金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered And/Or Non-Authorized Entities)

金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered And/Or Non-Authorized Entities)

金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered and/or Non-Authorized Entities) 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 (Name) (Location) (Phone Number and/or Fax Number) (Website) (Publication) Marunouchi Kitaguchi Bldg. http://japaninternational 2018年8月 Japan International Commodities 1-6-5, Marunouchi, Chiyoda-ku, commodities.com/ (August 2018) Tokyo, ZIP 100-8262 Resona Dai-Ichi Group/Resona Head Office: 32F, Toranomon Hills, 1-23- https://www.rdgfinancial. 2018年8月 Tel: +81 3 4540 6704 Day-Ichi Group 4, Toranomon, Minato-ku, Tokyo com/ (August 2018) Izumi Garden Tower, 1 Chome-6-1 https://taylormckenzie.ne 2018年8月 Taylor mckenzie Roppongi, Minato-ku, Tokyo, ZIP 106- Tel: +81 3 4579 5691 t/ (August 2018) 0032 48F Shinbashi Tokyu Bldg 4-21-3, http://www.fsajp.com/delw 2018年8月 Delwebb Limited Shinbashi Minato-ku, Tokyo, ZIP 105- Tel: +81 345 405 931 ebb-limited/ (August 2018) 0004 22F Hibiya Kokusai Building, 2018年8月 Kangyo Yokohama Securities 2-2-3 Uchisaiwai-cho, Chiyoda-ku, Tel: +81 3 4579 0434 https://www.kysecurities.com (August 2018) Tokyo 4FL Yusen Building http://phoenixdirectmanagem 2018年8月 Phoenix Direct Management 2-3-2 Marunouchi, Chiyoda-ku Tel: +81 3 4578 7985 ent.com/ (August 2018) Tokyo, ZIP 100-0005 Grace Investment/ Grace Tokyo Shinjuku Park Tower, 29/F, 2018年8月 Investment L.L.C Nishishinjuku 3-7-1, 163-1055 Tokyo (August 2018) IBG Capital Partners Gran Tokyo North Tower, 1-208-5 Yaesu, 2018年8月 Chiyoda-ku, Tokyo (August 2018) 13F Harumi Island Triton Square 2018年8月 Shinhan Daiwa Brokerage Office Tower Y, 8-11, Harumi 1-chome, Tel: +81 3 4577 6144 https://sdbholdings.com/ (August 2018) Chuo-ku, Tokyo ZIP 104-8610 2018年8月 Hollis Kookmin Financial (August 2018) Roppongi Hills Tower, 106-6108, Minato, 2018年8月 Michael Ulrich Hartmann Tel: +81 345 106 158 Roppongi, Tokyo (August 2018) 6th Floor, Owl Tower, 4-21-1, 2018年8月 ATB Holdings Tel: +81 3 4540 0915 https://atbholdings.com/ Higashiikebukuro, Toshima-ku, Tokyo (August 2018) 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered and/or Non-Authorized Entities) 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 (Name) (Location) (Phone Number and/or Fax Number) (Website) (Publication) Otemachi Tower 29/F, 1-5-5 Otemachi, 2018年8月 Toronto Sumitomo Trading Tel: +81 3 4590 0813 Chiyoda-ku, Tokyo, ZIP 100-8176 (August 2018) Northridge Financial Partners Tenri Building, 1-4-1 Kita-Saiwai, http://www.northridgefinancia 2018年8月 Yokohama, Kanagawa-ken lpartners.com/ (August 2018) Cerlean Tower, 26-1, Sakuragaoka-Cho, https://barkcapitalpartners.c 2018年8月 Bark Capital Partners Shibuya-ku, Tokyo om/ (August 2018) 2-1-1 Nihonbashi-Muromachi, Chuo- https://cobaltcapitalinc. 2018年6月 Cobalt Capital ku, Tokyo, ZIP 103-8328 com/ (June 2018) 1-12-1 Nihonbashi, Chuo-ku, Tokyo, 2018年6月 Newcorp Capital Tel: +81 3 4578 9565 ZIP 103-8260 (June 2018) Floor 4, 15 Nihonbashi, Honsekicho, http://structuredstrategi 2018年6月 Structured Strategic Capital Tel: +81 3 6740 1464 Tokyo ccapital.com/ (June 2018) Yamaguchi Laurentian 14F Ark Mori Building, 1-12-32 https://ylsinternational. 