QUARTERLY ENFORCEMENT REPORT 7/1/01 - 9/30/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 2001NM710235 DELTA AIR LINES INC A/C or COMM OPER 13-Mar-01 ORD ASSESS CIVIL 3500 DOLLARS SECURITY 20-Jul-01 PENALTY 2001NM710209 HORIZON AIR INDUSTRIES A/C or COMM OPER 20-Feb-01 ORD ASSESS CIVIL 5000 DOLLARS SECURITY 26-Jul-01 INC PENALTY 2001NM710244 SEATTLE TACOMA AIRPORT OPERATOR 20 -Mar-01 ORD ASSESS CIVIL 1100 DOLLARS SECURITY 26-Jul-01 INTERNATIONAL AIRPORT PENALTY 2001SW730027 DELTA AIR LINES INC A/C or COMM OPER 08-Feb-01 ORD ASSESS CIVIL 7500 DOLLARS SECURITY 27-Jul-01 PENALTY 2001CE710040 SIOUX GATEWAY AIRPORT AIRPORT OPERATOR 14 -Feb-01 ORD ASSESS CIVIL 1100 DOLLARS SECU RITY 31-Jul-01 PENALTY 2001NM720088 AMERICA WEST AIRLINES A/C or COMM OPER 07-Feb-01 ORD ASSESS CIVIL 4000 DOLLARS SECURITY 08-Aug-01 INC PENALTY 2001NM710222 PORTLAND INTERNATIONAL AIRPORT OPERATOR 28 -Feb-01 ORD ASSESS CIVIL 900 DOLLARS SECURITY 09-Aug-01 AIRPORT PENALTY 2001NM710230 PORTLAND INTERNATIONAL AIRPORT OPERATOR 07-Mar-01 ORD ASSESS CIVIL 900 DOLLARS SECURITY 09-Aug-01 AIRPORT PENALTY 2001NM720102 GREAT LAKES AVIATION LTD A/C or COMM OPER 21-Feb-01 ORD ASSESS CIVIL 1000 DOLLARS SE CURITY 14-Aug-01 PENALTY 2001NM720122 GREAT LAKES AVIATION LTD A/C or COMM OPER 22-Mar-01 ORD ASSESS CIVIL 4000 DOLLARS SECURITY 14-Aug-01 PENALTY 2001NM710270 SEATTLE -TACOMA AIRPORT OPERATOR 29 -Mar-01 ORD ASSESS CIVIL 1100 DOLLARS SECURITY 31-Aug-01 INTERNATIONAL AIRPORT PENALTY 2001NM710310 HORIZON AIR INDUSTRIES A/C or COMM OPER 30-Apr-01 ORD ASSESS CIVIL 4000 DOLLARS SECURITY 31-Aug-01 INC PENALTY 2001NM710210 BIG SKY TRANSPORTATION A/C or COMM OPER 06-Feb-01 ORD ASSESS CIVIL 4000 DOLLARS SECURI TY 19-Sep-01 CO PENALTY 1997WP130088 PACIFIC AVIONICS INC APPROVD REPAIR 08/15/97 ORD ASSESS CIVIL 4538 DOLLARS MAINTENANCE 07/01/01 STA PENALTY 1998GL110070 EAGLE CREEK AVIATION APPROVD REPAIR 07/23/98 ORD ASSESS CIVIL 2750 DOLLARS AIRCRAFT 07/02/01 SERVICES INC STA PENALTY ALTR 2000GL230042 AIR TRANSPORT A/C or COMM OPER 12/08/99 ORD ASSESS CIVIL 23000 DOLLARS AIRCRAFT 07/02/01 INTERNATIONAL LIMITED PENALTY ALTR LIABILITY CO 2000GL310062 SOUTHWEST AIRLINES CO A/C or COMM OPER 05/12/00 ORD ASSESS CIVIL 15000 DOLLARS ARPT 07/03/01 PENALTY SURF/SAFE 2000SW070082 HIGHER POWER AVIATION CERTIFICATE 02/22/00 ORD ASSESS CIVIL 750 DOLLARS TRNG -FLT 07/03/01 INC SCHOOL