<p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>HOVON 141 CLL </strong></li><li style="flex:1"><strong>Version 4, 20 DEC 2018 </strong></li></ul><p></p><p><strong>A prospective, multicenter, phase-II trial of ibrutinib plus venetoclax in patients with </strong></p><p><strong>creatinine clearance ≥ 30 ml/min who have relapsed or refractory chronic lymphocytic </strong></p><p><strong>leukemia (RR-CLL) with or without TP53 aberrations </strong><br><strong>HOVON 141 CLL / VIsion Trial of the HOVON and Nordic CLL study groups </strong></p><p><strong>PROTOCOL </strong></p><ul style="display: flex;"><li style="flex:1"><strong>Principal Investigator </strong></li><li style="flex:1"><strong>:</strong></li><li style="flex:1"><strong>Arnon P Kater (HOVON) </strong></li></ul><p><strong>Carsten U Niemann (Nordic CLL study Group)) </strong></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>Sponsor </strong></li><li style="flex:1"><strong>:</strong></li></ul><p><strong>:</strong></p><p>HOVON </p><p><strong>EudraCT number </strong></p><p>2016-002599-29 <br>;</p><p>Page 1 of 107 </p><p>Levin M-D<em>, et al. BMJ Open </em>2020; 10:e039168. doi: 10.1136/bmjopen-2020-039168 </p><p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p>Levin M-D<em>, et al. BMJ Open </em>2020; 10:e039168. doi: 10.1136/bmjopen-2020-039168 </p><p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>HOVON 141 CLL </strong></li><li style="flex:1"><strong>Version 4, 20 DEC 2018 </strong></li></ul><p><strong>LOCAL INVESTIGATOR SIGNATURE PAGE </strong></p><p>Local site name: </p><ul style="display: flex;"><li style="flex:1">Signature of Local Investigator </li><li style="flex:1">Date </li></ul><p>Printed Name of Local Investigator </p><p>By my signature, I agree to personally supervise the conduct of this study in my affiliation and to ensure its conduct in compliance with the protocol, informed consent, IRB/EC procedures, the Declaration of Helsinki, ICH Good Clinical Practices guideline, the EU directive Good Clinical Practice (2001-20-EG), and local regulations governing the conduct of clinical studies. </p><p>Page 3 of 107 </p><p>Levin M-D<em>, et al. BMJ Open </em>2020; 10:e039168. doi: 10.1136/bmjopen-2020-039168 </p><p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p>Levin M-D<em>, et al. BMJ Open </em>2020; 10:e039168. doi: 10.1136/bmjopen-2020-039168 </p><p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>HOVON 141 CLL </strong></li><li style="flex:1"><strong>Version 4, 20 DEC 2018 </strong></li></ul><p></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>2</strong></li><li style="flex:1"><strong>Table of contents </strong></li></ul><p></p><p>Page </p><p><a href="#4_0"><strong>1</strong></a><a href="#5_0"><strong>2</strong></a><a href="#8_0"><strong>3</strong></a><a href="#13_0"><strong>4</strong></a><a href="#15_0"><strong>5</strong></a><br><a href="#4_0"><strong>SCHEME OF STUD</strong></a><a href="#4_0"><strong>Y</strong></a><a href="#4_0"><strong>.</strong></a><a href="#4_0"><strong>...................................................................................................................................4 </strong></a><a href="#5_0"><strong>TABLE OF CONTENTS................................................................................................................................5 </strong></a><a href="#8_0"><strong>SYNOPSIS ....................................................................................................................................................8 </strong></a><a href="#13_0"><strong>INVESTIGATORS AND STUDY ADMINISTRATIVE STRUCTURE..........................................................13 </strong></a><a href="#15_0"><strong>INTRODUCTION AND RATIONAL</strong></a><a href="#15_0"><strong>E</strong></a><a href="#15_0"><strong>.</strong></a><a href="#15_0"><strong>.........................................................................................................15 </strong></a></p><p><a href="#15_1">5.1 Description</a><a href="#15_1"> </a><a href="#15_1">of disease and current treatment ...................................................................................15 </a><a href="#15_2">5.2 Investigational</a><a href="#15_2"> </a><a href="#15_2">Medicinal Products....................................................................................................15 </a><br><a href="#15_3">5.2.1 Venetoclax</a><a href="#15_3"> </a><a href="#15_3">..........................................................................................................................15 </a><a href="#16_0">5.2.2 Ibrutinib</a><a href="#16_0"> </a><a href="#16_0">...............................................................................................................................16 </a><br><a href="#16_1">5.3 Rationale</a><a href="#16_1"> </a><a href="#16_1">of the study .......................................................................................................................16 </a></p><p><a href="#17_0"><strong>6</strong></a><a href="#18_0"><strong>7</strong></a><a href="#18_1"><strong>8</strong></a><br><a href="#17_0"><strong>STUDY OBJECTIVES ................................................................................................................................17 </strong></a><a href="#18_0"><strong>STUDY DESIGN..........................................................................................................................................18 </strong></a><a href="#18_1"><strong>STUDY POPULATION................................................................................................................................18 </strong></a></p><p><a href="#18_2">8.1 Eligibility</a><a href="#18_2"> </a><a href="#18_2">for registration ....................................................................................................................18 </a><br><a href="#19_0">Inclusion criteri</a><a href="#19_0">a</a><a href="#19_0">.</a><a href="#19_0">.................................................................................................................19 </a><a href="#20_0">Exclusion criteria.................................................................................................................20 </a><br><a href="#19_0">8.1.1 </a><a href="#20_0">8.1.2 </a><br><a href="#20_1">8.2 Eligiblity</a><a href="#20_1"> </a><a href="#20_1">for randomization ................................................................................................................20 </a><a href="#20_2">8.3 Eligibility</a><a href="#20_2"> </a><a href="#20_2">for Ibrutinib monotherapy in MRD-positive patient</a><a href="#20_2">s</a><a href="#20_2">.</a><a href="#20_2">..........................................................20 </a></p><p></p><ul style="display: flex;"><li style="flex:1"><a href="#0_0"><strong>9</strong></a></li><li style="flex:1"><a href="#0_0"><strong>TREATMENT ..............................................................................................................................................21 </strong></a></li></ul><p></p><p><a href="#0_1">9.1 Treatment</a><a href="#0_1"> </a><a href="#0_1">with ibrutinib and venetoclax ...........................................................................................21 </a><br><a href="#0_2">9.1.1 </a><a href="#0_3">9.1.2 </a><a href="#0_4">9.1.3 </a><br><a href="#0_2">Treatment schedule ............................................................................................................22 </a><a href="#0_3">Administration of treatmen</a><a href="#0_3">t</a><a href="#0_3">.</a><a href="#0_3">................................................................................................22 </a><a href="#0_4">Dose adjustments for Ibrutinib and Venetoclax ..................................................................23 </a><br><a href="#0_5">9.2 Special</a><a href="#0_5"> </a><a href="#0_5">precautions and supportive car</a><a href="#0_5">e</a><a href="#0_5">.</a><a href="#0_5">.........................................................................................23 </a><br><a href="#0_6">9.2.1 </a><a href="#0_7">9.2.2 </a><a href="#0_8">9.2.3 </a><a href="#0_9">9.2.4 </a><a href="#0_10">9.2.5 </a><a href="#0_11">9.2.6 </a><br><a href="#0_6">Prophylaxis and Management of Tumor Lysis Syndrome (TLS</a><a href="#0_6">)</a><a href="#0_6">.</a><a href="#0_6">.......................................23 </a><a href="#0_7">Hematopoietic growth factors .............................................................................................24 </a><a href="#0_8">Infections prophylaxis .........................................................................................................24 </a><a href="#0_9">Management of Decrease in Spermatogenesis .................................................................24 </a><a href="#0_10">Embryo-Fetal Toxicity .........................................................................................................25 </a><a href="#0_11">Immunization.......................................................................................................................25 </a><br><a href="#0_12">9.3 Ibrutinib</a><a href="#0_12"> </a><a href="#0_12">maintenance treatment........................................................................................................25 </a><a href="#0_13">9.4 Reinitiation</a><a href="#0_13"> </a><a href="#0_13">of therapy for patients randomized to arm </a><a href="#0_13">B</a><a href="#0_13">.</a><a href="#0_13">.................................................................26 </a><a href="#0_14">9.5 Co-interventio</a><a href="#0_14">n</a><a href="#0_14">.