Deputy Assistance Secretary of the Army for Research & Technology Technology Wargaming Implementation Office (SAAL-ZT) Envisioning the Deep Future of Small Arms 2022-2042 Contributors Jason Augustyn, US Army Natick Soldier RD&E Center SAALZT-TR-2013-03 Nathan Burkholder, SAAL-ZT Dan Evans, Network Science Center, United States Military Academy Brian Freeman, Department of History, United States Military Academy John Graham, Network Science Center, United States Military Academy Nicholas Sambaluk, Department of History, United States Military Academy David Siry, Department of History, United States Military Academy Charles Thomas, Department of History, United States Military Academy John Willis, Institute for Innovation and Development, United States Military Academy Peter A. Wilson, RAND Corporation UNCLASSIFIED Approved for public release. Distribution is unlimited. Mary J. Miller Deputy Assistant Secretary of the Army for Research & Technology Developing Future Technology Concepts for Small Arms ii Table of Contents Executive Summary iv List of Figures and Tables vii Figures vii Tables vii List of Acronyms viii Introduction 1 Lessons for the Future from the History of US Army Small Arms 3 Insights into the Strategic and Tactical Environment of 2022-2042 7 Insights into Future Technologies for Small Arms 10 Insights into the Nature of Innovation in Army S&T 15 Conclusions 17 References 19 Appendix A: Historical Perspectives on Small Arms 21 The Parallel Evolution of Small Arms and Small Unit Doctrine 21 Small Units in the Muzzle Loading Era (1648-1866) 21 Technological Boom and the Initial Alteration of Doctrine (1866 to 1914) 23 The Great War and its Doctrinal Revolution 24 Interwar Years and whither the Americans? 25 The Second World War and Beyond (1945-2012) 26 Conclusion 28 Appendix B: Alternate Futures for Small Arms 30 Development of Alternate Futures 30 Assumptions about the Future 31 Axes of Uncertainty 34 The Scenario Framework 37 Cold War II 38 Global Footprint 39 Turning Inward 41 Standing in a Tinderbox 42 A Hybrid or “Surprise Free” Future 43 Appendix C: Ideation Workshop- Objectives and Methods 48 Network Building 48 SAALZT-TR-2013-03 UNCLASSIFIED Developing Future Technology Concepts for Small Arms iii Seminar Series 48 Ideation Workshop Methods 49 Appendix D: New Concepts for S&T Exploration 54 Small Arms Concepts: 2022-2042 54 SWEAT Analysis 57 Concept Clusters 57 Utility Ratings 58 Applicability Across Alternate Futures 59 Appendix E: Network Analysis 62 Background 62 Use of Network Analysis 62 Data Collection 62 Data Analysis 63 Way Ahead 67 Appendix F: Small Arms Seminar Attendees 69 SAALZT-TR-2013-03 UNCLASSIFIED Developing Future Technology Concepts for Small Arms iv Executive Summary In the summer of 2012, HQDA G3 provided a presentation to the Chief of Staff of the Army (CSA) focused on small arms overmatch at the squad level. This presentation resulted in questions raised by the CSA regarding the nature of the Army’s holistic strategy for small arms dominance into the future. HQDA G3 received the task to follow up on these questions and present back to the CSA a comprehensive small arms strategy. In support of the HQDA G3 mission, ASA(ALT) SAAL-ZT as the responsible agent for the Army’s science and technology investments, agreed to identify and prioritize future concepts with potential to enable long-term small arms overmatch for US military forces from the period 2020-2040+. ASA(ALT) SAAL-ZT identified the following key questions to address through this activity: o What technological and other trends, to include changes in the threat environment, will influence the evolution of small arms over the mid to far term given the need for emerging/new technology to remain under development longer in order to reach a higher Technology Readiness Level (TRL) before seeking transition to a program executive office (PEO)? o Given these trends, what future small arms technology concepts are possible in 2020-2030 and 2030-2040 under various scenarios? o How would the capabilities provided by these future small arms technology concepts support a variety of alternate future scenarios? o What S&T investments are needed to realize these future small arms technology concepts? ASA(ALT) SAAL-ZT reached out to the United States Military Academy’s (USMA) Network Science Center and to the Natick Soldier Research, Development and Engineering Center (NSRDEC) to lead the team that would address these questions. The study team took a comprehensive approach to looking into the future of small arms that encompassed several key thrusts: o An analysis of the history of small arms technology within the US Army, from the Revolutionary War through recent operations in Iraq and Afghanistan. o Interviews with experienced commanders at the platoon/company, battalion, and brigade/division level. o Development of a set of alternate futures that describe potential scenarios for the strategic and tactical environment from 2022-2042. o An ideation exercise that used the alternate futures and emerging insights from the other study