Case 15-1815, Document 33, 01/12/2016, 1682741, Page1 of 265 15-1815-CR IN THE United States Court of Appeals FOR THE SECOND CIRCUIT >> >> UNITED STATES OF AMERICA, Appellee, v. ROSS WILLIAM ULBRICHT, AKA DREAD PIRATE ROBERTS, AKA SILK ROAD, AKA SEALED DEFENDANT 1, AKA DPR, Defendant-Appellant. On Appeal from the United States District Court for the Southern District of New York (New York City) APPENDIX VOLUME III OF VI Pages A515 to A768 MICHAEL A. LEVY JOSHUA L. DRATEL, P.C. SERRIN A. TURNER Attorneys for Defendant-Appellant ASSISTANT UNITED STATES ATTORNEYS 29 Broadway, Suite 1412 UNITED STATES ATTORNEY’S OFFICE FOR THE New York, New York 10006 SOUTHERN DISTRICT OF NEW YORK 212-732-0707 Attorneys for Appellee 1 Saint Andrew’s Plaza New York, New York 10007 212-637-2346 Case 15-1815, Document 33, 01/12/2016, 1682741, Page2 of 265 Table of Contents Page Volume I District Court Docket Entries ................................................................. A1 Sealed Complaint, dated September 27, 2013 ....................................... A48 Exhibit A to Complaint - Printout of Silk Road Anonymous Market Search ................... A81 Exhibit B to Complaint - Printout of Silk Road Anonymous Market High Quality #4 Heroin All Rock ..................................................... A83 Indictment, entered February 4, 2014 .................................................... A87 Opinion and Order of the Honorable Katherine B. Forrest, dated July 9, 2014 ........................................................................... A99 Superseding Indictment, entered August 21, 2014 ............................... A150 Order of the Honorable Katherine B. Forrest, dated October 7, 2014 .................................................................... A167 Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated October 7, 2014 ................................. A169 Endorsed Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated October 8, 2014, with Handwritten Notes ................................................................. A172 Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated October 8, 2014 ................................. A175 Opinion and Order of the Honorable Katherine B. Forrest, dated October 10, 2014 .................................................................. A176 Opinion and Order of the Honorable Katherine B. Forrest, dated October 24, 2014 .................................................................. A214 Case 15-1815, Document 33, 01/12/2016, 1682741, Page3 of 265 Table of Contents (Continued) Page Excerpts from the Pre-Trial Conference, dated December 15, 2014 .............................................................. A224 Volume II Opinion and Order of the Honorable Katherine B. Forrest, dated January 7, 2015 .................................................................... A262 Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated January 19, 2015 ................................ A307 Exhibit A to Letter - Printout from Silk Road Anonymous Marketplace ................. A320 Exhibit B to Letter - Email, dated March 18, 2011 .................................................. A321 Exhibit C to Letter - Printout from silkroadmarket.org ............................................ A322 Exhibit D to Letter - Printout from AccessData FTK Imager 3.0.0.1443 ................ A323 Exhibit E to Letter - Various Emails ........................................................................ A324 Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated January 19, 2015 ................................ A326 Endorsed Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated January 21, 2015 ................................ A334 Annexed to Letter - Highlighted Excerpts of Transcript .......................................... A336 Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated January 29, 2015 ................................ A342 ii Case 15-1815, Document 33, 01/12/2016, 1682741, Page4 of 265 Table of Contents (Continued) Page Letter from Lindsay A. Lewis to Serrin Turner and Timothy T. Howard, dated January 26, 2015 ................................ A349 Annexed to Letter - Curriculum Vitae of Andreas Antonopoulos ........................... A351 Letter from Timothy T. Howard to the Honorable Katherine B. Forrest, dated January 31, 2015 ................................ A354 Letter from Joshua L. Dratel to Serrin Turner and Timothy T. Howard, dated January 30, 2015 ................................ A360 Opinion and Order of the Honorable Katherine B. Forrest, dated February 1, 2015 .................................................................. A362 Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated January 31, 2015 ................................ A380 Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated February 1, 2015 ................................ A385 Opinion and Order of the Honorable Katherine B. Forrest, dated January 31, 2015 .................................................................. A390 Order of the Honorable Katherine B. Forrest, dated January 31, 2015 .................................................................. A391 Opinion and Order of the Honorable Katherine B. Forrest, dated January 31, 2015 .................................................................. A392 Opinion and Order of the Honorable Katherine B. Forrest, dated January 31, 2015 .................................................................. A394 Letter from Joshua L Dratel to the Honorable Katherine B. Forrest, dated February 2, 2015 ................................ A395 Letter from Serrin Turner to Joshua L. Dratel, dated December 29, 2014 .............................................................. A397 iii Case 15-1815, Document 33, 01/12/2016, 1682741, Page5 of 265 Table of Contents (Continued) Page Annexed to Letter - Proposed Stipulation ................................................................ A399 Excerpts from Trial Transcript, dated January 14, 2015 [pages 121 and 125] ....................................................................... A402 Excerpts from Trial Transcript, dated January 15, 2015 [pages 347, 509, 531-537, 545-547 and 554-555] ......................... A404 Excerpts from Trial Transcript, dated January 20, 2015 [pages 562, 567-591, 594-614, 619, 642-649, 652, 656-657, 663, 669, 671, 677, 681, 684, 712, 714, 717, 719 and 723-725] ........................................................................... A418 Excerpts from Trial Transcript, dated January 21, 2015 [pages 780, 844, 873, 890-891, 895 and 1017] .............................. A490 Excerpts from Trial Transcript, dated January 22, 2015 [pages 1011, 1064-1068, 1071-1073, 1084 and 1089] .................. A497 Excerpts from Trial Transcript, dated January 28, 2015 [pages 1314, 1403-1404, 1435-1436 and 1449-1450] ................... A508 Volume III Excerpts from Trial Transcript, dated January 29, 2015 [pages 1562, 1661-1664, 1669-1677, 1680-1687, 1690-1705, 1733-1734, 1738-1740, 1743 and 1834-1836] .............................. A515 Excerpts from Trial Transcript, dated February 2, 2015 [pages 1843, 1855-1860, 1866-1873 and 1985] ............................ A562 Excerpts from Trial Transcript, dated February 3, 2015 [pages 2050, 2052-2066 and 2084-2097] ...................................... A578 Defendant’s Exhibit C - Conversation from East India Traitor on Forum ............................ A608 iv Case 15-1815, Document 33, 01/12/2016, 1682741, Page6 of 265 Table of Contents (Continued) Page Defendant’s Exhibit J - Printout from Support.php ............................................................. A624 Excerpts of Notice of Motion for a New Trial, dated March 6, 2015 ...................................................................... A628 Memorandum of Law in Support of Motion, dated March 6, 2015 ...................................................................... A630 Declaration of Joshua L. Dratel, in Support of Motion, dated March 6, 2015 (Omitted Herein) Exhibit 1 to Dratel Declaration - 3500 Material Chart ................................................................ A643 Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated March 31, 2015 (Omitted Herein) Annexed to Letter - (i) Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated November 21, 2014, with Attachment ....................................................................... A649 (ii) Sealed Order of the Honorable Katherine B. Forrest, dated December 12, 2014 ........................................................ A657 (iii) Letter from Timothy T. Howard to the Honorable Katherine B. Forrest, dated December 12, 2014 ...................... A659 (iv) Endorsed Letter from Serrin Turner to the Honorable Katherine B. Forrest, dated December 17, 2014 ...................... A661 (v) Letter from Timothy T. Howard to the Honorable Katherine B. Forrest, dated December 18, 2014 ...................... A663 (vi) Endorsed Letter from Lindsay A. Lewis to the Honorable Katherine B. Forrest, dated December 18, 2014 .... A669 (vii) Redacted Memorandum and Decision of the Honorable Katherine B. Forrest, dated December 22, 2014 .... A673 (viii) Letter from Joshua L. Dratel to the Honorable Katherine B. Forrest, dated December 30, 2014 ...................... A701 (ix) Endorsed Letter from Serrin Turner to the Honorable Katherine