香港交易及結算所有限公司及香港聯合交易所有限公司對本公告 及隨 附上市文件的內容概不負責，對其準確性或完整性亦不發表任何聲明， 並明確表示，概不對因本公告 及隨附上市文件全部或任何部份內容而 產生或因依賴該等內容而引致的任何損失承擔任何責任。 本公告及隨附上市文件僅供參考之用，並不構成收購、購買或認購發行人（定 義見下文）證券的邀請或要約。本公告 及隨附上市文件並非亦不擬作為 於美國要約出售證券或招攬購買發行人證券。本公告 及隨附上市文件 所述證券概無及將不會根據經修訂的1933年美國證券法（「證券法」）登記， 除根據證券法登記規定獲豁免或屬不受該等登記規定所規限的交易外， 證券不可在美國境內提呈發售或出售。票據（定義見下文）現僅根據證券 法 S 規 例（「 S 規例」）以離岸交易形式在美國境外及在若干情況下向非美 國人（定義見證券法S 規例）提呈發售及出售。本公告 及隨附上市文件及 其中所載資料不得直接或間接在或向美國派發。本公告 及隨附上市文 件所述證券不可且將不會在美國提呈公開發售。 本公告 及隨附上市文件乃按香港聯合交易所有限公司證券上市規則（「上 市規則」）規定的僅作資料用途而刊發，並不構成提呈出售任何證券的要 約或招攬購買任何證券。本公告 及其任何內容（包括隨附上市文件）並非 任何合約或承諾的依據。為免生疑，刊發本公告 及隨附上市文件不應被 視為就香港法例第32章公司（清盤及雜項條文）條例而言根據發行人或 其代表刊發的發售通函提出的證券發售建議，亦概不構成就香港法例 第 571章證券及期貨條例而言的廣告、邀請或文件，其中載有向公眾人 士的邀約，訂立或建議訂立有關購買、出售、認購或包銷證券的協議。 致香港投資者之通知：就於香港聯合交易所有限公司上市之該等票據而言， 發行人及擔保人（定義見下文）確認該等票據僅擬由專業投資者（定義見 上市規則第37章）購買並將按該基準於香港聯合交易所有限公司買賣。因此， 發行人及擔保人確認，該等票據並不適合香港散戶投資者作投資用途。 投資者應仔細考慮有關風險。 – 1 – 刊發發售通函 CSCIF Asia Limited （「 發 行 人 」） （根據英屬維京群島法律註冊成立的有限公司） 3,000,000,000美元 中期票據計劃 （「 該 計 劃 」） 由 （於中華人民共和國註冊成立的股份有限公司） CSC Financial Co., Ltd. （股份代號：6066） 中信建投証券股份有限公司 （「 擔 保 人 」） （於中華人民共和國註冊成立的有限公司） （香港聯交所股份代號：6066；上海證券交易所股份代號：601066） 提供無條件及不可撤回擔保 安排行及交易商 中信建投國際 中信銀行（國際） 滙豐 本公告 乃根據上市規則第37.39A條作出。 請參閱隨附日期為2021年 5 月 26日的發售通函（「發售通函」），內容有關該 計劃。誠如發售通函所披露，由發行人發行並由本公司根據該計劃擔保 的任何票據（「票據」）擬定僅供專業投資者（定義見上市規則第37章）購買， 而倘於香港聯合交易所有限公司上市，則將按此基礎於香港聯合交易 所有限公司上市。發售通函僅以英文版本刊發，概不會刊發中文版本。 – 2 – 發售通函並不構成向任何司法權區的公眾提呈出售任何證券的募集說明書、 通 告、通函、宣傳冊或廣告，亦並非向公眾發出邀請以就認購或購買任 何證券作出要約，且並非供分發以邀請公眾發出認購或購買任何證券 之要約。 發售通函不得被視為認購或購買任何證券的勸誘，且並無意進行有關勸誘。 不應以發售通函所載資料作為投資決定的依據。 中國北京，2021年 5 月 27日 於本公告 日 期，CSCIF Asia Limited的唯一董事為薛蘭女士。 於本公告 日期，中信建投証券股份有限公司執行董事為王常青先生及 李格平先生；中信建投証券股份有限公司非執行董事為于仲福先生、王 小林先生、張沁女士、朱佳女士及汪浩先生；以及中信建投証券股份有 限公司獨立非執行董事為戴德明先生、白建軍先生、劉俏先生、浦偉光 先生及賴觀榮先生。 – 3 – IMPORTANT NOTICE THIS OFFERING IS AVAILABLE ONLY TO INVESTORS WHO ARE ADDRESSEES OUTSIDE OF THE UNITED STATES AND, IN CERTAIN CIRCUMSTANCES, ARE NOT U.S. PERSONS. IMPORTANT: You must read the following disclaimer before continuing. The following disclaimer applies to the attached offering circular (the “Offering Circular”). You are advised to read this disclaimer carefully before accessing, reading or making any other use of the attached Offering Circular. In accessing the attached Offering Circular, you agree to be bound by the following terms and conditions, including any modifications to them from time to time, each time you receive any information from the CSCIF Asia Limited (the “Issuer”), CSC Financial Co., Ltd. (the “Guarantor”) as a result of such access. In order to be eligible to view the attached Offering Circular or make an investment decision with respect to the securities, investors must be outside the United States. Confirmation of Your Representation: The attached Offering Circular is being sent to you at your request and by accepting the e-mail and accessing the attached Offering Circular, you shall be deemed to represent to the Issuer, the Guarantor, each of China Securities (International) Corporate Finance Company Limited, China CITIC Bank International Limited and The Hongkong and Shanghai Banking Corporation Limited (together, the “Arrangers” and the “Dealers” and each an “Arranger”anda“Dealer”) that (1) you and any customers you represent are outside the United States and, in certain circumstances, not U.S. persons (as defined in Regulation S under the U.S. Securities Act of 1933, as amended (the “Securities Act”)) and that the e-mail address that you gave us and to which this e-mail has been delivered is not located in the United States, its territories or possessions, and (2) you consent to delivery of the attached Offering Circular and any amendments or supplements thereto by electronic transmission. The attached Offering Circular has been made available to you in electronic form. You are reminded that documents transmitted via this medium may be altered or changed during the process of transmission and, consequently, none of the Issuer, the Guarantor, the Arrangers, the Dealers, the Trustee or the Agents (each as defined in the attached Offering Circular) or any of their respective affiliates, directors, officers, employees, representatives, agents and each person who controls the Issuer, the Guarantor, the Arrangers, the Dealers, the Trustee, the Agents or any of their respective affiliates accepts any liability or responsibility whatsoever in respect of any discrepancies between the document distributed to you in electronic format and the hard copy version available to you upon request from the Issuer, the Guarantor, the Arrangers and the Dealers. Restrictions: The attached Offering Circular is being furnished in connection with an offering in offshore transactions to persons outside the United States or, in certain circumstances, to non-U.S. persons outside the United States in compliance with Regulation S under the Securities Act solely for the purpose of enabling a prospective investor to consider the purchase of the securities described herein. NOTHING IN THIS ELECTRONIC TRANSMISSION CONSTITUTES AN OFFER OF SECURITIES FOR SALE IN THE UNITED STATES OR ANY OTHER JURISDICTION WHERE IT IS UNLAWFUL TO DO SO. THE SECURITIES HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR OTHER JURISDICTION AND THE SECURITIES MAY NOT BE OFFERED, SOLD OR (IN THE CASE OF NOTES IN BEARER FORM) DELIVERED WITHIN THE UNITED STATES, OR IN CERTAIN CIRCUMSTANCES, TO U.S. PERSONS, EXCEPT PURSUANT TO AN EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND APPLICABLE STATE OR LOCAL SECURITIES LAWS. THE OFFERING IS MADE SOLELY OUTSIDE THE UNITED STATES IN OFFSHORE TRANSACTIONS IN RELIANCE ON REGULATION S UNDER THE SECURITIES ACT. Nothing in this electronic transmission constitutes an offer or an invitation by or on behalf of any of the Issuer, the Guarantor, the Arrangers or the Dealers to subscribe for or purchase any of the securities described therein, and access has been limited so that it shall not constitute, in the United States or elsewhere, directed selling efforts (within the meaning of Regulation S under the Securities Act). If a jurisdiction requires that the offering be made by a licensed broker or dealer and any Arranger or Dealer or any of their respective affiliates is a licensed broker or dealer in that jurisdiction, the offering shall be deemed to be made by it or such affiliate on behalf of