Attachment A Lawsuits and Formal Complaints Jurisdiction Docket Number Customer Name Entity Resolution Calendar Year PA C-2014-2422712 Turk Respond Power Stipulated Dismissal 2014 PA C-2014-2429163 Giles Respond Power Stipulated Dismissal 2014 PA C-2014-2429161 Woolfork Respond Power Stipulated Dismissal 2014 PA C-2014-2429155 Winkler Respond Power Stipulated Dismissal 2014 PA F-2014-2429160 Tonini Respond Power Stipulated Dismissal 2014 PA C-2014-2430740 Fr)I Respond Power Stipulated Dismissal 2014 PA C-2014-2430974 Place Respond Power Stipulated Dismissal 2014 PA C-2014-2431143 Ashcraft Respond Power Stipulated Dismissal 2014 PA F-2014-2430849 Mackanos Respond Power Stipulated Dismissal 2014 PA C-2014-2413755 Chud Respond Power Stioulated Dismissal 2014 PA F-2014-2429160 Dormer Respond Power Stipulated Dismissal 2014 PA C-2014-2413754 Cermak Respond Power Stinulated Dismissal 2014 PA F-2014-2439699 Albertson Respond Power Stipulated Dismissal 2014 PA C-2014·2439886 Jandzio Respond Power Stioulated Dismissal 2014 PA F-2014-2439850 Crouse Respond Power Stipulated Dismissal 2014 PA C-2014-2439908 Negrotti Respond Power Stipulated Dismissal 2014 PA C-2014-2440700 Carlson Respond Power Stipulated Dismissal 2014 PA C-2014-2417551 Russell Respond Power Stipulated Dismissal 2014 PA C-2014-2413752 Multhauf Respond Power Stioulated Dismissal 2014 PA C-2014-2445849 Fcby Respond Power Stipulated Dismissal 2014 PA C-2014-2443192 Phillippy Respond Power Stipulated Dismissal 2014 PA C-2014-2443612 Thompson Respond Power Stipulated Dismissal 2014 PA C-2014-2443613 Riar Comoany, Inc. Respond Power Stipulated Dismissal 2014 PA C-2014-2444858 Buffington Respond Power Stipulated Dismissal 2014 PA C-2014-2444859 Choi Respond Power Stioulated Dismissal 2014 PA F-2014-2436153 Dormer Respond Power Stipulated Dismissal 2014 PA C-2014·2446282 Shreiber Respond Power Stipulated Dismissal 2014 PA F-2014-2446856 Ciocca Respond Power Stipulated Dismissal 2014 PA F-2014-2448694 Thomnson Respond Power Stioulated Dismissal 2014 PA C-2014-2450690 Ou Gov Respond Power Stipulated Dismissal 2014 PA F-2014-2448946 Smith Respond Power Stipulated Dismissal 2014 PA C-2014-2429154 Slocum Respond Power Stipulated Dismissal 2014 PA C-2014-2450196 Mowcnn Respond Power Stipulated Dismissal 2014 PA F-2014-2450609 JC Investment Inc. Respond Power Stipulated Dismissal 2014 PA F-2014-2450617 Ellen Lees Respond Power Stipulated Dismissal 2014 PA F-2014·2451070 Bawell Respond Power Stioulated Dismissal 2014 PA F-2014-2450512 Schwartz Respond Power Stipulated Dismissal 2014 PA C-2014-2411127 Lewis Respond Power Stipulated Dismissal 2014 PA F-2014·2450463 Jwala.,,,«ad Respond Power Stipulated Dismissal 2014 PA F-2014-2444861 Reynolds Respond Power Stipulated Dismissal 2014 PA F-2014-2446626 Dailey Respond Power Stipulated Dismissal 2014 PA C-2014-2451956 Torres Respond Power Stipulated Dismissal 2014 PA F-2014-2448946 Smith Respond Power Stipulated Dismissal 2014 PA C-2014-2417552 Tustin Respond Power Stioulated Dismissal 2014 PA F-2014·2453667 Wannoo Respond Power Stipulated Dismissal 2014 PA F-2014-2453709 DeMarco Respond Power Stipulated Dismissal 2014 PA F-2014-2453750 Walcott Respond Power Stioulated Dismissal 2014 PA F-2014-2453751 Moore Respond Power Stipulated Dismissal 2014 Jurisdiction Docket Number Custon1er Name Entity Resolution Calendar Year PA