PENALTY CREW 1999SO090013 PRECISION PROPELLER INC APPROVD REPAIR 01/20/99 CERTIFICATE REVOCATION MAINTENANCE 07/05/01 STA REVOCATION 2000SW210295 AMERICAN EAGLE AIRLINES A/C or COMM OPER 04/26/00 ORD ASSESS CIVIL 32000 DOLLARS MAINTENANCE 07/05/01 INC PENALTY 1998SO760229 FEDERAL EXPRESS CORP A/C or COMM OPER 09/17/98 ORD ASSESS CP 35000 DOLLARS HAZ MAT 07/09/01 HMT 2001SW190047 NORDAM-TEXAS APPROVD REPAIR 04/10/01 ORD ASSESS CIVIL 1100 DOLLARS RECORDS/RPT 07/09/01 STA PENALTY S 1 QUARTERLY ENFORCEMENT REPORT 7/1/01 - 9/30/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 1998WP210062 HEAVY LIFT HELICOPTERS EXT LOAD 09/16/98 ORD ASSESS CP 36498 DOLLARS MAINTENANCE 07/10/01 INC HMT 1999EA050013 ACE PILOT TRAINING CERTIFICATE 12/07/98 ORD ASSESS CIVIL 1650 DOLLARS MAINTENANCE 07/10/01 SCHOOL PENALTY 1999SW910126 ABILENE AERO INC A/C or CO MM OPER 09/13/99 ORD ASSESS CIVIL 2500 DOLLARS DRUG TESTING 07/10/01 PENALTY 2000EA270073 ATLANTIC COAST AIRLINES A/C or COMM OPER 06/06/00 ORD ASSESS CIVIL 11000 DOLLARS FLT OPNS 07/10/01 PENALTY 2001AL030044 GRANT AVIATION INC A/C or COMM OPER 02/06/01 ORD ASSESS CIVIL 500 DOLLARS HAZ PER/PROP 07/10/01 PENALTY 1998GL910070 NORTH STAR AIR CARGO INC A/C or COMM OPER 07/09/98 ORD ASSESS CIVIL 8000 DOLLARS DRUG TESTING 07/11/01 PENALTY 1998SO150189 EAGLE CREEK AVIATION APPROVD REPAIR 05/29/98 ORD ASSESS CIVIL 1000 DOLLARS MAINTENANCE 07/12/01 SERVICES INC STA PENALTY 2001SW760008 AEROLITORAL S A DE C V FOREIGN AIR CAR 07/11/00 ORD ASSESS CP 10000 DOLLARS HAZ MAT 07/12/01 HMT 1998SO190155 FEDERAL EXPRESS CORP A/C or COMM OPER 05/29/98 ORD ASSESS CIVIL 3000 DOLLARS OTHER 07/13/01 PENALTY 1998SO250097 FEDERAL EXPRESS CORP A/C or COMM OPER 09/16/98 ORD ASSESS CIVIL 3000 DOLLARS FLT OPNS 07/13/01 PENALTY 2000SW170042 BERRY AVIATION INC A/C or COMM OPER 03/07/00 CP COMPROMIS NO 7500 DOLLARS MAINTENANCE 07/16/01 FINDING 2001NE030021 NORTHWEST AIRLINES INC A/C or COMM OPER 12/13/00 ORD ASSESS CIVIL 5000 DOLLARS FLT OPNS 07/16/01 PENALTY 2000GL190014 AEROFLITE INC A/C or COMM OPER 01/05/00 ORD ASSESS CIVIL 1950 DOLLARS FLT OPNS 07/17/01 PENALTY 2001SW230011 AEROVIAS DE MEXICO S A FOREIGN AIR CAR 12/28/00 ORD ASSESS CIVIL 23500 DOLLARS RECORDS/RPT 07/17/01 DE C V PENALTY S 1999GL250037 AIR TRANSPORT A/C or COMM OPER 01/30/99 ORD ASSESS CIVIL 3000 DOLLARS MAINTENANCE 07/18/01 INTERNATIONAL