</a><a href="#0_14">.................................................................................................................................26 </a><br><a href="#0_15">9.5.1 Prohibited</a><a href="#0_15"> </a><a href="#0_15">and cautionary Therapy.....................................................................................26 </a><br><a href="#0_16">9.6 Investigational</a><a href="#0_16"> </a><a href="#0_16">Medicinal Product Ibrutinib........................................................................................28 </a><br><a href="#0_17">9.6.1 </a><a href="#0_18">9.6.2 </a><a href="#0_19">9.6.3 </a><a href="#0_20">9.6.4 </a><a href="#0_21">9.6.5 </a><a href="#0_22">9.6.6 </a><br><a href="#0_17">Summary of known and potential risk</a><a href="#0_17">s</a><a href="#0_17">.</a><a href="#0_17">..............................................................................28 </a><a href="#0_18">Preparation and labelin</a><a href="#0_18">g</a><a href="#0_18">.</a><a href="#0_18">....................................................................................................30 </a><a href="#0_19">Storage and handling..........................................................................................................30 </a><a href="#0_20">Study drug supply ...............................................................................................................30 </a><a href="#0_21">Drug accountability .............................................................................................................30 </a><a href="#0_22">Study drug return and destruction ......................................................................................31 </a><br><a href="#0_23">9.7 Investigational</a><a href="#0_23"> </a><a href="#0_23">Medicinal Product Venetoclax...................................................................................31 </a><br><a href="#0_6">9.7.1 </a><a href="#0_24">9.7.2 </a><a href="#0_25">9.7.3 </a><a href="#0_26">9.7.4 </a><br><a href="#0_6">Summary of known and potential risk</a><a href="#0_6">s</a><a href="#0_6">.</a><a href="#0_6">..............................................................................31 </a><a href="#0_24">Preparation and labelin</a><a href="#0_24">g</a><a href="#0_24">.</a><a href="#0_24">....................................................................................................32 </a><a href="#0_25">Storage and handling..........................................................................................................33 </a><a href="#0_26">Study drug supply ...............................................................................................................33 </a></p><p>Page 5 of 107 </p><p>Levin M-D<em>, et al. BMJ Open </em>2020; 10:e039168. doi: 10.1136/bmjopen-2020-039168 </p><p>BMJ Publishing Group Limited (BMJ) disclaims all liability and responsibility arising from any reliance placed on this supplemental material which has been supplied by the author(s) </p><p>Supplemental material </p><p><em>BMJ Open </em></p><p></p><ul style="display: flex;"><li style="flex:1"><strong>HOVON 141 CLL </strong></li><li style="flex:1"><strong>Version 4, 20 DEC 2018 </strong></li></ul><p></p><p><a href="#0_27">9.7.5 </a><a href="#0_28">9.7.6 </a><br><a href="#0_27">Drug accountability .............................................................................................................33 </a><a href="#0_28">Study drug return and destruction ......................................................................................33 </a></p><p></p><ul style="display: flex;"><li style="flex:1"><a href="#0_10"><strong>10 </strong></a></li><li style="flex:1"><a href="#0_10"><strong>STUDY PROCEDURE</strong></a><a href="#0_10"><strong>S</strong></a><a href="#0_10"><strong>.</strong></a><a href="#0_10"><strong>.............................................................................................................................34 </strong></a></li></ul><p></p><p><a href="#0_29">10.1 Time</a><a href="#0_29"> </a><a href="#0_29">of clinical evaluations ...............................................................................................................34 </a><br><a href="#0_30">10.1.1 Follow</a><a href="#0_30"> </a><a href="#0_30">up.............................................................................................................................34 </a><br><a href="#0_31">10.2 Required</a><a href="#0_31"> </a><a href="#0_31">investigation</a><a href="#0_31">s</a><a href="#0_31">.</a><a href="#0_31">....................................................................................................................34 </a><a href="#0_32">10.3 Storage</a><a href="#0_32"> </a><a href="#0_32">for future studie</a><a href="#0_32">s</a><a href="#0_32">.