Distribution of Forest cover in the Subproject State & District 26 4.8 Dairy Animals in Mehsana District 27 4.9 Social Status of Subproject State and District 27 4.10 Forest Cover of Subproject District & State 30 4.11 Social Status of Subproject State, District and Tehsil 30 4.12 Forest Cover of Subproject district 31 4.13 Social Status of Subproject District and Tehsil 31 4.14 Social Status of subproject District and Tehsil 33 4.15 Forest Cover of subproject District and State 34 4.16 Social Status of Subproject State, District and Tehsil 35 4.17 Forest Cover of Subproject District & State 36 4.18 Social Status of Subproject District and Tehsil 37 5.1 Environmental and Social Components for Scoping 63 5.2 Categorisation of Components 64 5.3 Environmental and Social Components for Screening 65 6.1 Analysis of Alternatives 69 7.1 Checklist for Screening and Mitigation 77 7.2 Checklist for ESMF Activities-Implementation 78 7.3 Social and Environmental Parameters to be Monitored and 82 Evaluated-Implementation and Post Implementation Phases 7.4 Monitoring Budget 84 7.5 Training and Capacity Building 87 7.6 Training Budget 90 Form SC-1 Screening of ESMF Activities 91 Form SC-2 Screening of Components 92 Form SC-3 Screening of Adverse (Environmental and Social) Impacts 93 Form SC-4 Screening and Categorisation of Components 114 Form SC-5 Screening Format for Identification of Suitable Mitigation Measures 115 Annex – 7.1 Monitoring Checklist for Performance Indicator Annex - 7.1 Involuntary Resettlement Categorization Annex - 7.2 Indigenous Peoples Impact Categorisation Forms 8.1 Plant Species suggested near Water Logging Areas & Water 162 Bodies 8.2 Plant Species suggested near Settlements 162 8.3 Environmental Management Plan & Responsibilities 170 8.4 Environmental Monitoring Framework 176 8.5 Proposed Training Modules 177 8.6 Institutional Arrangements for Main Streaming of Environmental 179 and Social Issues 2 UPDATED ESMF DRIP LIST OF FIGURES Fig No. Description 4.1 Location Map of Madhya Pradesh 4.2 Location Map of Dams in Madhya Pradesh 4.3 Layout Plan of Monini Pickup Weir 4.4 Index Map of Mohini Pickup Weir 4.5 Sketch of Kolar Dam 4.6 Location map of Gujarat 4.7 Location