Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category Aargauische Kantonalbank Aarau Bank Cantonal banks Swiss securities firm 3 ABANCA CORPORACION BANCARIA S.A., Betanzos, Genève 1 Foreign bank branch office First branch office of a foreign bank X 5 succursale de Genève acrevis Bank AG St. Gallen Bank Regional banks and savings banks Swiss securities firm 4 AEK BANK 1826 Genossenschaft Thun Bank Regional banks and savings banks Swiss securities firm 4 AFS Equity & Derivatives B.V., Amsterdam, Regensdorf Foreign securities firm branch office Securities firm First branch office of a foreign X 5 Zweigniederlassung Regensdorf securities firm Allfunds Bank International S.A., Luxembourg, Zurich Zürich Foreign bank branch office First branch office of a foreign bank First branch office of a foreign 5 Branch securities firm Alpha RHEINTAL Bank AG Heerbrugg Bank Regional banks and savings banks Swiss securities firm 4 Alternative Bank Schweiz AG Olten Bank Other banks Swiss securities firm 4 Appenzeller Kantonalbank Appenzell Bank Cantonal banks Swiss securities firm 4 Aquila AG Zürich Bank Other banks Swiss securities firm 5 Arab Bank (Switzerland) Ltd. Genève 3 Bank Foreign-controlled banks Foreign-controlled securities 4 firm AXION SWISS BANK SA Lugano Bank Banks specialised in exchange, Swiss securities firm 4 securities and asset management business Baader Helvea AG Zürich Securities firm Securities firm Foreign-controlled securities X 5 firm Baloise Bank SoBa AG Solothurn Bank Regional banks and savings banks Swiss securities firm 4 Banca Aletti & C. (Suisse) SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 5 firm BANCA CREDINVEST SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 5 firm BANCA DEL CERESIO SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 5 firm 27.04.2021 / 04:31 1/19 Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category BANCA DEL SEMPIONE SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banca dello Stato del Cantone Ticino Bellinzona Bank Cantonal banks Swiss securities firm 4 Banca Popolare di Sondrio (Suisse) SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 4 firm BANCA ZARATTINI & CO. SA Lugano Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banco Itaú (Suisse) SA Zürich Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banco Santander International SA Genève 1 Bank Foreign-controlled banks Foreign-controlled securities 4 firm Bank Avera Genossenschaft Wetzikon ZH Bank Regional banks and savings banks Swiss securities firm 4 Bank BSU Genossenschaft Uster Bank Regional banks and savings banks Swiss securities firm 5 Bank CIC (Schweiz) AG Basel Bank Foreign-controlled banks Foreign-controlled securities 4 firm Bank Cler AG Basel Bank Other banks Swiss securities firm 3 Bank EEK AG Bern Bank Regional banks and savings banks Swiss securities firm 4 Bank EKI Genossenschaft Interlaken Bank Regional banks and savings banks Swiss securities firm 5 Bank für Tirol und Vorarlberg Aktiengesellschaft, Staad SG Foreign bank branch office First branch office of a foreign bank First branch office of a foreign 5 Innsbruck, Zweigniederlassung Staad securities firm Bank Gantrisch Genossenschaft Schwarzenburg Bank Regional banks and savings banks Swiss securities firm 5 Bank in Zuzwil AG Zuzwil Bank Regional banks and savings banks Swiss securities firm 5 Bank J. Safra Sarasin AG Basel Bank Foreign-controlled banks Foreign-controlled securities 3 firm Bank Julius Bär & Co. AG Zürich Bank Banks specialised in exchange, Swiss securities firm 3 securities and asset management business 27.04.2021 / 04:31 2/19 Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category Bank Leerau Genossenschaft Kirchleerau Bank Regional banks and savings banks Swiss securities firm 5 Bank Linth LLB AG Uznach Bank Foreign-controlled banks Foreign-controlled securities 4 firm Bank Oberaargau AG Huttwil Bank Regional banks and savings banks Swiss securities firm 4 Bank of America Europe Designated Activity Company, Zürich Foreign bank branch office First branch office of a foreign bank First branch office of a foreign 5 Dublin, Zweigniederlassung Zürich securities firm Bank SLM AG Münsingen Bank Regional banks and savings banks Swiss securities firm 4 Bank Sparhafen Zürich AG Zürich Bank Regional banks and savings banks Swiss securities