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Published OnlineFirst May 13, 2014; DOI: 10.1158/1078-0432.CCR-14-0516 Clinical Cancer CCR Perspectives in Drug Approval Research U.S. Food and Drug Administration Approval: Obinutuzumab in Combination with Chlorambucil for the Treatment of Previously Untreated Chronic Lymphocytic Leukemia Hyon-Zu Lee1, Barry W. Miller1, Virginia E. Kwitkowski1, Stacey Ricci1, Pedro DelValle1, Haleh Saber1, Joseph Grillo2, Julie Bullock2, Jeffry Florian2, Nitin Mehrotra2, Chia-Wen Ko3, Lei Nie3, Marjorie Shapiro4, Mate Tolnay4, Robert C. Kane1, Edvardas Kaminskas1, Robert Justice1, Ann T. Farrell1, and Richard Pazdur1 Abstract On November 1, 2013, the U.S. Food and Drug Administration (FDA) approved obinutuzumab (GAZYVA; Genentech, Inc.), a CD20-directed cytolytic antibody, for use in combination with chloram- bucil for the treatment of patients with previously untreated chronic lymphocytic leukemia (CLL). In stage 1 of the trial supporting approval, patients with previously untreated CD20-positive CLL were randomly allocated (2:2:1) to obinutuzumab þ chlorambucil (GClb, n ¼ 238), rituximab þ chlorambucil (RClb, n ¼ 233), or chlorambucil alone (Clb, n ¼ 118). The primary endpoint was progression-free survival (PFS), and secondary endpoints included overall response rate (ORR). Only the comparison of GClb to Clb was relevant to this approval and is described herein. A clinically meaningful and statistically significant improvement in PFS with medians of 23.0 and 11.1 months was observed in the GClb and Clb arms, respectively (HR, 0.16; 95% CI, 0.11–0.24; P < 0.0001, log-rank test). The ORRs were 75.9% and 32.1% in the GClb and Clb arms, respectively, and the complete response rates were 27.8% and 0.9% in the GClb and Clb arms, respectively. The most common adverse reactions (10%) reported in the GClb arm were infusion reactions, neutropenia, thrombocytopenia, anemia, pyrexia, cough, and musculoskeletal dis- orders. Obinutuzumab was the first Breakthrough Therapy–designated drug to receive FDA approval. Clin Cancer Res; 20(15); 3902–7. Ó2014 AACR. Introduction coexpress the T-cell antigen CD5 and B-cell surface antigens Chronic lymphocytic leukemia (CLL) is the most com- CD19, CD20, and CD23 (5). mon leukemia in Western countries (1). It is estimated Approved therapies for CLL include chlorambucil, that there will be 15,720 new cases of CLL and 4,600 cyclophosphamide, fludarabine, alemtuzumab, benda- deaths because of CLL in 2014 in the United States (2). mustine, ofatumumab, and rituximab. For previously CLL is predominant in older individuals with a median untreated patients with progressive CLL, recommended age at diagnosis of 71 years. CLL has a variable natural treatment regimens primarily consist of chemoimmu- history with a 5-year relative survival rate of approximate- notherapies. However, in patients with coexisting medical ly 82% (3). conditions, often including the elderly, aggressive treat- CLL is characterized by increasing levels of clonal lym- ment regimens are poorly tolerated (6). Allogeneic stem- phocytes in the blood, bone marrow, and lymphatic tissues cell transplantation is the only potentially curative treat- (4). The diagnosis of CLL requires at least 5 Â 109 ment for CLL (7). B lymphocytes/L (5,000/mL) in the peripheral blood and This report summarizes the FDA review of the Biologics confirmation of clonality by flow cytometry. CLL cells License Application (BLA) for obinutuzumab used in com- bination with chlorambucil for the initial therapy of patients with CLL. Authors' Affiliations: 1Office of Hematology and Oncology Products, Office of New Drugs; 2Office of Clinical Pharmacology; 3Office of Biosta- Chemistry tistics; 4Office of Biotechnology Products, Center for Drug Evaluation and Research, U.S. Food and Drug Administration, Silver Spring, Maryland Obinutuzumab is an Fc-glycoengineered humanized anti- Note: This is a U.S. Government work. There are no restrictions on its use. CD20 monoclonal antibody of the IgG1 subclass with a molecular mass of approximately 150 kDa (8). It recognizes Corresponding Author: Hyon-Zu Lee, Division of Hematology Products, U.S. Food and Drug Administration, 10903 New Hampshire Avenue, Silver the type II epitope of the CD20 antigen rather than the type I Spring, MD 20993. Phone: 301-796-2192; Fax 301-796-9849; E-mail: epitope recognized by rituximab. Obinutuzumab is a sterile, [email protected] clear, colorless to slightly brown, preservative-free liquid doi: 10.1158/1078-0432.CCR-14-0516 concentrate for i.v. administration and is supplied at a con- Ó2014 American Association for Cancer Research. centration of 25 mg/mL in 1,000 mg single-use vials. 