thrusts to ground a free-thinking exploration of conceptual technologies for small arms in 2022-2042. This process yielded numerous insights into the role of small arms technology in enabling squad overmatch in 2022-2042: Lessons for the Future from the History of US Army Small Arms Technological overmatch is part of a complex system that requires simultaneous coordination on many fronts. Technological overmatch can be denied by Institutional Inertia. Technological overmatch is transient. Insights into the Strategic and Tactical Environment of 2022-2042 The definition of “technological overmatch” will change dramatically over the next 30 years It is impossible to discuss technological overmatch without considering rules of engagement SAALZT-TR-2013-03 UNCLASSIFIED Developing Future Technology Concepts for Small Arms v Insights into Future Technologies for Small Arms Future small arms technologies will blur established “lanes” within the S&T and PEO/PM community Emerging technologies promise to radically change the nature of how we define the relationship between Soldiers and small arms. In particular, robotic platforms and exoskeletons could provide disruptive capabilities for squads that address many limitations of current systems. However, these technologies will increase the "footprint" of the squad, with implications for the design of air assault and ground vehicles Few of the concepts provided overmatch across all alternate futures Insights into the Nature of Innovation in Army S&T The Army has a rich tradition of small arms innovation, including many concepts that arrived "before their time". These represent a significant, largely untapped resource. Innovation is an inherently human exercise dependent on "hot teams" given time and space to think big. Ideation must become a routine business practice for Army S&T. This report details the methods that were employed in this study and discusses the points noted above in detail. Based on the insights gained from the study several recommendations are made to ASA(ALT) and Army G3. The study team recommends: That the Army G3 lead a deep consideration of how the Army should define, and more importantly, measure overmatch in the future. The development of new measures of effectiveness/measures of performance for overmatch in small arms is essential to guide research and development of new small arms systems. That ASA(ALT) portfolio leads work with TRADOC, HQDA, and SOCOM (collectively comprising the small arms requirements Community of Interest (CoI)) as well as USMC and others to develop an architecture for small arms to baseline current investments and guide future S&T activities. That ASA(ALT) work with DARPA and the S&T Enterprise to determine the state of the art in exoskeleton- related technologies and whether a TECD or ATO-level program should be funded to develop these systems. Furthermore, we recommend that ASA(ALT) leads an ongoing dialog between TRADOC and the S&T community to ensure that the revolutionary capabilities of an exoskeleton are matched with appropriate developments in doctrine and materiel requirements. That ASA(ALT), the CoI, and the intelligence community collaborate on a “deep dive” into the potential disruptive effects of squad robotics as a small arms platform to: a) roadmap the technologies that are feasible and b) prepare for the doctrinal, organizational, and acquisitions changes that will be driven by the robotics revolution that will spread from the air to the ground. That ASA(ALT) continue to engage with the CoI and other thought leaders in future operations to articulate the demand signals that will drive future small arms needs and that the S&T portfolio be reviewed regularly against these projections to ensure that the strategy for small arms technology development remains adaptive to future trends. That ASA(ALT) and the S&T Enterprise leadership investigate how the capabilities of the Federal Research Division of the Library of Congress could be leveraged to enhance the Army’s corporate knowledge of innovative small arms concepts from the past that could be worth revisiting today. SAALZT-TR-2013-03 UNCLASSIFIED Developing Future Technology Concepts for Small Arms vi That ASA(ALT) work with the CoI and the S&T Enterprise to develop a regular process for conducting structured ideation activities that are grounded in threat and mission projections and that utilize sound analytical methods to encourage the transition from ideas "on the drawing board" to new S&T programs. That ASA(ALT) lead a deep and comprehensive look at the 6.1 and 6.2 components of the small arms S&T portfolio and ask hard questions about whether our investments in future small arms technologies align with the forces that are shaping future operational needs. In leading this strategic conversation we encourage ASA(ALT) to engage individuals and organizations outside the traditional centers of mass involved with Army small arms science and technology. In thinking about the deep future it is essential to bring in perspectives well outside the box (and the beltway).