Programme Regulations: Contents 191 Programme Regulations and Papers Contents page Interdivisional Doctor of Philosophy 193 Bachelor of Arts and Science 197 Bachelor of Arts and Commerce 198 Bachelor of Commerce and Science 199 Diploma for Graduates 200 Master of Higher Education 202 Postgraduate Diploma in Higher Education 203 Postgraduate Certificate in Higher Education 204 Division of Humanities Arts and Music 205 Education 271 Law 301 Theology 309 Division of Sciences 323 Division of Commerce 385 Division of Health Sciences Dentistry 423 Health Sciences 463 Interdivisional Medicine 515 Pharmacy 567 Physiotherapy 583 Foundation Studies 599 Papers 605 Interdivisional Programme Regulations: PhD 193 Regulations for the Degree of Doctor of Philosophy PhD Nature of the Degree Candidates for the degree of the Doctor of Philosophy are required to pursue an approved programme of advanced study and research under supervision as enrolled students of the University. The degree of Doctor of Philosophy is awarded on the basis of the submission of a thesis. The thesis, which may include a nominated creative component, should give evidence of the candidate’s ability to carry out research, that the candidate has shown originality and independence, and that the candidate has made a significant contribution to the advancement of their particular field. The research should be of a kind which a diligent and competent student might reasonably be expected to complete within three years of full-time study. 1 Admission (a) Admission to the degree programme shall be subject to the approval of the Senate. Note: Applications may be made at any time. Applications must be approved before the candidate begins the research work. (b) Every candidate must be a university graduate and produce evidence of ability to undertake research in the area of proposed study. Such evidence shall include: (i) a bachelor’s degree with first or upper second class honours (with an average grade in honours papers at or equivalent to at least B+ at the University of Otago) or equivalent (including a research component with an average grade at or equivalent to at least B+ at the University of Otago); or (ii) a master’s degree (with an average grade at or equivalent to at least B+ at the University of Otago) (including an appropriate research component worth at least a quarter of a year’s workload (0.25 EFTS), with a grade at or equivalent to at least B+ at the University of Otago); or (iii) appropriate research experience; and (iv) for candidates including a nominated creative component for assessment, demonstrated advanced training or experience in a relevant creative practice. (c) A candidate for a master’s degree may apply to transfer to candidature for the degree of Doctor of Philosophy, and may have the date of admission backdated as is considered appropriate. (d) Initial admission to the degree programme shall normally be provisional, and shall be confirmed on receipt of a supervisory agreement and a satisfactory progress report after no less than six months and no more than 12 months of full- or part-time study. Interdivisional (e) If admission to the degree programme is not confirmed, then either provisional admission may be extended for one period of up to six months or the candidate shall be required to withdraw or to enrol for another degree. If admission is not confirmed after a period of extension, the candidate shall be required to withdraw or to enrol for another degree. (f) Notwithstanding regulation 1(b) above, a Medical student who has completed a year of study for the degree of Bachelor of Medical Science with Honours but has not been awarded that degree may be accepted as a candidate for the degree of Doctor of Philosophy and have the date of admission backdated as is considered appropriate. Such a student’s programme of study must be approved by both the Board of the Faculty of Medicine and the Graduate Research Committee. 194 Programme Regulations: PhD 2 Full-time and Part-time Study (a) A candidate may apply for admission on a full-time or part-time basis, but may, with approval, change that status for any semester as long as that semester lies within the current or next calendar year. (b) Holders of Divisional Teaching Assistantships shall be deemed to be full-time candidates, and Assistant Research Fellows may also be so deemed. Notes: (i) A full-time candidate shall count as 1 Equivalent Full-time Student (EFTS) per annum (also see Note (iii) below). (ii) A part-time candidate shall count as 0.5 EFTS per annum. (iii) The University expects that full-time candidates will devote the majority of their working time to their studies. It is not recommended that full-time candidates accept employment for more than ten hours per week on average over a period of twelve months. When progress is significantly hampered by work exceeding this recommendation, the candidate may be required to reduce work commitments or change to part-time enrolment. 