2018年6月 Tel: +81 3 4520 9745 Securities Akasaka, Minato-ku, Tokyo com/ (June 2018) Bankers Club Building, Level 15 Marunouchi 5C, Tokyo, ZIP 100-0005 2018年3月 Asia & Pacific Holdings (March 2018) Nestle Building, 7-1-15, goko-dori, Chuo-ku, Kobe, Hyogo, ZIP 651-0087 Osaka Mitsui Bussan Building, Level 2018年3月 Bonded Escrow 7, 3-33 Nakanoshim, Kita-ku, Osaka, Tel: +81 6 4560 4064 (March 2018) ZIP 530-0005 Level 15, 1-3-1, Marunouchi, 2018年3月 Century Holdings Ltd. Chiyoda-ku, Tokyo, ZIP 100-0005 (March 2018) Pacific Marks Nishi-Umeda 2F, Tel: +81 6 4560 4026 2018年3月 Coreserv Finacial Services 2-6-20 Umeda Kita-ku, Osaka, ZIP http://coreservfs.com Fax: +81 6 7635 8547 (March 2018) 530-0001 Lino Building, 1-1 Uchisaiwaicho, 2018年3月 Cressman Financial Group 2-Chome, Chiyoda-ku, Tokyo, ZIP (March 2018) 100-8540 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered and/or Non-Authorized Entities) 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 (Name) (Location) (Phone Number and/or Fax Number) (Website) (Publication) Sumitomo Nakano Sakaue Building, 1- 2018年3月 Empire asset investments 60-1 Chuo-ku, Tokyo, ZIP 164-0001 (March 2018) Tokyo Takarazuka Building, Floor Tel: +81 3 4588 8777 http://www.greenwoodtradi 2018年3月 Greenwood Trading 14, 1-1-3 Yurakucho, Tokyo, ZIP Fax: +81 3 6735 7085 ng.com/ (March 2018) 100-0006 Roppongi Hills Mori Tower, 10-1, http://indexfinancialgrou 2018年3月 Index Financial Group Roppongi 6, Roppongi Hills, Tel: +81 3 6730 9489 p.com/contact-us/ (March 2018) Minato-ku, Tokyo, ZIP 106-6108 Nichido Osaka Building. Floor 10. Tel: +81 6 4560 4041 http://www.isg- 2018年3月 ISG Global 2-2-7 Nishishinsaibashi, Chuo-ku, Fax: +81 6 7635 5388 global.com/ (March 2018) Osaka, Osaka-fu Hashimoto Bldg 4F16-1 Shiba 5- Tel: +81 3 4520 9778 http://www.ishibashivent. 2018年3月 Ishibashi Ventures chome, Minato-ku, Tokyo, ZIP 108- Fax: +81 3 4496 4760 com (March 2018) 0014 Hibiya Kokusai Building, 2-3 https://www.johnsonfinanc 2018年3月 Johnson Financial Consulting Uchisaiwai-cho, 2-Chome, Chiyoda- Tel: +81 3 4590 2755 ialconsulting.com/index.p (March 2018) ku, Tokyo, ZIP 100-0011 hp/contact-us/ Akihabara Dai Building, 76-1, 2018年3月 Kings View Capital Advisors Sotokanda 1, Chiyoda-ku, Tokyo (March 2018) 12F, Tokyo Building, Marunouchi, Tel: +81 3 4589 4874 2018年3月 MNB Holdings https://mnbholdings.com/ Chiyoda-ku, Tokyo Fax: +81 3 4589 5275 (March 2018) Hachioji Asahicho, Tokyo, ZIP 192- http://www.muramasasecuri 2018年3月 Muramasa Securities Tel: +81 3 4579 5998 0083 ties.com (March 2018) Yokohama Landmark Tower, 2-2-1, Tel: +81 3 4588 0546 https://www.nbrtrading.co 2018年3月 NBR Trading Minatomirai, Nishi-ku, Yokohama- Tel: +81 3 4578 9687 m/ (March 2018) shi, Kanagawa-ken, ZIP 220-0012 Level 20 Shiodome Shibarikyu http://nexus- 2018年3月 Nexus Financial Building 1-2-3, Kaigan, Minato-ku, Tel: +81 3 4510 8285 financial.com (March 2018) Tokyo, ZIP 105-0022 Mori Tower 13F, 2-16-1, Tel: +81 3 4589 5010 https://www.orixtrading.c 2018年3月 Orix Capital Trading Hirakawacho, Chiyoda-ku, Tokyo Fax: +81 3 4589 5014 om (March 2018) 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered and/or Non-Authorized Entities) 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 (Name) (Location) (Phone Number and/or Fax Number) (Website) (Publication) Sanno, 13th Floor, 2-11-1 http://www.pctmanagement. 