F-2014-2453844 Sullivan Respond Power Stiouiated Dismissal 2014 PA C-2014-2454060 Estock Respond Power Stipulated Dismissal 2014 PA F-2014-2454136 Caplan Respond Power Stipulated Dismissal 2014 PA F-2014-2454141 Culn Respond Power Stioulated Dismissal 2014 PA F-2014-2454094 Blount Respond Power Stipulated Dismissal 2014 PA C-2014-2454290 Clement Respond Power Stipulated Dismissal 2014 PA F-2014-2454264 Robinson Respond Power Stipulated Dismissal 2014 PA F-2014-2454735 Worlcv Respond Power Stioulated Dismissal 2014 PA F-2014-2455730 Traister Respond Power Stipulated Dismissal 2014 PA F-2014-2456386 Elahi Respond Power Stipulated Dismissal 2014 PA F-2014-2456398 Brown Respond Power Stioulated Dismissal 2014 PA F-2014-2456900 Hanev Respond Power Stipulated Dismissal 2014 PA F-2014-2457080 Sutikno Respond Power Stipulated Dismissal 2014 PA F-2014-2457359 Allan Respond Power Stipulated Dismissal 2014 PA C-2014-2457395 Stelma Respond Power Stipulated Dismissal 2014 PA C-2014-2457558 Mimi Paulos Respond Power Stinulatcd Dismissal 2014 PA C-2014-2458182 Mezhbeyn Respond Power Stipulated Dismissal 2014 PA F-2014-2458885 Snvder Respond Power Stioulated Dismissal 2014 PA C-2014-2439834 Infantino Respond Power Stipulated Dismissal 2014 PA C-2014-2445631 Calla~han Respond Power Stioulated Dismissal 2014 PA C-2015-2460979 Whipple Respond Power Stipulated Dismissal 2015 PA F-2014-2456370 Quinones Respond Power Stinulated Dismissal 2014 PA C-2014-2443611 John Respond Power Stipulated Dismissal 2014 PA F-2015-2462339 Santana Respond Power Stipulated Dismissal 2015 PA C-2014-2450210 Port Royal Associates Respond Power Stioulated Dismissal 2014 PA F-2015-2462720 Henderson Respond Power Stipulated Dismissal 2015 PA F-2014-2439898 Gonzalez Respond Power Stioulated Dismissal 2014 PA C-2015-2471163 Bi th Respond Power Stipulated Dismissal 2015 PA F-2015-2471783 Cowan Respond Power Stioulated Dismissal 2015 PA F-2015-2472448 Hill Respond Power Stipulated Dismissal 2015 PA C-2014-2411140 St. Clair Respond Power Stipulated Dismissal 2014 PA F-2015-2475774 Smikle Respond Power Stioulated Dismissal 2015 PA F-2015-2472920 Wilson Respond Power Stioulated Dismissal 2015 PA C-2015-2476728 Kav Sunnly Inc Respond Power Stipulated Dismissal 2015 PA F-2015-2479439 Gray Respond Power Dismissed 2015 PA C-2015-2477992 Miller Respond Power Stipulated Dismissal 2015 PA F-2015-2483599 Haynes Respond Power Stipulated Dismissal 2015 PA C-2015-2483068 Purvis Respond Power Stipulated Dismissal 2015 PA C-2015-2483422 Sharif Respond Power Stipulated Dismissal 2015 PA F-2015-2487623 Wilkins Respond Power Stipulated Dismissal 2015 PA F-2015-2473256 Swanson Respond Power Stipulated Dismissal 2015 PA F-2015-2497408 Carr Respond Power Sticulated Dismissal 2015 PA F-2014-2443804 Fenderson Respond Power Stipulated Dismissal 2014 PA F-2015-2489274 Williams Respond Power Stipulated Dismissal 2015 PA F-2015-2501714 Marakovits Respond Power Stipulated Dismissal 2015 PA C-2015-2506945 Sanders Respond Power Stinulated Dismissal 2015 PA C-2015-2505840 Sloat Respond Power Stipulated Dismissal 2015 PA C-2015-2505565 Tacka Respond Power Stipulated Dismissal 2015 PA C-2015-2508486 Singletary Respond Power Stipulated Dismissal 2015 PA C-2016-2553262 Richman Respond Power Dismissed 2016 Jurisdiction Docket Number Customer Name Entity Resolution Calendar Year PA F-2016-2560192 Baxter Re.