Resettlement Planning Document Short Resettlement Plan for Shahabad Subprojects Stage: Draft for Consultation Project Number: 38254-04 October 2009 IND: North Karnataka Urban Sector Investment Program Prepared by Karnataka Urban Infrastructure Development and Finance Corporation (KUIDFC). The short resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature. ABBREVIATIONS ADB – Asian Development Bank APs – Affected Persons BPL – Below Poverty Line CC City Corporation CBO Community Based Organization CDP Community Development Plan CDO Community Development Officer CMC City Municipal Corporation DC Deputy Commissioner DLVC District Level Valuation Committee DMA Directorate of Municipal Administration DSWO District Social Welfare Officer DoSW Department of Social Welfare DoTW Department of Tribal Welfare DTWO District Tribal Welfare Officer EA Executing Agency Gol Government of India GoK Government of Karnataka GRC Grievance Redressal Committee HH House Holds IA Implementing Agency IEE Initial Environmental Examination IP Indigenous People IPDF Indigenous People Development Framework IPDP Indigenous People Development Plan KUIDFC Karnataka Urban Infrastructure Development and Finance Corporation KUWSDB Karnataka Urban Water Supply and Drainage Board LA Land Acquisition LAA Land Acquisition Act M&E Monitoring and Evaluation NGO Non-Government Organization NOC No Objection Certificate NKUSIP North Karnataka Urban Sector Investment Program IPMU Investment Project Management Unit PMU Project Management Unit PWD Public work Department RF Resettlement Framework RO Resettlement Officer RP Resettlement Plan SA Social Assessment SC Schedule Caste ST Schedule Tribe WTP Water Treatment Plant TMC Town Municipal Council ULB Urban Local Body TABLE OF CONTENTS EXECUTIVE SUMMARY I. SCOPE OF LAND ACQUISITION AND RESETTLEMENT 1 A. Introduction 1 B. Scope of Land Acquisition and Resettlement 1 II. SOCIOECONOMIC INFORMATION/PROFILE OF AFFECTED PEOPLE 5 A. Household Size, Sex, and Gender 5 B. Vulnerable Groups 5 C. Unit Costs for Land 5 D. Income, Employment, Education, and other Household Details 5 E. Seasonal Laborers 6 III. OBJECTIVE, FRAMEWORK AND ENTITLEMENTS 8 IV. CONSULTATION AND GRIEVANCE REDRESS PARTICIPATION 13 A. Information Dissemination, Consultation, and Disclosure Requirement 13 B. Grievance Redressal Mechanisms 13 V. COMPENSATION AND INCOME RESTORATION 16 A. Compensation 16 B. Income Restoration 16 VI. INSTITUTIONAL FRAMEWORK 16 VII. RESETTLEMENT BUDGET AND FINANCING 19 VIII. IMPLEMENTATION SCHEDULE 20 IX. MONITORING AND EVALUATION 20 BASAVAKALYAN BIDAR R A T S H A A R GULBARGA H M A SHAHABAD YADGIR BIJAPUR Jamakandi Nippani BAGALKOTE RAICHUR BELGAUM G O A DHARWAD GADAG Dandeli KOPPAL BELLARY Karwar HAVERI A A R U.KANNADA N A D H B R I A A P R N DAVANAGERE A D S E S E CHITRADURGA H A SHIMOGA TUMKUR UDUPI CHIKMAGALUR BANGALORE RURAL KOLAR HASSAN BANGALORE L Mangalore URBAN A K S H D.KANNADA A MANDYA D W TAMILNADU E KODAGU E MYSORE P S E K E A R A CHAMARAJANAGAR L A Figure 1. Location Map ATOR OCUL IFL ARR E CL ROPOSED WTP SIT P 2.00 ACRE ER FILT ND ID SA RAP ⌧ MP SU R ATE FLASH MIXER E W PUR AERATOR Client Karnataka urban Infrastructure Develpoment & Finance Corporation Consultant DHV India Pvt. Ltd GDA Complex, Veerandra Patil Layout Sedam Road Gulbarga Checked by: ☺ Figure 2. Site plan for proposed Water Treatment Plant (2.0 acres on private land) TOWN : SHAHABAD JACK WELL CUM PUMP HOUSE SLAB INVERT LEVEL 390.00 RCC CHEJJA INVERT LEVEL 387.00 RCC CHEJJA 8.00 RCC CHEJJA 1.20 1.20 .00 PUMP HOUSE FLOOR LEVEL 384 1.00 0.50 H F L 382.50 GL 383.00 ACCESS LADER PIPE INVERT LEVEL 365.39 0.70 PIPE INVERT LEVEL 365.793 PUMP SUCTION LEVEL 362.39 0.65 BOTTOM INVERT LEVEL 360.39 1.00 0.65 6.00 0.20 SECTION PUMP HOUSE WALL JACK WELL RCC WALL MOTORS U WINDOW P Figure: 6 North Karnataka Urban Sector Investment Program (ADB Loan No. Project IND-2312) Client Karnataka urban Infrastructure Develpoment & Finance Corporation Consultant DHV India Pvt. Ltd. Opp. GDA Complex Veerendra Patil Layout PLAN Sedam Road Gulbarga Title General Drawing of Jack well cum Pump House Drawing no: DHV/SBD/WS/DPR/JW-001 Rew.:0 Date: 31.03.2009 Drawn by: Checked: Approved: Scale: A V J 1:150 Figure 3. Proposed Jack Well cum Pump House (0.25 acres on private land) Figure 4. Proposed Elevated Storage Reservoir I (ELSR) (0.25 acres on private land) TOWN : SHAHABAD 30000 2000 INLET ELSR 30000 TO DISTRIBUTION RCC Column North Karnataka Urban Sector Investment Program (ADB Loan No. Project M.S GATE IND-2312) 3000X1500 Client Karnataka urban Infrastructure Develpoment & Finance Corporation Consultant DHV India Pvt. Ltd. Opp. GDA Complex Veerendra Patil Layout