2018年3月 Pacific Chiba Trust Tel: +81 3 4590 0439 Nagatacho, Tokyo com (March 2018) Nihonbashi Kabutocho, Chuo-ku, 2018年3月 Pacific Securities Co Ltd. Tokyo, ZIP 103-0026 (March 2018) Glass City Shibuya, 16-28, 2018年3月 Parnell Rosenberg Irwin Nanpeidai-Cho, Shibuya-Ku, Tokyo (March 2018) ZIP 150-0036 Tokyo Shinjuku Park Tower, 30/F, https://www.regalassetinv 2018年3月 Regal Asset Investment Nishishinjuku 3-7-1, Tokyo, ZIP estment.com/contact/ (March 2018) 163-1055 Shinjuku Mitsui Building, 2-1-1, https://www.rutherfordfra 2018年3月 Rutherford Franklin Ltd Nishishinjuku, Shinjuku-ku, Tokyo, Tel: +81 3 4540 0981 nklin.com/pages/contactus (March 2018) ZIP 163-0410 .html Atago East Building, 3-16-11, http://wellington- 2018年3月 Wellington Capital Group Nishishinbashi, 12th Floor, Minato- Tel: +81 3 4578 0348 capital-group.com/ (March 2018) ku, Tokyo 2018年3月 Woori Bridgewater Brokerage (March 2018) Daiichi Building, 1-8-3 Shibuya, Tel: +81 3 6890 8657 http://worthington- 2018年3月 Worthington Shibuya-ku, Tokyo, ZIP 150-0002 Fax: +81 3 6740 1918 global.com/ (March 2018) 4th Floor, Kioicho Building, 2017年12月 Aeon Group International 3-12 Kioi-cho, Chiyoda-ku, Tokyo, Tel: +81 3 4580 2113 www.aeongroup-intl.com (December 2017) ZIP 102-0094 16th Floor, Gran Tokyo South Tower, Tel: +81 3 4588 8167 2017年12月 Aichi BMO International 1-9-2, Marunouchi, Chiyoda-ku, ai-international.com/ Fax: +81 3 4510 3208 (December 2017) Tokyo, ZIP 100-6640 10F S-GATE Akasaka sanno, Tel: +81 3 4243 3187 2017年12月 Asquith Group 2, Akasaka, Minato-ku, www.theasquithgroup.com Fax: +81 3 6740 2388 (December 2017) Tokyo, ZIP 107-0052 Cerulean Tower,26-1 Sakuragaoka- 2017年12月 Cameo Consulting Ltd cho, Shibuya-ku, Tokyo, ZIP 150- Tel: +81 3 4578 9543 cameo-consulting.com/ (December 2017) 8512 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 ("Cold Calling" - Non-Registered and/or Non-Authorized Entities) 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 (Name) (Location) (Phone Number and/or Fax Number) (Website) (Publication) ThinkPark Tower, 2-1-1, Osaki, cathaydupont.com/cathaydu 2017年12月 Cathay DuPont Tel: +81 3 4579 5738 Shinagawa-ku, Tokyo, ZIP 141-6001 pont/en/home.html (December 2017) 4th Flr. Maya Bldg. 2-5, Minami Tel: +81 6 4560 4048 2017年12月 CHINATSU AND PARTNERS Hon-machi 1-chome Chuo-ku, Osaka, chinatsupartners.com/ Fax: +81 6 7635 2860 (December 2017) ZIP 541-0054 Level 9, 2-1-1 Edobori, Nishi-ku, 2017年12月 Daiwa Asia Osaka, ZIP 553-0002 (December 2017) 816-8, 2F, Akamichi, Uruma City, 2017年12月 Fuji Global Enterprise Corp Tel: +81 9 8989 5475 Okinawa (December 2017) Ito Bldg.6-14, Minami-Honmachi 2017年12月 Gina, Eri and Associates 3-chome Chuo-ku, Osaka, ZIP 541- Tel: +81 645 604 071 www.ginaeriassoc.com (December 2017) 0054 32 Shiba -Koen Building 2017年12月 Knight & Mackenzie Partners 3-4-30 Shibakouen Tel: +81 3 4590 0942 www.knightmackenzie.com/ (December 2017) Minato-ku, Tokyo, ZIP 105-0011 Marunouchi Trust Tower, 1 Chome-8- 2017年12月 Lindmand Group Tel: +81 3 4588 3068 www.lindmandgroup.com 3, Marunouchi, Tokyo, ZIP 100-0005 (December 2017) Shinjuku Nomura Building, 1-26-2 2017年12月 Olivier and Mann Nishi-Shinjuku, Shinjuku-ku, Tokyo, (December 2017) ZIP 163-0532 Makino Bldg. 8-1, pioneerequityacquisition. 2017年12月 Pioneer Equity Acquisition Hatchobori 2-chome, Chuo-ku, Tokyo, Tel: +81 3 4540 0881 com/ (December 2017) ZIP 104-0032 Level 17, Roppongi Hills North Tel: +81 3 4243 3886 2017年12月 Premier Capital Group Tower, 6-2-31 Roppongi, Minato-ku, www.premiercapitalgrp.com Fax: +81 3 6745 9367 (December 2017) Tokyo, ZIP 106-0032 31/F Osaka Kokusai Building, 2-3- Samatosa Capiutal Ventures Tel: +81 6 4560 4033 2017年12月 13, Azabu-cho, Chuo-ku, Osaka, ZIP www.samatosacv.com Inc.

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