<pond Power Stipulated Dismissal 2016 PA C-2016-2579298 Kellev Respond Power Stipulated Dismissal 2016 PA F-2017-2599039 Shanks Respond Power Pending 2017 PA F-2017-2599986 McCabe Respond Power Pending 2017 PA F-2017-2601613 Yorvor Respond Power Pending 2017 PA F-2017-2601686 Roach Respond Power Pending 2017 PA F-2017-2602314 Cleveland Respond Power Pending 2017 ICC 14-0512 Sainsot Major Energy Settlement 2015 ICC 15-0308 Batsaikhan Spark Energy Gas Stipulated Dismissal 2015 ICC 15-0388 Bernstein Spark Energy Dismissed 2015 !CC 15-0409 Clyde Spark Energy Gas Stipulated Dismissal 2015 ICC 15-0525 Sanori Spark Energy Gas Stipulated Dismissal 2015 ICC 16-0252 Lopez Spark Energy Gas Stipulated Dismissal 2016 ICC 16-0265 Boivin Spark Energy Gas Stipulated Dismissal 2016 ICC 16-0470 Poulous Oasis Power Stipulated Dismissal 2016 Spark Energy Chicago Gas; John Does 1- Federal Coun 1:14cv9579 Hoy 10 Settlement 2014 Prime: United marketing; Evolutionary Cook County Enterprises Inc; Circuit Coun 2014-L-50842 Woods Spark Energy Settlement 2014 Exhibit: license Table I Commodity Oasis Power; LLC d/b/a CenStar Energy Corp. Oasis Energy Commodity Spark Energy Gas, LLC Commodity Major Energy Electric Services, LLC Commodity NJ Dual IL Electric CA Gas CT Electric NY Dual MA Electric IL Gas DC (Washington) Electric OH Dual MD Dual IN Gas IL Electric NJ Dual MA Gas MA Electric fNGE Markets I Commodity I NY Dual MD Gas MD Electric IL Dual PA Dual Ml Gas NJ Electric OH Dual NJ Gas NY Electrlc MD Electric Jl'Wiee Energy, uc IeomiiiDillifl NY Gas OH Electric PA Dual CA Electric OH Gas PA Electric CT Electric !Electricity Maine I Commodity I DE Electric [ Spark Energy, LLC jCommodifyJ [Miiliir Energy5ervtre5, m:- jtommooltVJ ME Electric MA Electric CT Electric MD Gas NY Electric IL Electric NJ Gas IElectricity New Hampshire I Commodity I OH Electric MA Electric NY Gas NH Electric MD Electric OH Gas NJ Electric PA Gas [PtovraerP"OWer Massachusetts I Commodity I NY Electric MA Electric PA Electric TX Electric [Respond Power,LLC jCommodify] NJ Electric PA Electric ~spar Attachment B OFFICE OF THE SECRETARY OF STATE JESSE WHITE • Secretary of State JULy 24, 2014 0480580-1 Il.LINOIS CORPORATION SERVICE C 801 ADLAI STEVENSON DRIVE SPRlNGFIELD, ll.. 62703-4261 RE SPARK ENERGY, LLC DEAR SIR OR MADAM: IT HAS BEEN OtJ,R PLEASURE TO APPROVE YOUR REQUEST TO TRANSACT BUSINESS IN THE STATE OF ll..LINOIS. ENCLOSED PLEASE FIND THE APPROVED APPLICATION FOR ADMISSION. PLEASE NOTE! THE LIMITBD LIABil.lTY COMPANY MUST FILE AN ANNUAL REPORT PRIOR TO THE FIRST DAY OF THIS MONTH OF QUALIFICATION NEXT YEAR. FAILURE TO TIMBL Y FILE WILL RESULT IN A $:JOO PENALTY AND/OR RBVOCA TION. A PRE-PRINTED ANNUAL REPORT WILL BE MAILED TO THE REGISTERED AGENT AT THE ADDRESS ON OUR RECORDS APPROXIMATELY 4S DAYS BEFORE THE DUE DA TE. MANY OF OUR SERVICES ARE AVAll.ABLE AT OUR CONTINUOUSLY UPDATED WEBSITE. VISIT WWW.CYBERDRNEILLINOIS.COM TO VIBW THE STATUS OF THIS COMPANY, PURCHASE A CERTIFICATE OF GOOD STANDING, OR EVEN FILE THE ANNUAL REPORT REFERRED TO JN THE EARLIBR PARAGRAPH. SINCERELY YOURS, '6~ ~ JESSE WiilTE SECRETARY OF STATE DEPARTMENT OF BUSINESS SERVICES LIMITED LIABILITY DIVJSfON (217) 524-8008 lllfnols FUI (jL/ 0-5~\- FOlm LLC-45.5 Limited Liability Company Act Ma 2012 Appllcatlon for Admission to Transact Business FILED sua·::--; ir, u.;rt1t.r.r~ JUL 2 %2D~ ....