Sedam Road Gulbarga Title LAY OUT OF PROPOSED ELSR AT UPPER MADDI Drawing no: DHV/SBD/WS/DPR/ELSR Rew.:0 Date: 02.04.2009 Drawn by: Checked: Approved: Scale: A V J NTS Figure 5. Proposed Elevated Storage Reservoir II (ELSR) (0.25 acres on government land) TOWN : SHAHABAD 30000 2000 INLET ELSR 30000 TO DISTRIBUTION RCC Column North Karnataka Urban Sector Investment Program (ADB Loan No. Project M.S GATE IND-2312) 3000X1500 Client Karnataka urban Infrastructure Develpoment & Finance Corporation Consultant DHV India Pvt. Ltd. Opp. GDA Complex Veerendra Patil Layout Sedam Road Gulbarga Title LAY OUT OF PROPOSED ELSR AT OLD SHAHABAD Drawing no: DHV/SBD/WS/DPR/ELSR Rew.: 0 Date: 02.04.2009 Drawn by: Checked: Approved: Scale: A V J NTS EXECUTIVE SUMMARY 1. The Investment Program will facilitate economic growth in 25 selected towns of North Karnataka and bring about urban development by means of equitable distribution of urban services in an environmentally sound and operationally sustainable manner. Tranche II improvements focus on rehabilitation and construction of water supply, sewerage, and urban drainage infrastructure as well as slum improvements and procurement of firefighting and emergency services equipment. Shahabad subprojects include water supply and slum improvements. The Investment Program is designed to minimize land acquisition and resettlement impacts. 2. The Project is designed to minimize land acquisition and resettlement impacts. Subprojects involving construction of water supply, sewerage and sanitation systems, and drainage improvements are proposed on vacant government land wherever possible, and any rehabilitation is proposed within the existing facilities’ premises to avoid land acquisition and resettlement. Overall impacts will be further minimized through careful siting and alignment during detailed design and subproject implementation. 3. The Shahabad subproject is Category B as per ADB Policy. Permanent land acquisition is required for a water treatment, elevated storage, and pumping facilities (total 2.50 acres of private land acquisition). As indicated in this RP, the nature of land acquisition will impact 2 households, 20 APs, and one institution. The RP was prepared in accordance with the agreed upon Resettlement Framework (RF) designed for the MFF. 4. Table 1 provides the summary of the resettlement impacts. Table 2 provides a summary of the sub-project components and land acquisition requirements. Table 3 provides a detailed summary of land acquisition and ownership. Impacts in Shahabad occur to vacant dry land (for WTP) or agricultural plots (for elevated storage tanks and jack well/pump house) with no structures or illegal settlers. The land takings account for only a partial amount of the title- holders total landholding. APs in Shahabad are characterized as follows: (i) one vulnerable (BPL) agricultural titled household; (ii) one ex-government official titled household; (iii) one institutional titled owner, the Hyderabad Karnataka Education Society; and (iv) seven seasonal farm laborers. There is one below-poverty-line (BPL) vulnerable household. The RP includes socio-economic profiles of the affected persons (to be updated at detailed design stage) and provides for appropriate compensation/mitigation measures for loss of land, crops, and income in accordance with the entitlement matrix (Table 7). No permanent or temporary land acquisition is anticipated for the laying of distribution networks as works are proposed within the existing roads. Any temporary impacts will be finalized during detailed design and minimized through careful siting, alignment, and site sensitive construction practices during subproject implementation. 5. Policy Framework and Entitlements. The policy frame work and entitlements for the Investment Program are based on National laws. The Land Acquisition Act 1894 (amended in 1984) and the National Policy on Resettlement and Rehabilitation for Investment Program Affected persons 2003 and ADB’s policy on Involuntary Resettlement, 1995. 6. Compensation and Income Restoration. Loss of land, structures, trees and crops and other assets will be compensated at replacement cost. A District Level Valuation Committee (DLVC) will be constituted with the representation from the Deputy Commissioner (DC), Land Acquisition Officer (LAO) Accounts officer of the Deputy Commissioner (DC), Shahabad Urban Local Body (ULB), Resettlement Officer (RO), Program Management Unit (PMU), Affected Persons (AP), Non Governmental Organizations (NGO) and Community Based Organizations (CBOs) to determine the replacement value of land and assets to be acquired. Vulnerable households will