Case: 14-36 Document: 68-1 Page: 1 04/29/2014 1212251 176 ( ), - ( ) 14-0037 cv XAP 14-0036-cvL United States Court of Appeals for the Second Circuit WILLIAM NOJAY, THOMAS GALVIN, ROGER HORVATH, BATAVIA MARINE & SPORTING SUPPLY, NEW YORK STATE RIFLE AND PISTOL ASSOCIATION, INC., WESTCHESTER COUNTY FIREARMS OWNERS ASSOCIATION, INC., SPORTSMEN'S ASSOCIATION FOR FIREARMS EDUCATION, INC., NEW YORK STATE AMATEUR TRAPSHOOTING ASSOCIATION, INC., BEDELL CUSTOM, BEIKIRCH AMMUNITION CORPORATION, BLUELINE TACTICAL & POLICE SUPPLY, LLC, Plaintiffs-Appellants-Cross-Appellees, (For Continuation of Caption See Inside Cover) –––––––––––––––––––––––––––––– ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF NEW YORK JOINT APPENDIX Volume 5 of 9 (Pages A-1115 to A-1382) STEPHEN P. HALBROOK, ESQ. GOLDBERG SEGALLA LLP 3925 Chain Bridge Road, Suite 403 11 Martine Avenue, Suite 750 Fairfax, Virginia 22030 White Plains, New York 10606 (703) 352-7276 (914) 798-5400 COOPER & KIRK, PLLC 1523 New Hampshire Avenue, N.W. Washington, DC 20036 (202) 220-9600 Attorneys for Plaintiffs-Appellants-Cross-Appellees (For Continuation of Appearances See Inside Cover) 1 of 284 Case: 14-36 Document: 68-1 Page: 2 04/29/2014 1212251 176 – v. – ANDREW M. CUOMO, Governor of the State of New York, ERIC T. SCHNEIDERMAN, Attorney General of the State of New York, JOSEPH A. D’AMICO, Superintendent of the New York State Police, Defendants-Appellees-Cross-Appellants, FRANK A. SEDITA, III, District Attorney for Erie County, GERALD J. GILL, Chief of Police for the Town of Lancaster, New York, LAWRENCE FRIEDMAN, Defendants-Appellees. SHAWN P. HENNESSY HODGSON RUSS LLP ERIE COUNTY DISTRICT ATTORNEY’S 140 Pearl Street, Suite 100 OFFICE Buffalo, New York 14202 25 Delaware Avenue (716) 856-4000 Buffalo, New York 14202 (716) 858-2424 Attorneys for Defendant-Appellee Gerald J. Gill, Chief of Police for the Attorney for Defendant-Appellee Town of Lancaster, New York Frank A. Sedita, III, District Attorney for Erie County CLAUDE S. PLATTON NEW YORK STATE OFFICE OF THE ATTORNEY GENERAL 120 Broadway, 25th Floor New York, New York 10271 (212) 416-8000 Attorney for Defendants-Appellees- Cross-Appellants 2 of 284 Case: 14-36 Document: 68-1 Page: 3 04/29/2014 1212251 176 i TABLE OF CONTENTS Page District Court Docket Entries ................................... A-1 Complaint, dated March 21, 2013 for Declaratory Judgment and Injunctive Relief ............................. A-43 First Amended Complaint, dated April 11, 2013 for Declaratory Judgment and Injunctive Relief ......... A-89 Plaintiffs’ Motion for Preliminary Injunction, dated April 15, 2013 ........................................................ A-134 Exhibit A to Plaintiffs’ Motion - Declaration of Mark Overstreet, dated April 15, 2013 ........................................................ A-138 Exhibit B to Plaintiffs’ Motion - NSSF, “MSSR Comprehensive Consumer Report” (2010) ....................................................... A-150 Exhibit C to Plaintiffs’ Motion - Declaration of Guy Rossi, dated April 15, 2013 in Support of Plaintiffs’ Motion for Preliminary Injunction ............................................................... A-235 Exhibit D to Plaintiffs’ Motion - Affidavit of Roger Horvath, dated April 15, 2013 in Support of Plaintiffs’ Motion for Preliminary Injunction ............................................................... A-246 Exhibit E to Plaintiffs’ Motion - Affidavit of Thomas Galvin, dated April 15, 2013 in Support of Plaintiffs’ Motion for Preliminary Injunction ............................................................... A-250 3 of 284 Case: 14-36 Document: 68-1 Page: 4 04/29/2014 1212251 176 ii Page Exhibit F to Plaintiffs’ Motion - Declaration of Dr. Gary Kleck, dated April 15, 2013 in Support of Plaintiffs’ Motion for Preliminary Injunction ........................................... A-254 Notice of State Defendants’ Cross-Motion to Dismiss and/or for Summary Judgment, dated June 21, 2013 ......................................................... A-264 Declaration of Kevin Bruen, dated June 20, 2013 in Support of Defendants’ Cross-Motion to Dismiss and/or for Summary Judgment .............................. A-266 Declaration of Christopher Koper, executed June 2013 in Support of Defendants’ Cross-Motion to Dismiss and/or for Summary Judgment ................ A-283 Exhibit A to Koper Declaration - Curriculum Vitae of Christopher Koper ................ A-307 Exhibit B to Koper Declaration - Koper and Roth, “Impact Evaluation of the Public Safety and Recreational Firearms Use Protection Act.” (“Koper 1997”) ........................... A-327 Exhibit C to Koper Declaration - Koper, “An Updated Assessment of the Federal Assault Weapons Ban” (“Koper 2004”) ................ A-444 Exhibit D to Koper Declaration - Koper, “America’s Experience with the Federal Assault Weapons Ban” (from Reducing Gun Violence in America) (“Koper 2013”).................... A-558 Declaration of Franklin Zimring, dated June 20, 2013 in Support of Defendants’ Cross-Motion to Dismiss and/or for Summary Judgment ................ A-576 4 of 284 Case: 14-36 Document: 68-1 Page: 5 04/29/2014 1212251 176 iii Page Exhibit A to Zimring Declaration - Curriculum Vitae of Franklin E. Zimring .............. A-587 Declaration of Lucy Allen, dated June 20, 2013 in Support of Defendants’ Cross-Motion to Dismiss and/or for Summary Judgment .............................. A-610 Defendant Gerald J. Gil’s Notice of Cross-Motion to Dismiss or for Summary Judgment, dated June 21, 2013 ......................................................... A-623 Declaration of Kathleen Rice, dated June 18, 2013 in Support of Defendants’ Cross-Motion to Dismiss or for Summary Judgment ....................... A-625 Declaration of James Sheppard, dated June 21, 2013 in Support of Defendants’ Cross-Motion to Dismiss or for Summary Judgment ....................... A-630 State Defendants’ Local Rule 56(a)(1) Statement of Undisputed Material Facts, dated June 21, 2013 ... A-637 Declaration of William J. Taylor, Jr., dated June 21, 2013 in Support of Defendants’ Cross-Motion to Dismiss or for Summary Judgment ....................... A-649 Exhibit 2 to Taylor Declaration - LCPGV Website, “Introduction to Gun Violence Statistics” (undated) ............................................... A-656 Exhibit 3 to Taylor Declaration - CDC Statistics, 2005-2010 US Homicide Firearm Deaths and Rates per 100k .................................... A-659 Exhibit 4 to Taylor Declaration CDC Statistics, 2010 US Homicide Firearm Deaths and Rates per 100k .................................... A-660 5 of 284 Case: 14-36 Document: 68-1 Page: 6 04/29/2014 1212251 176 iv Page Exhibit 5 to Taylor Declaration - Governor’s SAFE Act Program Bill ...................... A-663 Exhibit 6 to Taylor Declaration - NYS Senate Memo in Support of SAFE Act ......... A-672 Exhibit 7 to Taylor Declaration - NYS Senate Introducer’s Memo in Support of SAFE Act ............................................................... A-680 Exhibit 8 to Taylor Declaration - Violent Crime Control and Law Enforcement Act of 1994 ................................................................... A-688 Exhibit 9 to Taylor Declaration - Judiciary Committee Report re Fed AW Ban 1994 ....................................................................... A-714 Exhibit 10 to Taylor Declaration - ATF Study re Importability of Certain Shotguns (2011) ..................................................................... A-763 Exhibit 12 to Taylor Declaration - ATF Study re Sporting Suitability of Certain Modified Semiautomatic Rifles (1998) ................. A-797 Exhibit 13 to Taylor Declaration - Laws of New York, 2000 – Chapter 189 ............... A-923 Exhibit 14 to Taylor Declaration - Governor’s Program Bill Memorandum (2000) .... A-939 Exhibit 15 to Taylor Declaration - NY State Senate Introducer’s Memorandum in Support – Bill Number S8234 ............................... A-948 Exhibit 16 to Taylor Declaration - NYS Assembly Debate Excerpt June 23, 2000 ..... A-957 6 of 284 Case: 14-36 Document: 68-1 Page: 7 04/29/2014 1212251 176 v Page Exhibit 17 to Taylor Declaration - NYS Assembly Debate Excerpt June 22, 2000 .... A-963 Exhibit 18 to Taylor Declaration - Governor Proposes Five Point Plan to Combat Gun Violence, Mar. 15, 2000 (“Gov. 2000 Press Release”) ................................................................ A-979 Exhibit 19 to Taylor Declaration - ATF Study re Importability of Certain Shotguns (2012) ..................................................................... A-989 Exhibit 21 to Taylor Declaration - City of Rochester, Chapter 47.Dangerous Articles (“Rochester Ordinance”) ....................................... A-993 Exhibit 22 to Taylor Declaration - City of Albany – Chapter 193. Firearms and City of Albany, Chapter 193. Firearms and Ammunition (“Albany Ordinance”) ...................... A-1005 Exhibit 23 to Taylor Declaration - New York City Administrative Code, §§ 10.301, 10.303.1, 10.305, 10.306 ....................................... A-1010 Exhibit 24 to Taylor Declaration - Laws of New York, 2013, Chapter 1 (“SAFE Act”) ...................................................................... A-1024 Exhibit 25 to Taylor Declaration - Governor’s Press Release, Governor Cuomo Signs NY SAFE Act in Rochester, January 16, 2013 ....................................................................... A-1063 Exhibit 26 to Taylor Declaration - New York State Assault Weapon Registration