Enable Change in Banking. www.baaderbank.com Dear clients, please find attached an overview of Clearing & Settlement contacts and the current SSIs of Baader Bank. For all issues in regards of failing / unmatched trades please do not hesitate to contact the Clearing & Settlement department. Our Alert Acronym and CTM BIC is BDWBDEMM. Best regards, Markus Betzin Head of Clearing & Settlement T +49 89 5150 1720 F +49 89 5150 2433 1 [email protected] Clearing & Settlement CONTACT LIST Equities - Business hours 07:00 am– 07:00 pm (CET) Group phone +49 89 5150 1733 Group fax +49 89 5150 2433 Group e-mail [email protected] Erik Schmidt Head of Equities Clearing & Settlement T +49 89 5150 1734 [email protected] Alexander Eckert Fabio Gottwald Bettina Oberhauser T +49 89 5150 1721 T +49 89 5150 1729 T +49 89 5150 1737 [email protected] [email protected] [email protected] Manuel Lutz Michael Kratzer Marion Vogl T +49 89 5150 1738 T +49 89 5150 1723 T +49 89 5150 1731 [email protected] [email protected] [email protected] Linda Perret T +49 89 5150 1725 [email protected] www.baaderbank.com Clearing & Settlement CONTACT LIST Fixed Income, Funds, ETF, Certificates, Futures and Options – Business hours 07:00 am – 07:00 pm (CET) [email protected] Group phone +49 89 5150 1730 Group fax +49 89 5150 2433 Group e-mail [email protected] [email protected] Jacqueline Befeld Head of Bonds and F&O Clearing & Settlement T +49 89 5150 1727 [email protected] Michael Ludwig Astrid Fischl T +49 89 5150 1712 T +49 89 5150 1732 [email protected] [email protected] Melanie Wagner Aleksandar Sekulic T +49 89 5150 1748 T +49 89 5150 1724 [email protected] [email protected] www.baaderbank.com Logo CACEIS Bank S.A., Germany Branch (BIC-Code FMBKDEMMXXX) worldwide standard custodians for securities *) COUNTRY SECURITIES STANDARD CUSTODIAN EXTERNAL SECURITIES ACC. BIC-CODE/settlement details Australia HSBC Bank Australia Ltd., Sydney 011-446234-069 HKBAAU2SXXX Austria OeKB CSD GmbH, Vienna OCSD247600 T2S Party Level 1: FMBKDEMMXXX T2S SAC: OCSD247600 Belgium 2) CACEIS Bank S.A., France (shares, corporate bonds) 05000617080 PSET: CIKBBEBBXXX T2S Party Level 1: ISAEFRPPBAA T2S Party Level 2: FMBKDEMMXXX 1) CACEIS Bank S.A., France (Government/ corp. bonds) 05000224700 PSET: NBBEBEBB216 T2S Party Level 1: ISAEFRPPXXX T2S Party Level 2: FMBKDEMMXXX Canada CIBC Mellon GSS, Toronto HVBF1105002 MELNUS3PGSS/ CUID: COMO Czech Republic UniCredit Bank Czech Republic, Prague 6774272005 BACXCZPPXXX Denmark Danske Bank A/S, Copenhagen 3024854884 T2S party level 1: DABADKKKCUS T2S party level 2: FMBKDEMMXXX Estonia Skandinaviska Enskilda Banken AB (publ) 99101922234 PSET: LCDELV22XXX T2S Party Level 1: EEUHEE2XXXX T2S Party Level 2: FMBKDEMMXXX Finland Skandinaviska Enskilda Banken AB (publ) 10-100 123 954 ESSEFIHXXXX France CACEIS Bank S.A., France 05000617120 T2S Party Level 1: ISAEFRPPBAA T2S Party Level 2: FMBKDEMMXXX Germany Clearstream Banking Frankfurt DAKV2013000 T2S Party Level 1: FMBKDEMMXXX T2S SAC: DAKV2013000 Great Britain Citibank, N.A. London Branch (UK) CRST BOMAY FMBKDEMMXXX Greece HSBC France, Athens Branch CD0002PR T2S Party Level 1: MIDLGRAAGSS T2S Party Level 2: FMBKDEMMXXX Hongkong HSBC Hongkong 720-292457-085 HSBCHKHHXXX Hungary UniCredit Bank Hungary Zrt., Budapest 7011095005 BACXHUHBXXX / KELER: 0318 Page 1/4 Valid as of settlement day 11.03.2019 Logo CACEIS Bank S.A., Germany Branch (BIC-Code FMBKDEMMXXX) worldwide standard custodians for securities *) COUNTRY SECURITIES STANDARD CUSTODIAN EXTERNAL SECURITIES ACC. BIC-CODE/settlement details ICSD Clearstream Banking Luxembourg 13913 CEDELULLXXX (Eurobonds) FMBKDEMM913 (Matching BIC) Clearstream Banking Frankfurt (AKV) 62013 CEDELULLXXX (Mutual Funds) FMBKDEMMXXX ( Matching BIC) Indonesia Citibank N.A., Jakarta 8005420099 CITIIDJXXXX Clearstream Lux. 62013 CEDELULLXXX FMBKDEMMXXX (Matching BIC) Ireland Citibank London N.A. CRST BOMAY FMBKDEMMXXX Italy Intesa SanPaolo S.p.A, Milan 099998690216 VALID UNTIL TRADE DATE 15TH MARCH 2019 T2S Party Level 1: BCITITM1T08 T2S SAC: MOTIBCITITMMXXX6039900 T2S Party Level 2: FMBKDEMMXXX CACEIS Bank S.A., Italy Branch 05001446530 VALID AS OF TRADE DATE 18TH MARCH 2019 T2S Party Level 1: ISAEITMMBAA T2S SAC: MOTIISAEITMMXXX6078000 T2S Party Level 2: FMBKDEMMXXX Japan HSBC Japan 009-046160-321 HSBCJPJTXXX Latvia Skandinaviska Enskilda Banken AB (publ) B6184404 PSET: LCDELV22XXX T2S Party Level 1: UNLALV2XXXX T2S Party Level 2: FMBKDEMMXXX Lithuania Skandinaviska Enskilda Banken AB (publ) (Estonia) DE-FMBK-CA001-C PSET: LCDELV22XXX T2S Party Level 1: CBVILT2XXXX T2S Party Level 2: FMBKDEMMXXX Netherlands CACEIS Bank S.A., France 05000617110 T2S Party Level 1: ISAEFRPPBAA T2S Party