September 13, 2017 Adjustment and Change on Securities Options (Effective from September 27, 2017) Reverse stock splits and changes in trading units are scheduled for the underlying securities of security options listed below effective from October 1, 2017. In accordance with this, OSE will adjust the strike prices of option contracts which are based upon these underlying securities, as in the appendix, on September 27, 2017, the date on which trading starts for shares after the reverse stock splits. Furthermore, the adjusted strike prices will be announced after the day session on September 26, 2017. This English translation is solely for reference purpose only and not a legally definitive translation of the original Japanese text. In the event a difference arises regarding the meaning herein, the original Japanese version will prevail as the official authoritative version. - 1 - Underlying Securities Code Reverse stock split Change in trading unit five shares shall be Changes from 1,000 TAISEI CORPORATION 1801 consolidated into one share shares to 100 shares five shares shall be Changes from 1,000 Mitsui Chemicals,Inc. 4183 consolidated into one share shares to 100 shares Mitsui Mining and Smelting tenshares shall be Changes from 1,000 5706 Company,Limited consolidated into one share shares to 100 shares Sumitomo Metal Mining twoshares shall be Changes from 1,000 5713 Co.,Ltd. consolidated into one share shares to 100 shares SUMITOMO HEAVY five shares shall be Changes from 1,000 6302 INDUSTRIES,LTD. consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 NEC Corporation 6701 consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 Sharp Corporation 6753 consolidated into one share shares to 100 shares Mitsubishi Heavy tenshares shall be Changes from 1,000 7011 Industries,Ltd. consolidated into one share shares to 100 shares Kawasaki Heavy tenshares shall be Changes from 1,000 7012 Industries,Ltd. consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 IHI Corporation 7013 consolidated into one share shares to 100 shares twoshares shall be Changes from 1,000 Dai Nippon Printing Co.,Ltd. 7912 consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 NIPPON EXPRESS CO.,LTD. 9062 consolidated into one share shares to 100 shares Nippon Yusen Kabushiki tenshares shall be Changes from 1,000 9101 Kaisha consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 Mitsui O.S.K.Lines,Ltd. 9104 consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 Kawasaki Kisen Kaisha,Ltd. 9107 consolidated into one share shares to 100 shares tenshares shall be Changes from 1,000 ANA HOLDINGS INC. 9202 consolidated into one share shares to 100 shares Mitsubishi Logistics twoshares shall be Changes from 1,000 9301 Corporation consolidated into one share shares to 100 shares five shares shall be Changes from 1,000 TOKYO GAS CO.,LTD. 9531 consolidated into one share shares to 100 shares five shares shall be Changes from 1,000 OSAKA GAS CO.,LTD. 9532 consolidated into one share shares to 100 shares - 2 - Appendix Number of securities Underlying securities Code Strike price* Open interest* Position limits* for one delivery unit* TAISEI CORPORATION 1801 multiplied by five. multiplied by two. 1,000 shares→100 shares 11,400 units→22,900 units Mitsui Chemicals,Inc. 4183 multiplied by five. multiplied by two. 1,000 shares→100 shares 10,200 units→20,400 units Mitsui Mining and Smelting Company,Limited 5706 multiplied by ten. No Change 1,000 shares→100 shares No Change Sumitomo Metal Mining Co.,Ltd. 5713 multiplied by two. multiplied by five. 1,000 shares→100 shares 5,800 units→29,000 units SUMITOMO HEAVY INDUSTRIES,LTD. 6302 multiplied by five. multiplied by two. 1,000 shares→100 shares 6,100 units→12,200 units NEC Corporation 6701 multiplied by ten. No Change 1,000 shares→100 shares No Change Sharp Corporation 6753 multiplied by ten. No Change 1,000 shares→100 shares No Change Mitsubishi Heavy Industries,Ltd. 7011 multiplied by ten. No Change 1,000 shares→100 shares No Change Kawasaki Heavy Industries,Ltd. 7012 multiplied by ten. No Change 1,000 shares→100 shares No Change IHI Corporation 7013 multiplied by ten. No Change 1,000 shares→100 shares No Change Dai Nippon Printing Co.,Ltd. 7912 multiplied by two. multiplied by five. 1,000 shares→100 shares 6,600 units→32,400 units NIPPON EXPRESS CO.,LTD. 9062 multiplied by ten. No Change 1,000 shares→100 shares No Change Nippon Yusen Kabushiki Kaisha 9101 multiplied by ten. No Change 1,000 shares→100 shares No Change Mitsui O.S.K.Lines,Ltd. 9104 multiplied by ten. No Change 1,000 shares→100 shares No Change Kawasaki Kisen Kaisha,Ltd. 9107 multiplied by ten. No Change 1,000 shares→100 shares No Change ANA HOLDINGS INC. 9202 multiplied by ten. No Change 1,000 shares→100 shares No Change Mitsubishi Logistics Corporation 9301 multiplied by two. multiplied by five. 1,000 shares→100 shares 1,700 units→8,700 units TOKYO GAS CO.,LTD. 9531 multiplied by five. multiplied by two. 1,000 shares→100 shares 23,000 units→45,800 units OSAKA GAS CO.,LTD. 9532 multiplied by five. multiplied by two. 1,000 shares→100 shares 20,800 units→41,600 units * strike price, open interest, number of securities for one delivery unit and position limits compared to September 26, 2017..
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