LIMITED PENALTY LIABILITY CO 2000EA350009 BRITANNIA AIRWAYS LTD APPROVD REPAIR 05/18/00 ORD ASSESS CIVIL 1100 DOLLARS MAINTENANCE 07/18/01 STA PENALTY 2000GL230186 TRIAD INTERNATIONAL APPROVD REPAIR 08/11/00 ORD ASSESS CIVIL 2200 DOLLARS MAINTENANCE 07/18/01 MAINTENANCE STA PENALTY CORPORATION 2001NM020013 ALASKA AIRLINES INC A/C or COMM OPER 11/01/00 ORD ASSESS CIVIL 4000 DOLLARS FLT OPNS 07/18/01 PENALTY 2001NM090047 QUALITY AVIATION APPROVD REPAIR 02/20/01 ORD ASSESS CIVIL 850 DOLLARS AIRC RAFT 07/18/01 SERVICES INC STA PENALTY ALTR 2001NM090062 SOUTHERN OREGON A/C or COMM OPER 04/10/01 CERTIFICATE REVOCATION RECORDS/RPT 07/19/01 SKYWAYS INC REVOCATION S 2000NM010157 ALASKA AIRLINES INC A/C or COMM OPER 05/15/00 ORD ASSESS CIVIL 28000 DOLLARS RECORDS/RPT 07/20/01 PENALTY S 2001NM020016 ALASKA AIRLINES INC A/C or COMM OPER 11/17/00 ORD ASSESS CIVIL 7000 DOLLARS MAINTENANCE 07/20/01 PENALTY 2001NM020057 ALASKA AIRLINES INC A/C or COMM OPER 01/25/01 ORD ASSESS CIVIL 18000 DOLLARS MAINTENANCE 07/20/01 PENALTY 2 QUARTERLY ENFORCEMENT REPORT 7/1/01 - 9/30/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 1999SW230008 AEROVIAS DE MEXICO S A FOREIGN AIR CAR 02/11/99 CIVIL PENALTY 40000 DOLLARS RECORDS/RPT 07/23/01 DE C V S 2001SO010007 UNITED PARCEL SERVICE A/C or COMM OPER 10/10/00 ORD ASSESS CIVIL 6500 DOLLARS TRNG -OTHER 07/23/01 CO PENALTY 2001SO010013 UNITED PARCEL SERVICE A/C or COMM OPER 10/27/00 ORD ASSESS CIVIL 5500 DOLLARS TRNG -OTHER 07/23/01 CO PENALTY 2001WP030001 AIR CHINA INTERNATIONAL FOREIGN AIR CAR 09/28/00 ORD ASSESS CIVIL 26000 DOLLARS FLT OPNS 07/23/01 CORP PENALTY 1999NE050041 BUSINESS AIR INC A/C or COMM OPER 06/30/99 ORD ASSESS CIVIL 7500 DOLLARS RE CORDS/RPT 07/25/01 PENALTY S 1999SO010088 BFGOODRICH AEROSPACE APPROVD REPAIR 05/13/99 ORD ASSESS CIVIL 7500 DOLLARS MAINTENANCE 07/25/01 MRO GROUP INC STA PENALTY 2001GL250019 GRIFFING FLYING SERVICE A/C or COMM OPER 02/03/01 ORD ASSESS CIVIL 2500 DOLLARS FLT OPNS 07/25/01 INC PENALTY 2001GL130008 AIR CHARTER LTD A/C or COMM OPER 10/16/00 ORD ASSESS CIVIL 2500 DOLLARS FLT OPNS 07/26/01 PENALTY 1998SO270015 DELTA AIR LINES INC A/C or COMM OPER 11/06/97 ORD ASSESS CIVIL 11000 DOLLARS MAINTENANCE 07/27/01 PENALTY 2000GL910035 TRI STATE AERO INC A/C or COMM OPER 03/22/99 ORD ASSESS CIVIL 3000 DOLLARS DRUG TESTING 07/30/01 PENALTY 1998SO250050 FEDERAL EXPRESS