the Issuer and the Guarantor in such jurisdiction. You are reminded that you have accessed the attached Offering Circular on the basis that you are a person into whose possession the attached Offering Circular may be lawfully delivered in accordance with the laws of the jurisdiction in which you are located and you may not, nor are you authorised to, deliver this document, electronically or otherwise, to any other person. If you have gained access to this transmission contrary to the foregoing restrictions, you are not allowed to purchase any of the securities described in the attached Offering Circular. Actions that You May Not Take: If you receive this document by e-mail, you should not reply by e-mail to this document, and you may not purchase any securities by doing so. Any reply e-mail communications, including those you generate by using the “Reply” function on your e-mail software, will be ignored or rejected. YOU ARE NOT AUTHORISED TO AND YOU MAY NOT FORWARD OR DELIVER THE ATTACHED OFFERING CIRCULAR, ELECTRONICALLY OR OTHERWISE, TO ANY OTHER PERSON OR REPRODUCE SUCH OFFERING CIRCULAR IN ANY MANNER WHATSOEVER. ANY FORWARDING, DISTRIBUTION OR REPRODUCTION OF THE ATTACHED OFFERING CIRCULAR IN WHOLE OR IN PART IS UNAUTHORISED. FAILURE TO COMPLY WITH THIS DIRECTIVE MAY RESULT IN A VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER JURISDICTIONS. You are responsible for protecting against viruses and other destructive items. If you receive this document by e-mail, your use of this e-mail is at your own risk and it is your responsibility to take precautions to ensure that it is free from viruses and other items of a destructive nature. OFFERING CIRCULAR STRICTLY CONFIDENTIAL CSCIF Asia Limited (Incorporated with limited liability in the British Virgin Islands) U.S.$3,000,000,000 Medium Term Note Programme Unconditionally and Irrevocably Guaranteed by CSC Financial Co., Ltd. (中信建投証券股份有限公司) (Incorporated with limited liability in the People’s Republic of China) (Hong Kong Stock Exchange Stock Code: 6066; Shanghai Stock Exchange Stock Code: 601066) Under the U.S.$3,000,000,000 Guaranteed Medium Term Note Programme described in this Offering Circular (the “Programme”), CSCIF Asia Limited (the “Issuer”), subject to compliance with all relevant laws, regulations and directives, may from time to time issue medium term notes (the “Notes”) which will be unconditionally and irrevocably guaranteed (“Guarantee”) by its parent company, CSC Financial Co., Ltd. (the “Guarantor”). The Issuer is a wholly-owned subsidiary of the Guarantor. The aggregate nominal amount of Notes outstanding will not at any time exceed U.S.$3,000,000,000 (or the equivalent in other currencies), subject to increase as further described in “Summary of the Programme”. Each Tranche of Notes (as defined in “Summary of the Programme”) issued under the Programme will have the benefit of a deed of guarantee dated on or about the relevant Issue Date (as defined in Terms and Conditions of the Notes) (each, as amended, restated and/or supplemented from time to time, a “Deed of Guarantee”) entered into between the Guarantor and The Hongkong and