Symbol Company Market Maker Listing Market Market Maker Type Effective Date ACB Aurora Cannabis Inc. Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 ASO AVESORO RESOURCES INC. J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 CNL CONTINENTAL GOLD INC. J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 ECN ECN CAPITAL CORP. Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 FF First Mining Gold Corp. Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 GCM GRAN COLOMBIA GOLD CORP. J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 LAC LITHIUM AMERICAS CORP. J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 LUC LUCARA DIAMOND CORP. J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 SWY STORNOWAY DIAMOND CORPORATION J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 USA AMERICAS SILVER CORPORATION J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 WEED CANOPY GROWTH CORPORATION J Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 XRE ISHARES S&P/TSX CAPPED REIT INDEX ETF UN Canaccord Genuity Corp. (#033) TSX Full 2016-12-13 CCX CANADIAN CRUDE OIL INDEX ETF CL 'A' UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 CGL ISHARES GOLD BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 CIC FIRST ASSET CANBANC INCOME CLASS ETF CIBC World Markets Inc. (#079) TSX Full 2017-06-13 CMR ISHARES PREMIUM MONEY MARKET ETF UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 DXM 1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FAI FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FBE FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FBU FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FDV FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FLI FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FPR FIRST ASSET PREFERRED SHARE ETF TRANS UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FUT FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 FXM 1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HARC HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HBF Harvest Brand Leaders Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HFP HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HHL Harvest Healthcare Leaders Income ETF A CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HPF Harvest Energy Leaders Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HPR HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HUL Harvest US Equity Plus Income ETF A CIBC World Markets Inc. (#079) TSX Full 2017-06-13 HUV BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 MXF FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 MXU MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 NXF FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 PSA PURPOSE HIGH INTEREST SAVINGS ETF UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 PXC Invesco FTSE RAFI Cdn Fundamental Index ETF CIBC World Markets Inc. (#079) TSX Full 2017-06-13 QXM 1ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 RWC FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 RWE FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 RWU FIRST ASST MSCI USA LOW RISK COMMON UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 SHC SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 SHE SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 SVR ISHARES SILVER BULLION ETF HEDGED UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 TXF FIRST ASSET TECH GIANTS COVERED CALL ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 UXM 1ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 WXM 1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 XXM FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZDV BMO CANADIAN DIVIDEND ETF UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZDY BMO US DIVIDEND ETF CAD UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZEO BMO EQUAL WEIGHT OIL&GAS INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZJG BMO JUNIOR GOLD INDEX ETF UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZJN BMO JUNIOR GAS INDEX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZLU BMO LOW VOLATILITY US EQUITY ETF CAD UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZUB BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN CIBC World Markets Inc. (#079) TSX Full 2017-06-13 ZUT BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS CIBC World Markets Inc. (#079) TSX Full 2017-06-13 AAV ADVANTAGE OIL & GAS LTD. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ABT ABSOLUTE SOFTWARE CORPORATION J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 ABX BARRICK GOLD CORPORATION Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 AC AIR CANADA VOTING AND VARIABLE VOTING Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 ACR.UN AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AEM AGNICO EAGLE MINES LIMITED Citadel Securities Canada ULC (#005) TSX Full 2016-04-22 AGF.B AGF MANAGEMENT LTD. CL 'B' NV Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AGI ALAMOS GOLD INC. J Citadel Securities Canada ULC (#005) TSX Full 2016-04-22 AIF ALTUS GROUP LIMITED Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 Page 1 of 60 Symbol Company Market Maker Listing Market Market Maker Type Effective Date AKG ASANKO GOLD INC. J Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ALA ALTAGAS LTD. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ALO Alio Gold Inc. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ALS ALTIUS MINERALS CORPORATION Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AMM ALMADEN MINERALS LTD. Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 ANX ANACONDA MINING INC. J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AOI AFRICA OIL CORP. J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AQN ALGONQUIN POWER & UTILITIES CORP. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 AR ARGONAUT GOLD INC. J Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ARX ARC RESOURCES LTD. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ASP ACERUS PHARMACEUTICALS CORPORATION J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 ASR ALACER GOLD CORP. J Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ATH ATHABASCA OIL CORPORATION J Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 ATP ATLANTIC POWER CORPORATION Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 AUG AURYN RESOURCES INC. J Citadel Securities Canada ULC (#005) TSX Full 2017-07-10 AVL AVALON ADVANCED MATERIALS INC. J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BAM.A BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 BAR BALMORAL RESOURCES LTD. J Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BB BLACKBERRY LIMITED Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 BBD.A BOMBARDIER INC. CL 'A' MV Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BBD.B BOMBARDIER INC. CL 'B' SV Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 BBU.UN BROOKFIELD BUSINESS PARTNERS L.P. UNITS Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BCE BCE INC. Citadel Securities Canada ULC (#005) TSX Full 2015-10-05 BDI BLACK DIAMOND GROUP LIMITED Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BDT BIRD CONSTRUCTION INC. Citadel Securities Canada ULC (#005) TSX Full 2017-09-27 BEP.UN BROOKFIELD RENEWABLE PARTNERS LP NV UN Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 BIP.UN BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN Citadel Securities Canada ULC (#005) TSX Full 2016-04-22 BIR BIRCHCLIFF ENERGY LTD. Citadel Securities Canada ULC (#005) TSX Full 2016-04-19 BKX BNK PETROLEUM INC.