</a><a href="#0_32">.................................................................................................................39 </a><a href="#0_33">10.4 Response</a><a href="#0_33"> </a><a href="#0_33">evaluation.........................................................................................................................39 </a><a href="#0_34">10.5 Quality</a><a href="#0_34"> </a><a href="#0_34">of Life assessmen</a><a href="#0_34">t</a><a href="#0_34">.</a><a href="#0_34">...............................................................................................................39 </a><a href="#0_18">10.6 Minimal</a><a href="#0_18"> </a><a href="#0_18">Residual Disease.................................................................................................................40 </a><a href="#0_35">10.7 Central</a><a href="#0_35"> </a><a href="#0_35">review ...................................................................................................................................41 </a><br><a href="#0_36">10.7.1 Cytological</a><a href="#0_36"> </a><a href="#0_36">and immunophenotype review .........................................................................41 </a><br><a href="#0_37">10.8 Side</a><a href="#0_37"> </a><a href="#0_37">studies.......................................................................................................................................41 </a></p><p><a href="#0_38"><strong>11 </strong></a><a href="#0_10"><strong>12 </strong></a><br><a href="#0_38"><strong>WITHDRAWAL OF PATIENTS OR PREMATURE TERMINATION OF THE STUDY ..............................41 </strong></a></p><p><a href="#0_39">11.1 Withdrawal</a><a href="#0_39"> </a><a href="#0_39">of individual patients from protocol treatment ................................................................41 </a><a href="#0_40">11.2 Follow</a><a href="#0_40"> </a><a href="#0_40">up of patients withdrawn from protocol treatment .................................................................42 </a><a href="#0_41">11.3 Withdrawal</a><a href="#0_41"> </a><a href="#0_41">of informed consent........................................................................................................42 </a><a href="#0_42">11.4 Premature</a><a href="#0_42"> </a><a href="#0_42">termination of the stud</a><a href="#0_42">y</a><a href="#0_42">.</a><a href="#0_42">..................................................................................................43 </a></p><p><a href="#0_10"><strong>SAFETY ......................................................................................................................................................44 </strong></a></p><p><a href="#0_29">12.1 Definitions..........................................................................................................................................44 </a><a href="#0_25">12.2 Adverse</a><a href="#0_25"> </a><a href="#0_25">event ...................................................................................................................................45 </a><br><a href="#0_43">12.2.1 Reporting</a><a href="#0_43"> </a><a href="#0_43">of adverse event</a><a href="#0_43">s</a><a href="#0_43">.</a><a href="#0_43">..............................................................................................45 </a><a href="#0_44">12.2.2 Follow</a><a href="#0_44"> </a><a href="#0_44">up of adverse event</a><a href="#0_44">s</a><a href="#0_44">.</a><a href="#0_44">..............................................................................................45 </a><br><a href="#0_45">12.3 Serious</a><a href="#0_45"> </a><a href="#0_45">Adverse Event</a><a href="#0_45">s</a><a href="#0_45">.</a><a href="#0_45">...................................................................................................................46 </a><br><a href="#0_46">12.3.1 Reporting</a><a href="#0_46"> </a><a href="#0_46">of serious adverse events ..................................................................................46 </a><a href="#0_0">12.3.2 Causality</a><a href="#0_0"> </a><a href="#0_0">assessment of Serious Adverse Events .............................................................47 </a><a href="#0_47">12.3.3 Follow</a><a href="#0_47"> </a><a href="#0_47">up of Serious Adverse Event</a><a href="#0_47">s</a><a href="#0_47">.