3 Additional Papers In certain cases a candidate may be required or allowed to take one or more prescribed papers in addition to the programme. No candidate may take any other paper or course additional to the programme without first obtaining the approval of the Senate, which must be satisfied that taking any such paper or course will not materially delay the completion of the candidate’s research. 4 Duration of the Programme (a) A candidate shall pursue a course of study and research under supervision for a period normally equivalent to 3 full-time years. (b) The minimum period of study shall be equivalent to 3 full-time years and the maximum period shall be equivalent to 4 full-time years. Exceptions shall be permitted only with approval of the Senate. (c) No programme shall exceed the equivalent of six years of full-time study from the date of first admission (d) A candidate shall be enrolled continuously for the entire period of the candidacy, up to the submission of the thesis, except that a candidate may apply to the Senate for permission to withdraw temporarily from study. 5 Location of Study and Research (a) Candidates are normally expected to be resident and studying in New Zealand while Interdivisional enrolled for the degree. Exceptions shall be permitted only with approval of the Senate. (b) Candidates proposing to study overseas may be approved to do so on a case by case basis by the Senate. Normally such study must be deemed necessary for the candidate’s research. While overseas, the candidate must continue to be enrolled at the University. 6 Supervisors (a) The Senate shall, on the recommendation of the relevant Head of Department, appoint at least two supervisors (who may be supported by a departmental advisory panel), or one supervisor supported by a departmental advisory panel of two or more members, to oversee the work of the candidate. (b) One of the supervisors must be an appropriately qualified member of the academic staff of the University. (c) In the case of a dispute between a candidate and a supervisor, the Senate shall have discretion to replace that supervisor. Programme Regulations: PhD 195 7 Progress Reports (a) While a candidate is provisionally admitted to the degree programme, progress reports signed by the candidate, supervisors, Head of Department and relevant Pro-Vice- Chancellor shall be submitted to the Senior Administrators, Student Administration (Doctoral), at six-monthly intervals from the date of initial admission. (b) Once confirmation has been granted, progress reports signed by the candidate, supervisors, Head of Department and relevant Pro-Vice-Chancellor or nominee shall be submitted annually. (c) If an unsatisfactory report is received, the Senate may, after appropriate consultation, terminate the candidacy. 8 Submission of the Thesis (a) Four copies of the thesis embodying the results of the research shall be submitted for examination, in accordance with the regulations governing Presentation of Theses (section 14 in the Examination and Assessment Regulations). (b) Theses may not exceed 100,000 words of text, excluding appendices, footnotes and bibliographies, or, for candidates including a nominated creative component, 60,000 words of text excluding the nominated creative component. (c) A nominated creative component may include live performance such as theatre, dance and music; visual art and craft; creative writing; indigenous traditional practice; media production; creative on-line content; or other forms appropriate to the discipline, and should be presented for examination in one or more of the following formats: (i) as printed material integrated into the bound thesis; (ii) as a digital recording in a portable format; (iii) as a live performance or exhibition, in which case this should be documented and included in the thesis. (d) A candidate may not present a thesis, including any nominated creative component within a thesis, which has previously been accepted for another degree. 9 Examination (a) The thesis shall be submitted to three examiners appointed by the Senate on the recommendation of the Head of Department in consultation with the supervisors. (b) One examiner shall be from outside New Zealand, one shall be from within New Zealand but external to the University, and one shall be internal to the University. Interdivisional Note: Normal patterns for examiners may be varied in exceptional circumstances. (c) An examiner shall not be a member of the supervisory team or departmental advisory panel or have participated in a candidate’s progress report meeting. (d) The entire examination shall be supervised by an independent Convener appointed by the Senate on the recommendation of the relevant Pro-Vice-Chancellor. (e) The supervisors shall make a report on the work of the candidate which may be released to the Convener of the examiners.