RICE annexes plus compendium Page 1 RICE annexes plus compendium Page 2 Annexes, Companion document, and support letters to RICE proposal July, 2016 Annexes to RICE proposal ....................................................................................................................... 5 Annex 1. Budget summary ....................................................................................................................... 5 Annex 2. Partnership strategy .................................................................................................................. 6 Annex 3. Capacity development ............................................................................................................ 20 Annex 4. Gender .................................................................................................................................... 24 Annex 5. Youth strategy ........................................................................................................................ 28 Annex 6. Results-based management and ME&L ................................................................................... 30 Annex 7. Linkages with other CRPs and site integration ......................................................................... 39 Annex 8. RICE staffing ............................................................................................................................ 67 8. 1 Program Planning and Management Team ................................................................................. 67 8.2 Flagship project 1 ........................................................................................................................ 77 8.3 Flagship project 2 ........................................................................................................................ 88 8.4 Flagship project 3 ........................................................................................................................ 97 8.5 Flagship project 4 ...................................................................................................................... 106 8.6 Flagship project 5 ...................................................................................................................... 116 Annex 9. Open Access and Open Data ................................................................................................. 132 Annex 10. Intellectual asset management ........................................................................................... 140 Annex 11. RICE contributions to the CGIAR-SRF Grand Challenges ....................................................... 144 Annex 12. RICE and the SDGs ............................................................................................................... 148 Annex 13. Communication strategy ..................................................................................................... 157 Annex 14. References and acronyms and abbreviations....................................................................... 162 14.1 References .............................................................................................................................. 162 14.2 Acronyms and abbreviations.................................................................................................... 171 Annex 15. Response to reviews of RICE pre-proposal and to “caveats” ................................................ 173 15.1 ISPC review of the RAFS pre-proposal ...................................................................................... 173 RICE annexes plus compendium Page 3 15.2 ISPC overall review of the whole CRP portfolio (pre-proposals) ................................................ 181 15.3 CB-SPPC review of RAFS ........................................................................................................... 183 15.4 Caveats expressed by the Joint Consortium Board/Centers/Fund Council Working Group,....... 184 15.5 Caveats expressed by the ISPC, dated 9 December 2015 .......................................................... 186 15.6 Additional caveats expressed by the Fund Council ................................................................... 188 Annex 16. RICE impact target estimations............................................................................................ 189 Companion document to RICE: Assessing the impacts from investments in international rice research ............................................................................................................................................................ 193 Preface ................................................................................................................................................ 194 1. Historic impact pathway from international rice research on CGIAR development goals .................. 195 2. Recent impacts from GRiSP research ............................................................................................... 210 3. Rice and poverty .............................................................................................................................. 230 4. Projected global rice demand and impacts of RICE research............................................................. 233 5. Technology evaluation and ex-ante impact assessment for Asia ...................................................... 252 6. Technology evaluation and ex-ante impact assessment for Africa .................................................... 263 Partners’ Letters of Support to RICE CRP ............................................................................................ 271 RICE annexes plus compendium Page 4 Annexes to RICE proposal Annex 1. Budget summary Annual and total RICE budget, in US$. Flagship 2017 2018 2019 2020 2021 2022 Total project Accelerating 14,202,524 14,654,190 15,123,063 15,609,843 16,115,259 16,640,072 92,344,950 impact and equity Upgrading rice 3,469,041 3,593,153 3,690,261 3,813,079 3,896,221 4,005,405 22,467,159 value chains Sustainable 22,320,205 22,946,450 23,636,742 24,350,964 25,081,872 25,832,253 144,168,488 farming systems Global Rice 10,683,196 10,976,858 11,289,840 11,639,445 11,984,806 12,343,845 68,917,990 Array New rice 25,881,376 26,609,118 27,402,741 28,221,620 29,086,018 29,982,515 167,183,392 varieties Management 1,951,622 2,049,203 2,151,663 2,259,246 2,372,209 2,490,819 13,274,762 Total 78,507,964 80,828,973 83,294,310 85,894,198 88,536,385 91,294,911 508,356,741 RICE annexes plus compendium Page 5 Annex 2. Partnership strategy A systematic overview of partnerships, partnership classification, and partnership approaches under GRiSP/RICE can be found in the GRiSP Partnership report (or see GRiSP 2013b). (http://www.grisp.net/uploads/files/x/000/08f/c98/GRiSP%20Partnership%20in%20Motion.pdf?136144 8350) RICE builds on GRiSP, and continues with most of its partnerships. Together, the six coordinating GRiSP centers (IRRI, AfricaRice, CIAT, Cirad, IRD, JIRCAS) align and bring to the table consortia, networks, platforms, programs, and collaborative projects with about 900 partners from government, nongovernment, public, private, and civil society sectors. About 50% of the GRiSP partners mainly play a role as research partners, whereas the other 50% are mainly development and scaling. A recent (2015) listing of all partners is available on the GRiSP website. At a global scale, GRiSP acts as an overarching umbrella and “organizing principle” for rice research for development. GRiSP facilitates interaction among partners across the globe not only through its combined research agenda and R&D activities but also through workshops, conferences, study tours, and field visits. 1. Partnership principles In developing and maintaining partnerships, RICE applies the following principles: Fostering trust and mutual respect, through long-term and transparent engagement processes and consistent and open communication lines. RICE will continue building on the long-standing and historic partnerships of the RICE centers and GRiSP that have proven fruitful and sustainable over long periods. New partners will be sought in response to new challenges and developments in the research for development arena. To facilitate consistent and open communication lines, the RICE centers will maintain offices with dedicated liaison officers in most of the collaborating countries or regions. Sharing a common agenda, with activities coordinated through a mutually reinforcing plan of action. For example, the RICE centers will continue regular bilateral planning meetings with their national partners and multicountry planning exercises through regional bodies (e.g., CORRA, CAADP, and FARA), consortia (e.g., IRRC, CURE, FLAR, and the various Africa-wide task forces), and large bilateral projects (e.g., CSISA and STRASA). Joint work plans will be developed, documented, and reviewed on a regular (often annual) basis. Tapping into cutting-edge research skills and capabilities of world-class advanced research organizations. GRiSP already collaborates with many advanced research institutes and universities in western countries, and RICE will continue building on these partnerships. However, it will also increasingly seek to mobilize nontraditional partners, for example, in BIC (Brazil, India, and China), Republic of Korea, Singapore, and Taiwan, China. Examples of upstream research partners are given in the various FP descriptions. Engaging and conducting