No. 14-7955 IN THE Supreme Court of the United States ___________ RICHARD E. GLOSSIP, ET AL., Petitioners, v. KEVIN J. GROSS, ET AL., Respondents. ___________ On Writ of Certiorari to the United States Court of Appeals for the Tenth Circuit ___________ JOINT APPENDIX – VOLUME I ___________ JON M. SANDS PATRICK R. WYRICK * FED. PUBLIC DEFENDER OKLAHOMA OFFICE OF THE DISTRICT OF ARIZONA ATTORNEY GENERAL DALE A. BAICH 313 N.E. 21st Street ROBIN C. KONRAD * Oklahoma City, OK 73105 850 West Adams Street (405) 522-3921 Suite 201 [email protected] PHOENIX, AZ 85007 (602) 382-2816 [email protected] SUSAN OTTO FED. PUBLIC DEFENDER W. DISTRICT OF OKLAHOMA PATTI PALMER GHEZZI RANDY A. BAUMAN 215 Dean A. McGee Avenue Suite 707 Oklahoma City, OK 73102 (405) 609-5975 Additional counsel on inside front cover Counsel for Petitioners Counsel for Respondents March 9, 2015 * Counsel of Record PETITION FOR WRIT OF CERTIORARI FILED: JAN. 13, 2015 CERTIORARI GRANTED: JAN. 23, 2015 MARK E. HADDAD ALYCIA A. DEGEN AMANDA V. LOPEZ COLLIN P. WEDEL SIDLEY AUSTIN LLP 555 West Fifth Street Los Angeles, CA 90013 (213) 896-6000 PETER D. KEISLER JEFFREY T. GREEN JACQUELINE G. COOPER SIDLEY AUSTIN LLP 1501 K Street N.W. Washington, D.C. 20005 (202) 736-8000 Counsel for Petitioners TABLE OF CONTENTS Page United States District Court for the Western District of Oklahoma, No. 5:14-cv-665, Rele- vant Docket Entries ........................................... 1 United States Court of Appeals for the Tenth Circuit, No. 14-6244, Relevant Docket Entries 22 Motion in Limine, Warner v. Gross, No. 5:14-cv- 665 (W.D. Okla. Dec. 15, 2014), ECF No. 161 .. 34 Order Denying Motion for Preliminary Injunc- tion, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 22, 2014), ECF No. 173 ................... 41 Transcript of Court’s Ruling, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 22, 2014) ...... 43 Opinion, Warner v. Gross, No. 14-6244 (10th Cir. Jan. 12, 2015) ............................................. 111 Stay of Execution Order, Glossip v. Gross, No. 14-7955 (U.S. Jan. 28, 2015) ............................. 140 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 18, 2014) (testi- mony of Oklahoma Department of Correc- tions, Former General Counsel, Michael Oak- ley) ..................................................................... 141 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17, 2014) (testi- mony of Warden Anita Trammell) ................... 151 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 19, 2014) (testi- mony of Director Robert Patton) ...................... 155 (i) ii TABLE OF CONTENTS—continued Page Pls.’ Ex. 80, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (report of David Lubarsky, M.D. (Nov. 26, 2014)) ................................................................ 168 Excerpt of Ex. 3 to Pls.’ Ex. 80, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (Hospira’s Material Safety Data Sheet for Midazolam Hydrochloride Injection, Solution with Preservative) ............................................ 179 Excerpt of Ex. 4 to Pls.’ Ex. 80, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (Paradoxical Reactions to Benzodiazepines by Mary A. Gutierrez, Pharm.D., Janice M. Rop- er, PhD, RN, and Pockhee Hahn, RN) ............. 184 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17, 2014) (testi- mony of Dr. Lubarsky) ..................................... 199 Ex. 4 to Appellants’ Emergency Motion for Stays of Executions, Warner v. Gross, No. 14- 6244 (10th Cir. Jan. 8, 2015), ECF No. 10238498 (Declaration of David Lubarsky, M.D.) ................................................................. 232 Pls.’ Ex. 77, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (report of Larry Sasich, Pharm.D.) ............................................. 238 Excerpt of Ex. 2 to Pls.’ Ex. 77, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (FDA-approved professional product label for midazolam) ....................................................... 250 iii TABLE OF CONTENTS—continued Page Excerpt of Ex. 4 to Pls.’ Ex. 77, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (FDA-approved professional product label for potassium chloride) .......................................... 253 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 18, 2014) (testi- mony of Larry Sasich) ...................................... 256 Ex. 5 to Appellants’ Emergency Motion for Stays of Executions, Warner v. Gross, No. 14- 6244 (10th Cir. Jan. 8, 2015), ECF No. 10238498 (Review of the Expert Report and Oral Testimony of R. Lee Evans) ..................... 274 Excerpt of Ex. 2 to Pls.’ Ex. 77, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (FDA-approved professional product label for midazolam) ....................................................... 285 Defs.’ Ex. 34, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (Dr. R. Lee Ev- ans Expert Report) ........................................... 293 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 19, 2014) (testi- mony of R. Lee Evans, Pharm.D.) .................... 304 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 19, 2014) (testi- mony of Eric Katz, M.D.) .................................. 336 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17, 2014) (testi- mony of Joseph Cohen, M.D.)........................... 343 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17, 2014) (testi- mony of David Autry) ....................................... 348 iv TABLE OF CONTENTS—continued Page Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17, 2014) (testi- mony of Lisbeth Exon) ...................................... 352 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 18, 2014) (testi- mony of Scott Crow) ......................................... 359 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 19, 2014) (testi- mony of Joni McClain) ....................................... 370 Pls.’ Ex. 65, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 17-19, 2014) (Okla. Dep’t of Pub. Safety Executive Summary: The Execu- tion of Clayton Locket, Case No. 14-0189SI (Sept. 4, 2014)) .................................................. 376 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 18, 2014) (testi- mony of Captain Jason Holt) ........................... 420 Excerpt of Transcript, Warner v. Gross, No. 5:14-cv-665 (W.D. Okla. Dec. 19, 2014) (clos- ing arguments) .................................................. 426 Amended Petition for Declaratory Relief and Request for Injunction, Lockett v. Evans, No. cv-14-330 (Dist. Ct. Okla. Cnty. Mar. 7, 2014) .................................................................. 431 1 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF OKLAHOMA OKLAHOMA CITY ———— 5:14-cv-00665-F ———— WARNER, ET AL., v. GROSS, ET AL., ———— RELEVANT DOCKET ENTRIES DATE NO. PROCEEDINGS 06/25/2014 1 COMPLAINT against All Defendants filed by All Plaintiffs. (Attachments: # 1 Attachment 1 − List of Plaintiffs, # 2 Attachment 2 − List of Plaintiffs Attorneys, # 3 Exhibit 3 − List of Defendants, # 4 Civil Cover Sheet)(cpp) (Entered: 06/25/2014) * * * * 07/16/2014 40 MOTION to Dismiss and Brief in Support by Steve Burrage, Kevin J Gross, Gene Haynes, Frazier Henke, Linda K Neal, Michael W Roach, Earnest D Ware. (Attachments: # 1 Exhibit Executive Order 2014−11, # 2 Exhibit Executive Order 2 DATE NO. PROCEEDINGS 2014−10, # 3 Exhibit Death Row Report, # 4 Exhibit OSP−040401−01, # 5 Attachment Benevides v City of OKC (unpubished case), # 6 Attachment Lockett v Evans (unpublished case))(Hadden, John) (Entered: 07/16/2014) 07/16/2014 41 ANSWER to Complaint by Robert C Patton, Anita K Trammell.(Hadden, John) (Entered: 07/16/2014) 07/16/2014 42 MOTION to Stay Case and Brief in Support by Robert C Patton, Anita K Trammell. (Attachments: # 1 Exhibit Death Row Report, # 2 Exhibit Executive Order 2014−11, #3 Exhibit Executive Order 2014−10)(Hadden, John) (Entered: 07/16/2014) * * * * 08/06/2014 45 RESPONSE to Motion re 42 MOTION to Stay Case and Brief in Support, 40 MOTION to Dismiss and Brief in Support filed by All Plaintiffs. (Attach- ments: # 1 Exhibit 1) Board of Corrections Policy P−040100, # 2 Exhibit 2) Dept of Corr Operating Policy P−040301, # 3 Exhibit 3) OSP Policy 3 DATE NO. PROCEEDINGS OSP−040301, # 4 Exhibit 4) Addendum to OSP−040301, # 5 Exhibit 5) BOC Minutes 5−14−10, # 6 Exhibit 6) BOC Minutes 6−18−10, # 7 Exhibit 7) BOC Minutes 10−22−10, # 8 Exhibit 8) BOC Minutes 10−21−11, # 9 Exhibit 9) BOC Minutes 5−1−14, # 10 Exhibit 10) BOC Minutes 6−5−14, # 11 Exhibit 11) BOC Minutes 4−25−13, # 12 Exhibit 12) BOC Minutes 4−3−14)(Ghezzi, Patti) (Entered: 08/06/2014) 8/12/2014 46 ORDER Setting Hearing on 42 MOTION to Stay Case and Brief in Support: Motion Hearing set for 9/18/2014 09:00 AM in Courtroom 305 before Honorable Stephen P. Friot (as fully set out in this order). Signed by Honorable Stephen P. Friot on 8/12/14. (llg) (Entered: 08/12/2014) 8/13/2014 47 REPLY to Response to Motion re 40 MOTION to Dismiss and Brief in Support, 42 MOTION to Stay Case and Brief in Support filed by Steve Burrage, Kevin J Gross, Gene Haynes, Frazier Henke, Linda K Neal, Robert C Patton, Michael W Roach, Anita K Trammell Earnest D Ware. 4 DATE NO. PROCEEDINGS (Hadden, John) (Entered: 08/13/2014) 09/09/2014 48 ORDER. Ct notes that a report entitled “The Execution of Clayton Lockett,” Case No. 14−0189SI, has been rendered by Okla DPS. To facilitate the ct’s consideration of, among other things, the mtns that are now pndg in this action (&to facilitate any necessary consideration of the matter by a reviewing ct), dfts Patton &Trammell are DIRECTED to file a copy of that report in this action by 9/26/14.