</a><a href="#0_47">................................................................................47 </a><a href="#0_48">12.3.4 Processing</a><a href="#0_48"> </a><a href="#0_48">of serious adverse event reports .....................................................................47 </a><br><a href="#0_49">12.4 Reporting</a><a href="#0_49"> </a><a href="#0_49">Suspected Unexpected Serious Adverse Reactions........................................................48 </a><a href="#0_50">12.5 Pregnancies</a><a href="#0_50"> </a><a href="#0_50">......................................................................................................................................48 </a><a href="#0_45">12.6 Second</a><a href="#0_45"> </a><a href="#0_45">Primary Malignancies...........................................................................................................49 </a><a href="#0_51">12.7 Reporting</a><a href="#0_51"> </a><a href="#0_51">of safety issues.................................................................................................................49 </a><a href="#0_52">12.8 Annual</a><a href="#0_52"> </a><a href="#0_52">safety repor</a><a href="#0_52">t</a><a href="#0_52">.</a><a href="#0_52">.........................................................................................................................49 </a><a href="#0_0">12.9 Data</a><a href="#0_0"> </a><a href="#0_0">Safety and Monitoring Board (DSMB</a><a href="#0_0">)</a><a href="#0_0">.</a><a href="#0_0">.....................................................................................50 </a><a href="#0_53">12.10 Safety monitoring ..............................................................................................................................50 </a><a href="#0_25">12.11 Product Complaint</a><a href="#0_25">s</a><a href="#0_25">.</a><a href="#0_25">..........................................................................................................................51 </a></p><p><a href="#0_54"><strong>13 </strong></a><a href="#0_38"><strong>14 </strong></a><br><a href="#0_54"><strong>ENDPOINTS................................................................................................................................................51 </strong></a></p><p><a href="#0_55">13.1 Primary</a><a href="#0_55"> </a><a href="#0_55">endpoint ...............................................................................................................................51 </a><a href="#0_10">13.2 Secondary</a><a href="#0_10"> </a><a href="#0_10">endpoints ........................................................................................................................52 </a></p><p><a href="#0_38"><strong>STATISTICAL CONSIDERATIONS ...........................................................................................................52 </strong></a></p><p><a href="#0_10">14.1 Patient</a><a href="#0_10"> </a><a href="#0_10">numbers and power consideration</a><a href="#0_10">s</a><a href="#0_10">.</a><a href="#0_10">.....................................................................................53 </a><a href="#0_56">14.2 Study</a><a href="#0_56"> </a><a href="#0_56">population definitions ..............................................................................................................53 </a><a href="#0_25">14.3 Alerting</a><a href="#0_25"> </a><a href="#0_25">rules .....................................................................................................................................54 </a><a href="#0_57">14.4 Statistical</a><a href="#0_57"> </a><a href="#0_57">analysi</a><a href="#0_57">s</a><a href="#0_57">.</a><a href="#0_57">............................................................................................................................54 </a><br><a href="#0_58">14.4.1 Efficacy</a><a href="#0_58"> </a><a href="#0_58">analysis .................................................................................................................54 </a><a href="#0_25">14.4.2 Toxicity</a><a href="#0_25"> </a><a href="#0_25">analysis..................................................................................................................55 </a><a href="#0_59">14.4.3 Additional</a><a href="#0_59"> </a><a href="#0_59">analyse</a><a href="#0_59">s</a><a href="#0_59">.</a><a href="#0_59">............................................................................................................55 </a><a href="#0_27">14.4.4 Interim</a><a href="#0_27"> </a><a href="#0_27">analysi</a><a href="#0_27">s</a><a href="#0_27">.</a><a href="#0_27">..................................................................................................................55 </a><a href="#0_10">14.4.5 Statistical</a><a href="#0_10"> </a><a href="#0_10">analysis of the quality of life assessment (QoL).................................................57 </a><a href="#0_60">14.4.6 Statistical</a><a href="#0_60"> </a><a href="#0_60">analysis plan (SAP) ............................................................................................57 </a><a href="#0_61">14.4.7 Data</a><a href="#0_61"> </a><a href="#0_61">and Safety monitoring boar</a><a href="#0_61">d</a><a href="#0_61">.</a><a href="#0_61">.....................................................................................57 </a></p>
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