3902 Clin Cancer Res; 20(15) August 1, 2014 Downloaded from clincancerres.aacrjournals.org on September 25, 2021. © 2014 American Association for Cancer Research. Published OnlineFirst May 13, 2014; DOI: 10.1158/1078-0432.CCR-14-0516 FDA Approval of Obinutuzumab for CLL Pharmacology and Toxicology lations because these elimination pathways are not expected Obinutuzumab binds to CD20 expressed on the surface to be a major factor affecting exposure as monoclonal of pre-B and mature B lymphocytes (B-cells). Upon binding antibodies are generally catabolized by ubiquitous proteo- to CD20, obinutuzumab mediates B-cell lysis (i) through lytic enzymes. antibody-dependent cellular cytotoxicity and phagocytosis; (ii) by directly activating internal cell death signaling path- Clinical Trial ways; and (iii) by antibody activation of complement- dependent cytotoxicity. Design Toxicology studies were conducted using cynomolgus Study CLL11 was an open-label, three-arm, randomized, monkeys. Obinutuzumab binds human and cynomolgus multicenter, two-stage, phase III trial in patients with pre- monkey CD20 with similar affinity. Repeat-dose toxicology viously untreated CLL. Randomization was stratified by studies of up to 26 weeks’ duration using i.v. administra- Binet stage and country/region. The trial was conducted at tion of obinutuzumab or 4 weeks’ duration using s.c. 155 centers in 24 countries and in collaboration with the administration were conducted. Toxicities observed from German CLL Study Group. In stage 1 of the trial, patients repeat-dose studies were consistent with the intended were randomly allocated (2:2:1) to obinutuzumab plus pharmacology of obinutuzumab or were the apparent chlorambucil (GClb), rituximab plus chlorambucil (RClb), result of cross-species immunogenicity effects. The primary or chlorambucil (Clb) alone. In stage 2, the randomization effects of obinutuzumab included hypersensitivity reac- continued between GClb and RClb (1:1). Stage 2 results tions and marked decreases in circulating B cells, with were not available at the time of the BLA review. corresponding lymphoid tissue B-cell depletion in the Key eligibility criteria were age of 18 years or older, pre- spleen and lymph nodes. Transient natural killer cell reduc- viously untreated documented CD20-positive CLL requiring tions were also observed, as were opportunistic infections treatment, and coexisting medical conditions or creatinine secondary to immunosuppression. clearance (CrCl) < 70 mL/min or both. Exclusion criteria Administration of obinutuzumab to pregnant monkeys included CrCl < 30 mL/min, active infections, positive hep- during gestation was associated with complete depletion of atitis B (HBsAg or anti-HBc positive, patients positive for anti- B lymphocytes in infants. Obinutuzumab did not affect HBc could be included if hepatitis B viral DNA was not embryo–fetal development, parturition, postnatal survival, detectable) and hepatitis C serology, and immunization with or the growth and development of infants. Obinutuzumab live virus vaccine within 28 days before randomization. crosses the blood–placental barrier and is secreted in the For the purpose of analysis, stage 1 of the clinical trial was milk of pregnant monkeys. Because of the depletion of B further divided into stages 1a (GClb vs. Clb) and 1b (RClb cells and possible opportunistic infections, use of obinu- vs. Clb). In the stage 1a analysis, 356 patients were ran- tuzumab during pregnancy is not recommended. domly allocated to GClb (n ¼ 238) or to Clb (n ¼ 118). The stage 1b analysis is not relevant to this approval and will not be described further. Patients in the Clb arm with disease Clinical Pharmacology progression during or within 6 months of end of treatment The steady-state pharmacokinetic parameters for obi- could cross over to GClb, but only 19% had done so at the nutuzumab were derived using a population-based phar- time of analysis cutoff date. macokinetic (pop-PK) analysis. The geometric mean The trial began with patients on the GClb arm receiving (CV%) volume of distribution of obinutuzumab is obinutuzumab, 1,000 mg by i.v. infusion on days 1, 8, approximately 3.8 L (23%). The elimination of obinutu- and15ofthefirsttreatmentcycleandonthefirstdayof zumabiscomposedofalinearclearancepathwayanda cycles 2 to 6. Later in the trial, because of infusion time-dependent nonlinear clearance pathway. As obinu- reactions, the protocol was amended to split the first tuzumab treatment progresses, the impact of the time- dose in the first cycle only between day 1 (100 mg) and dependent pathway diminishes in a manner suggesting day 2 (900 mg), and this regimen was administered to 45 target-mediated drug disposition. The geometric mean (19%) patients. Patients on both arms received chloram- (CV%) terminal obinutuzumab clearance and half-life bucil, 0.5 mg/kg orally on days 1 and 15 of a 28-day cycle are approximately

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