CORP A/C or COMM OPER 01/29/98 ORD ASSESS CIVIL 5000 DOLLARS MAINTENANCE 07/31/01 PENALTY 1998SO950116 UK-USA HELICOPTERS INC A/C or COMM OPER 07/20/98 ORD ASSESS CIVIL 1000 DOLLARS DRUG TESTING 07/31/01 PENALTY 1999SO950137 COPTERS CORP A/C or COMM OPER 08/10/99 ORD ASSESS CIVIL 2000 DOLLARS DRUG TESTING 07/31/01 PENALTY 1999SO950138 ICARUS CARIBBEAN CORP A/C or COMM OPER 08/10/99 ORD ASSESS CIVIL 2000 DOLLARS DRUG TESTING 07/31/01 PENALTY 1999GL150160 MESABA AVIATION INC A/C or CO MM OPER 07/22/99 ORD ASSESS CIVIL 2000 DOLLARS FLT OPNS 08/01/01 PENALTY 1996SO150234 SOUTHWEST FLORIDA APPROVD REPAIR 09/03/96 ORD ASSESS CIVIL 500 DOLLARS RECORDS/RPT 08/02/01 AVIATION INC STA PENALTY S 1997SO210031 EXECUTIVE AIRLINES INC A/C or COMM OPER 06/10/97 ORD ASSESS CIVIL 40000 DOLLARS RECORDS/RPT 08/02/01 PENALTY S 1999GL130081 ASTRAL AVIATION INC A/C or COMM OPER 09/10/99 ORD ASSESS CIVIL 25000 DOLLARS MAINTENANCE 08/02/01 PENALTY 2001SW170029 MCCREERY AVIATION CO A/C or COMM OPER 01/23/01 ORD ASSESS CIVIL 1000 DOLLARS MAINTENANCE 08/02/01 INC PENALTY 2000EA740077 NORTHWEST AIRLINES INC A/C or COMM OPER 04/11/00 ORD ASSESS CP 5000 DOLLARS HAZ MAT 08/03/01 HMT 2000EA800078 ADIRONDACK REGIONAL AIRPORT OPERATOR 08/08/00 CERTIFICATE INDEFINITE ARPT 08/06/01 AIRPORT SUSPENSION DURATION OPN/INSP 2001CE030031 AERO CHARTER INC A/C or COMM OPER 03/16/01 ORD ASSESS CIVIL 32000 DOLLARS MAINTENANCE 08/06/01 PENALTY 1998GL130055 ASTRAL AVIATION INC A/C or COMM OPER 05/07/98 ORD ASSESS CIVIL 8000 DOLLARS RECORDS/RPT 08/07/01 PENALTY S 1999SO950074 HAROLD HASKINS INC APPROVD REPAIR 07/19/99 ORD ASSESS CIVIL 440 DOLLARS DRUG TESTING 08/07/01 STA PENALTY 3 QUARTERLY ENFORCEMENT REPORT 7/1/01 - 9/30/01 CASE NUMBER NAME ENTITY TYPE DATE ACTION SANCTION SANCTION CASE TYPE CLOSED MASTER # KNOWN AMOUNT DATE 2000EA030073 VANGUARD AIRLINES INC A/C or COMM OPER 09/30/00 ORD ASSESS CIVIL 4000 DOLLARS MAINTENANCE 08/08/01 PENALTY 1999WP070106 AVIATION MANAGEMENT APPROVD REPAIR 07/12/99 ORD ASSESS CIVIL 3300 DOLLARS MAINTENANCE 08/09/01 SYSTEMS INC STA PENALTY 2000GL130059 ASTRAL AVIATION INC A/C or COMM OPER 06/20/00 ORD ASSESS CIVIL 5000 DOLLARS MAINTENANCE 08/09/01 PENALTY 2000EA190097 US AIRWAYS INC A/C or COMM OPER 08/30/00 CIVIL PENALTY 215000 DOLLARS MAINTENANCE 08/10/01 2000NM010135 ALASKA AIRLINES INC A/C or COMM OPER 04/18/00 CIVIL PENALTY 575000