Level 2: FMBKDEMMXXX Page 2/4 Valid as of settlement day 11.03.2019 Logo CACEIS Bank S.A., Germany Branch (BIC-Code FMBKDEMMXXX) worldwide standard custodians for securities *) COUNTRY SECURITIES STANDARD CUSTODIAN EXTERNAL SECURITIES ACC. BIC-CODE/settlement details New Zealand HSBC Ltd. New Zealand, Auckland 040-033037-104 HSBCNZ2AXXX Norway Skandinaviska Enskilda Banken AB (publ) 097500242868 ESSENOKXXXX Poland Bank Pekao SA, Warsaw 900182105 PKOPPLPWCUS Portugal Banco Santander Totta SA (shares) 701605.00 T2S Party Level 1: TOTAPTPLXXX T2S Party Level 2: FMBKDEMMXXX T2S SAC: IBLSTOTAPTPLXXXSA000000005218000 040 Singapore HSBC Singapore 056-109473-085 HSBCSGSGXXX Slovakia UniCredit Bank Slovakia a.s., Bratislava 55898998 T2S Party Level 1: UNCRSKBXXXX T2S Party Level 2: FMBKDEMMXXX Slovenia UniCredit Banka Slovenija, Ljubljana 9828142 T2S Party Level 1: BACXSI22XXX T2S Party Level 2: FMBKDEMMXXX South Africa Standard Chartered Bank, Johannesburg Branch 134140200003 SCBLZAJ2XXX SOR: 10108858, J Code: CBS303 Spain Santander Securities Services S.A. Spain 57770000885368 T2S Party Level 1: BSSSESM2XXX (Reg. FMBKDEMMXXX) T2S SAC: Other registrations: account IBRCBSSSESM2XXX000000002T0EX000 depending on registration name 0001 T2S Party Level 2: FMBKDEMMXXX T2S SAC for other registrations: IBRCBSSSESM2XXX000000019T0EX000 0012 Sweden Skandinaviska Enskilda Banken AB (publ) 01-100234950 ESSESESSXXX Switzerland SIX SIS AG 20316862 T2S BIC11: FMBKDEMMXXX BP-ID: DE113033 Page 3/4 Valid as of settlement day 11.03.2019 Logo CACEIS Bank S.A., Germany Branch (BIC-Code FMBKDEMMXXX) worldwide standard custodians for securities *) COUNTRY SECURITIES STANDARD CUSTODIAN EXTERNAL SECURITIES ACC. BIC-CODE/settlement details Thailand HSBC Thailand 001-245042-390 HSBCTHBKXXX Clearstream Banking Lux. 62013 CEDELULLXXX FMBKDEMMXXX (Matching BIC) USA Bank of New York Mellon, New York 159065 IRVTUS3NXXX DTC: 8314; ABA: 021000018 Bank of NYC/CUST/159065 *) Please note, that the a.m. sec. Standard custodians are always applicable, if no special arrangement was agreed at the time of trading. 1) Valid for corporate bonds issued by National Bank of Belgium 2) Valid for corporate bonds issued by Euroclear Belgium Page 4/4 Valid as of settlement day 11.03.2019 Disclaimer This document was prepared by Baader Bank AG solely for informational purposes. Any other use or any reproduction of the Document or the information contained therein is not permitted. This document is to be understood as incomplete, without reference to, and should be viewed only in conjunction with the oral briefing by Baader Bank AG. The information set forth in this document has been diligently compiled by Baader Bank AG and is partially based on publicly available sources and data supplied by third parties believed to be reliable. Baader Bank AG does not warrant the accuracy or completeness of such information. The information does not constitute investment advice, an investment recommendation, an invitation to submit an offer for any financial instruments. This document is not an investment recommendation pursuant to Art. 20 of Regulation (EU) No 596/2014 of 16 April 2014 and the Commission Delegated Regulation 106/958 of 9 March 2016 and consequently does not meet all legal requirements to ensure the independence of investment recommendations and is also not subject to the ban on trading in connection with the publication of investment recommendations. By providing this information, the recipient thereof does neither become a customer of Baader Bank AG nor do any obligations of Baader Bank AG towards the recipient arise in connection therewith, in particular no agreement for the provision of information is entered into between Baader Bank AG and the recipient of this information. Any information contained in this document reflects the level of knowledge of Baader Bank AG as of this document’s printing date and is subject to change. Baader is not obliged to update or keep current the information contained in this document. The information as stipulated in this document is neither intended to constitute nor to substitute any legal or tax advice. Information on the treatment of conflicts of interest at Baader Bank AG are accessible under http://www.baaderbank.de/Customer_service/Legal_Documents_Baader_Bank. Neither Baader Bank AG nor any of its affiliates nor directors or employees of Baader Bank AG and its affiliates shall be liable for any loss or damage, cost or expense whatsoever, direct or indirect, arising from any access to or use of the Presentation or the information therein to the extent legally permissible. Transmission or reproduction of this document without prior written consent