firm 5 Bank Thalwil Genossenschaft Thalwil Bank Regional banks and savings banks Swiss securities firm 5 Bank von Roll AG Zürich Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Bank Vontobel AG Zürich Bank Banks specialised in exchange, Swiss securities firm 3 securities and asset management business BANK ZIMMERBERG AG Horgen Bank Regional banks and savings banks Swiss securities firm 5 bank zweiplus ag Zürich Bank Foreign-controlled banks Foreign-controlled securities 5 firm BankMed (Suisse) SA Genève 1 Bank Foreign-controlled banks Foreign-controlled securities 5 firm Bank-now AG Horgen Bank Other banks X 5 Banque Algérienne du Commerce Extérieur SA Zürich Bank Foreign-controlled banks Foreign-controlled securities 5 firm BANQUE AUDI (SUISSE) SA Genève 12 Bank Foreign-controlled banks Foreign-controlled securities 4 firm 27.04.2021 / 04:31 3/19 Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category Banque Bonhôte & Cie SA Neuchâtel Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Banque Cantonale de Fribourg Fribourg Bank Cantonal banks Swiss securities firm 3 Banque Cantonale de Genève Genève 2 Bank Cantonal banks Swiss securities firm 3 Banque Cantonale du Jura SA Porrentruy 2 Bank Cantonal banks Swiss securities firm 4 Banque Cantonale du Valais Sion Bank Cantonal banks Swiss securities firm 3 Banque cantonale neuchâteloise Neuchâtel Bank Cantonal banks Swiss securities firm 4 Banque Cantonale Vaudoise Lausanne Bank Cantonal banks Swiss securities firm 3 Banque Cramer & Cie SA Genève 12 Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Banque de Commerce et de Placements SA Genève 3 Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banque Degroof Petercam (Suisse) SA Genève Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banque du Léman SA Genève 1 Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banque Eric Sturdza SA Genève 3 Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Banque Havilland (Suisse) S.A. Genève 11 Bank Foreign-controlled banks Foreign-controlled securities 5 firm BANQUE HERITAGE SA Genève 6 Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Banque Internationale à Luxembourg (Suisse) SA Zürich Bank Foreign-controlled banks Foreign-controlled securities 5 firm 27.04.2021 / 04:31 4/19 Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category Banque Internationale de Commerce - BRED (Suisse) Genève Bank Foreign-controlled banks X 5 SA Banque Lombard Odier & Cie SA Genève Bank Banks specialised in exchange, Swiss securities firm 3 securities and asset management business Banque Pâris Bertrand SA Genève 1 Bank Banks specialised in exchange, Swiss securities firm 5 securities and asset management business Banque Pictet & Cie SA Genève 73 Bank Banks specialised in exchange, Swiss securities firm 3 securities and asset management business BANQUE PRIVEE BCP (SUISSE) SA Genève Bank Foreign-controlled banks Foreign-controlled securities 5 firm BANQUE PROFIL DE GESTION SA Genève 3 Bank Foreign-controlled banks Foreign-controlled securities 5 firm Banque SYZ SA Genève Bank Banks specialised in exchange, Swiss securities firm 4 securities and asset management business Banque Thaler SA Genève 3 Bank Foreign-controlled banks Foreign-controlled securities 5 firm Bantleon Bank AG Zug Bank Foreign-controlled banks Foreign-controlled securities 5 firm Barclays Bank (Suisse) SA Genève 3 Bank Foreign-controlled banks Foreign-controlled securities 4 firm Barclays Capital, Zurich Branch of Barclays Bank PLC, Zürich Foreign bank branch office First branch office of a foreign bank First branch office of a foreign 5 London securities firm Basellandschaftliche Kantonalbank Liestal Bank Cantonal banks Swiss securities firm 3 Basler Kantonalbank Basel Bank Cantonal banks Swiss securities firm 3 27.04.2021 / 04:31 5/19 Authorised banks and securities firms Name City Licensing Bank type Securities firms type no activity as securities firm non-account-holding securities firms Category Baumann & Cie KmG Basel Bank Private bankers who do not solicit funds Swiss securities firm 5 from the public BBO Bank Brienz Oberhasli AG Brienz BE Bank Regional banks and savings banks Swiss securities firm 5 BBVA SA Zürich Bank Foreign-controlled banks Foreign-controlled securities 5 firm BERGOS AG Zürich Bank Banks specialised in exchange, Swiss