1 SEPTEMBER 2020 Summary Table of Contents Introduction ...................................................................................................................... Page 2 Mission and Organization ...................................................................................... Page 2 Office of Export Enforcement.................................................................................... Page 3 Office of Enforcement Analysis ................................................................................ Page 5 Office of Antiboycott Compliance ............................................................................. Page 6 Authorities and Remedies ....................................................................................... Page 6 Criminal and Civil Penalties ................................................................................... Page 6 Voluntary Self-Disclosures..................................................................................... Page 8 Denial of Export Privileges .................................................................................... Page 9 BIS-Administered Lists .......................................................................................... Page 9 Asset Forfeiture .................................................................................................... Page 10 False Statements ................................................................................................... Page 11 Export Compliance ................................................................................................ Page 11 Responsible Parties ................................................................................................ Page 11 Eight Principles for an Effective Compliance Program ......................................... Page 11 Transshipments & Reexports ................................................................................. Page 13 Catch-All Controls ................................................................................................. Page 13 Successor Liability ................................................................................................. Page 14 Educational Outreach ............................................................................................. Page 14 Cyber-Intrusions and Data Exfiltration .................................................................. Page 15 Chapter 1 – Terrorism and State Sponsors of Terrorism Introduction ................................................................................................................... Page 16 Criminal and Administrative Case Examples ................................................. Page 17 Beng Sun Koh / Anh Minh Cuong Co Ltd. .......................................................... Page 17 Nordic Maritime Pte. Ltd. and Morten Innhaug ................................................... Page 17 Behrooz “Bruce” Behroozian ............................................................................... Page 18 John Luke Shannon / Cantada Trading LLC ........................................................ Page 18 William Vanmanen / BV Aerospace .................................................................... Page 18 Alireza Jalali / Negar Ghodskani / Green Wave Telecommunications ................ Page 19 Resit Tavan / Ramor Construction ....................................................................... Page 19 Liu “Willow” Yang .............................................................................................. Page 19 David Levick / ICM Components ........................................................................ Page 20 Arash Sepehri / Tajhiz Sanat Shayan .................................................................... Page 20 Arzu Sagsoz / Kral Havacilik ............................................................................... Page 21 Ali Caby / Marjan Caby / Arash Caby .................................................................. Page 21 Ali Eslamian ..................................................................................................................... Page 21 Worthington Products, Inc. / Hydel Engineering Products ..................................... Page 22 Hassan Zafari ........................................................................................................ Page 22 Erdal Akova / Esa Kimya ..................................................................................... Page 23 Mansour Zadeh ................................................................................................................. Page 23 National Oilwell Varco / Dreco Energy Services Ltd. ........................................ Page 23 Tayabi Fazal Hussain / Prime PE International Trading Company ...................... Page 23 Harold Rinko / Ahmed Feras Deri / Global Parts Supply ..................................... Page 24 Technoline SAL / Berty Tyloo ............................................................................ Page 24 Fokker Services B.V. ............................................................................................ Page 25 Amin Al-Baroudi .................................................................................................. Page 25 Oguzhan Aydin ..................................................................................................... Page 25 Ali Reza Parsa / Metal PM ................................................................................... Page 26 Sihai Cheng ........................................................................................................... Page 26 Corezing International Pte, Ltd. ............................................................................ Page 27 Antennas and Components / Eric Schneider......................................................... Page 27 Springworks Sdn Bhd / Kenneth Chua / Owen Chen ........................................... Page 28 Barracuda Networks, Inc. and Barracuda Networks Ltd ...................................... Page 28 EgyptAir Airlines Company ................................................................................. Page 28 Mozaffar Khazaee ................................................................................................. Page 29 Schlumberger Oilfield Holdings Ltd. .................................................................. Page 29 Borna “Brad” Faizy / Touraj Ghavidel / Techonweb ........................................... Page 30 Hetran, Inc. / Helmut Oertmann / FIMCO FZE ................................................... Page 30 Ya Qian “Jonathan” Chen / SKS Hydraulics USA, Inc. ....................................... Page 31 Trans Merits Co., Ltd. .......................................................................................... Page 31 Mohammad Reza Hajian / RH International LLC / Nexiant LLC P & P Computers LLC / Randy Barber / Michael Dragoni / Fortis Data Systems LLC / Greencloud LLC / John Talley / Tallyho Peripherals, Inc. ... Page 31 Computerlinks FZCO / Infotec / Waseem Jawad / Aramex Emirates LLC.......... Page 32 Weatherford International ..................................................................................... Page 33 Mahan Airways and Balli Group PLC .................................................................. Page 33 Mohammad Tabibi / Michael Edward Todd / Hamid Seifi / Parts Guys LLC / Galaxy Aviation Services ............................................... Page 34 Mayrow General Trading Network ...................................................................... Page 35 Chapter 2 – Commerce Control List Introduction ................................................................................................................... Page 36 Criminal and Administrative Case Examples ................................................. Page 37 Nuclear Nonproliferation Controls ........................................................................ Page 37 Imran Khan / Kamran Khan / Muhammad Ismail ................................................ Page 37 MHz Electronics, Inc. ........................................................................................... Page 37 Fuyi Sun / Zhong Li Bang Ye International Trading Co. Ltd. ............................. Page 38 Cryofab, Inc. ......................................................................................................... Page 38 Trexim Corporation / Bilal Ahmed ....................................................................... Page 38 Teledyne LeCroy .................................................................................................. Page 39 Nicholas Kaiga / IMC Metals Company............................................................... Page 39 Qiang (Johnson) Hu / MKS Shanghai .................................................................. Page 39 Lisong Ma ............................................................................................................. Page 40 Xun Wang / PPG Paints Trading (Shanghai) Co., Ltd. / Huaxing Construction ......................................................................................................... Page 40 Nadeem Akhtar / Computer Communication USA .............................................. Page 40 Jirair Avanessian / Farhad Masoumian Amirhossein Sairafi / XVAC ................. Page 41 Peter Gromacki / Hamid Reza Hashemi/ Amir Abbas Tamimi / Murat Taskiran ...............................................................................................................